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Matthew Schlueter

EVP, Operations and Technology Solutions, Director at Osaic Wealth

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
9
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Matthew Schlueter is EVP, Operations and Technology Solutions, Director of Osaic Wealth, Inc., a Scottsdale investment adviser managing $235B. Matthew Schlueter has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

Role at Osaic Wealth

Title on Schedule A
EVP, Operations and Technology Solutions, Director
Control
Matthew Schlueter is a control person of Osaic Wealth.
Ownership
An individual ownership band is not available in the source record.
Tenure
Matthew Schlueter has held the filed role since January 2016.

The firm

Osaic Wealth, Inc.
Scottsdale, AZ

Form ADV filed 29 September 2026

$235B AUM575,512 clients7,143 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO, Series 57TO and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 53 · 2003
  4. Passed Series 55 · 2002
  5. Passed Series 7, Series 63 and Series 24 · 1998

Registrations and exams

Broker registration; no current adviser registration. Matthew Schlueter has passed 9 qualifying exams.

Examinations

Series 6312 June 1998
Name
Uniform Securities Agent State Law Examination
Series 5326 February 2003
Name
Municipal Securities Principal Examination
Series 2425 November 1998
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5523 November 2002
Name
Limited Representative-Equity Trader Exam
Series 718 May 1998
Name
General Securities Representative Examination

Individual record

Full name
Matthew Adam Schlueter
CRD
2627931
Firm
Osaic Wealth, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
osaic.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Osaic’s official leadership page identifies Matt Schlueter as chief product and operations officer. Osaic official Meet the Team page

Common questions

Where does Matthew Schlueter work?

Matthew Schlueter has been EVP, Operations and Technology Solutions, Director of Osaic Wealth, Inc. since January 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 September 2026

Does Matthew Schlueter have a current investment-adviser registration?

Matthew Schlueter has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Matthew Schlueter passed?

Matthew Schlueter has passed 9 licensing exams: the Series 7, Series 63, Series 24, Series 55, Series 53, SIE, Series 52TO, Series 57TO and Series 99TO. The earliest, the Series 7, was passed in May 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Osaic Wealth

Sources

  1. IAPD individual record, CRD 2627931. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Osaic Wealth, Inc., filed 29 September 2026. Title, control and ownership bands.
  3. Osaic Wealth team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Matthew Schlueter or Osaic Wealth, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.