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Christopher Mitchell

Corporate Treasurer, Financial Principal at Osaic Wealth

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
9
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Christopher Mitchell is Corporate Treasurer, Financial Principal of Osaic Wealth, Inc., a Scottsdale investment adviser managing $235B. Christopher Mitchell has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

Role at Osaic Wealth

Title on Schedule A
Corporate Treasurer, Financial Principal
Control
Christopher Mitchell is not a control person of Osaic Wealth.
Ownership
An individual ownership band is not available in the source record.
Tenure
Christopher Mitchell has held the filed role since August 2025.

The firm

Osaic Wealth, Inc.
Scottsdale, AZ

Form ADV filed 29 September 2026

$235B AUM575,512 clients7,143 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO and Series 82TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 27 · 1999
  4. Passed Series 7 and Series 24 · 1995
  5. Passed Series 6 and Series 26 · 1994
  6. Passed Series 63 · 1993

Registrations and exams

Broker registration; no current adviser registration. Christopher Mitchell has passed 9 qualifying exams.

Examinations

Series 6315 November 1993
Name
Uniform Securities Agent State Law Examination
Series 2711 November 1999
Name
Financial and Operations Principal Examination
Series 2422 June 1995
Name
General Securities Principal Examination
Series 2622 February 1994
Name
Investment Company Products/Variable Contracts Principal Examination
Series 82TO20 April 2023
Name
Limited Representative-Private Securities Offerings
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 715 May 1995
Name
General Securities Representative Examination
Series 618 January 1994
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Christopher Mills Mitchell
CRD
2420144
Firm
Osaic Wealth, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Christopher Mitchell work?

Christopher Mitchell has been Corporate Treasurer, Financial Principal of Osaic Wealth, Inc. since August 2025.

Source: Form ADV, Schedule A, filed 29 September 2026

Does Christopher Mitchell have a current investment-adviser registration?

Christopher Mitchell has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Christopher Mitchell passed?

Christopher Mitchell has passed 9 licensing exams: the Series 63, Series 6, Series 26, Series 7, Series 24, Series 27, SIE, Series 99TO and Series 82TO. The earliest, the Series 63, was passed in November 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Osaic Wealth

Sources

  1. IAPD individual record, CRD 2420144. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Osaic Wealth, Inc., filed 29 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Christopher Mitchell or Osaic Wealth, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.