Top 10 financial advisor firms in Arizona

152 SEC-registered financial advisor firms are headquartered in Arizona, with $92.9B in combined regulatory assets under management. The largest by assets are Ashton Thomas Private Wealth ($6.01B), Dynamic Advisor Solutions ($5.64B) and TCI Wealth Advisors ($5.37B).

152
Financial advisor firms: $92.9B
Their combined AUM: $268M
Median firm AUM: 37,007
Clients of the top 10

The 10 largest by assets

1
Ashton Thomas Private Wealth
RIA
$6.01B
Regulatory AUM
2
Dynamic Advisor Solutions
RIA
$5.64B
Up to 2.25% a year
3
TCI Wealth Advisors
RIA
$5.37B
0.25% to 1.00% a year
4
TFO Family Office Partners
RIA
$5.04B
Up to 1.25%
5
Stoker Ostler Wealth Advisors
RIA
$3.67B
0.55% to 1.00% a year
6
Trek Financial
RIA
$2.82B
0.70% to 1.50% a year
7
Trajan Wealth
RIA
$2.6B
0.50% to 1.50% a year
8
Xcelsior Advisor Partners
RIA
$2.51B
Regulatory AUM
9
Verus Capital Partners
RIA
$2.29B
2.00% to 2.50% a year
10
Versant Capital Management
RIA
$1.81B
Up to 1.00% a year

Profiles of the top 10

No. 1 · RIA

Ashton Thomas Private Wealth

Ashton Thomas Private Wealth is an investment adviser based in Scottsdale, AZ, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $6.01 billion, as filed on 24 August 2026.

Regulatory AUM: $6.01B
Clients: 3,229
Advisory staff: 63
Custodians: Fidelity, Pershing, Goldman Sachs & Co., Charles Schwab
Headquarters: 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260
Phone: 602-732-4745
Website: ashtonthomaspw.com

No. 2 · RIA

Dynamic Advisor Solutions

Dynamic Advisor Solutions is an investment adviser based in Phoenix, AZ, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $5.64 billion, as filed on 17 August 2026.

Dynamic Advisor Solutions charges up to 2.25% a year for its Dynamic Investment Management and Advisory Account Fees.

Regulatory AUM: $5.64B
Clients: 5,634
Advisory staff: 65
Fee schedule: Up to 2.25% a year
Custodians: Fidelity, Charles Schwab
Headquarters: 2415 East Camelback Road, Suite 700, Phoenix, AZ 85016
Phone: 877-257-3840
Website: dynamicadvisorsolutions.com

No. 3 · RIA

TCI Wealth Advisors

TCI Wealth Advisors is an investment adviser based in Tucson, AZ, registered with the SEC since 1990. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $5.37 billion, as filed on 27 August 2026.

TCI Wealth Advisors charges 0.25%–1.00% a year for its Investment Management and Planning.

Regulatory AUM: $5.37B
Clients: 3,268
Advisory staff: 45
Fee schedule: 0.25% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 4011 East Sunrise Drive, Tucson, AZ 85718
Phone: 520-733-1477
Website: tciwealth.com

No. 4 · RIA

TFO Family Office Partners

TFO Family Office Partners is an investment adviser based in Phoenix, AZ, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $5.04 billion, as filed on 15 September 2026.

TFO Family Office Partners charges up to 1.25% for its Investment Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $5.04B
Clients: 306
Advisory staff: 47
Fee schedule: Up to 1.25%
Custodians: Charles Schwab
Headquarters: 5060 North 40th Street, Suite 200, Phoenix, AZ 85018
Phone: 602-466-2611
Website: tfofamilyoffice.com

No. 5 · RIA

Stoker Ostler Wealth Advisors

Stoker Ostler Wealth Advisors is an investment adviser based in Scottsdale, AZ, registered with the SEC since 1997. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $3.67 billion, as filed on 16 July 2026.

Stoker Ostler Wealth Advisors charges 0.55%–1.00% a year for its Investment Management.

Regulatory AUM: $3.67B
Clients: 1,585
Advisory staff: 12
Founded: 1997
Fee schedule: 0.55% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 4900 N. Scottsdale Road, Suite 2600, Scottsdale, AZ 85251
Phone: 480-890-8088
Website: stokerostler.com

No. 6 · RIA

Trek Financial

Trek Financial is an investment adviser based in Scottsdale, AZ, registered with the SEC since 2000. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $2.82 billion, as filed on 10 July 2026.

Trek Financial charges 0.70%–1.50% a year for its Portfolio Advisory Services.

Regulatory AUM: $2.82B
Clients: 4,688
Advisory staff: 55
Fee schedule: 0.70% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 8355 East Hartford Drive, Suite 105, Scottsdale, AZ 85255
Phone: 480-483-1510
Website: trekplans.com

No. 7 · RIA

Trajan Wealth

Trajan Wealth is an investment adviser based in Scottsdale, AZ, registered with the SEC since 2015. It provides investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $2.6 billion, as filed on 28 August 2026.

Trajan Wealth charges 0.50%–1.50% a year for its Standard Advisory Fee.

Regulatory AUM: $2.6B
Clients: 10,633
Advisory staff: 46
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab, Axos Clearing
Headquarters: 18700 North Hayden Road, Suite 470, Scottsdale, AZ 85255
Phone: 480-990-3300
Website: trajanwealth.com

No. 8 · RIA

Xcelsior Advisor Partners

Xcelsior Advisor Partners is an investment adviser based in Scottsdale, AZ, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $2.51 billion, as filed on 27 September 2026.

Regulatory AUM: $2.51B
Clients: 1,501
Advisory staff: 22
Custodians: Charles Schwab, Fidelity
Headquarters: 14624 Scottsdale RD, Suite 195, Scottsdale, AZ 85254
Phone: 480-866-8616
Website: xcelsiorpartners.com

No. 9 · RIA

Verus Capital Partners

Verus Capital Partners is an investment adviser based in Scottsdale, AZ, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $2.29 billion, as filed on 31 March 2026.

Verus Capital Partners charges 2.00%–2.50% a year for its Annual Advisory Fee for Asset Management.

Regulatory AUM: $2.29B
Clients: 5,642
Advisory staff: 45
Fee schedule: 2.00% to 2.50% a year
Custodians: Charles Schwab, LPL Financial, Fidelity
Headquarters: 8300 N Hayden RD, Suite A207, Scottsdale, AZ 85258
Phone: 480-990-3719
Website: veruscapitalpartners.com

No. 10 · RIA

Versant Capital Management

Versant Capital Management is an investment adviser based in Phoenix, AZ, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $1.81 billion, as filed on 31 March 2026.

Versant Capital Management charges up to 1.00% a year for its Wealth Management.

Regulatory AUM: $1.81B
Clients: 521
Advisory staff: 14
Fee schedule: Up to 1.00% a year
Custodians: Charles Schwab, Pershing
Headquarters: 2394 East Camelback Road, Suite 100, Phoenix, AZ 85016-9260
Phone: 602-635-3760
Website: versantcm.com

Questions about financial advisors in Arizona

How many financial advisor firms are headquartered in Arizona?

152 SEC-registered financial advisor firms report their principal office in Arizona, managing $92.9B in regulatory assets between them. The other 36 advisers headquartered in the state are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Arizona?

Ashton Thomas Private Wealth, with $6.01B in regulatory assets under management on its latest Form ADV. The next largest are Dynamic Advisor Solutions ($5.64B) and TCI Wealth Advisors ($5.37B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Arizona?

The median firm manages $268M in regulatory assets. That is the midpoint of the 152 firms headquartered in Arizona.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Arizona charge?

Of the 10 largest firms, 8 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Arizona?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the state and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters state.

Source: Niva directory methodology

Arizona has 152 financial advisor firms; see every adviser in the state →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Arizona

Top financial advisor firms by city in Arizona