Top 10 financial advisor firms in Phoenix

24 SEC-registered financial advisor firms are headquartered in Phoenix, AZ, with $22B in combined regulatory assets under management. The largest by assets are Dynamic Advisor Solutions ($5.64B), TFO Family Office Partners ($5.04B) and Versant Capital Management ($1.81B).

24
Financial advisor firms: $22B
Their combined AUM: $235M
Median firm AUM: 13,835
Clients of the top 10

The 10 largest by assets

1
Dynamic Advisor Solutions
RIA
$5.64B
Up to 2.25% a year
2
TFO Family Office Partners
RIA
$5.04B
Up to 1.25%
3
Versant Capital Management
RIA
$1.81B
Up to 1.00% a year
4
L. Roy Papp & Associates
RIA
$1.62B
0.50% to 1.00% a year
5
Awm Capital
RIA
$1.49B
Up to 2.00% a year
6
Brookwood Investment Group
RIA
$1.25B
Up to 2.50% a year
7
Bridgeport Financial Solutions
RIA
$1.05B
0.80% to 1.25% a year
8
Windsor Capital Management
RIA
$703M
0.35% to 1.00% a year
9
Eaton-Cambridge
RIA
$481M
0.50% to 1.50% a year
10
Strategy Financial Services
RIA
$367M
1.30% to 1.80% a year

Profiles of the top 10

No. 1 · RIA

Dynamic Advisor Solutions

Dynamic Advisor Solutions is an investment adviser based in Phoenix, AZ, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $5.64 billion, as filed on 17 August 2026.

Dynamic Advisor Solutions charges up to 2.25% a year for its Dynamic Investment Management and Advisory Account Fees.

Regulatory AUM: $5.64B
Clients: 5,634
Advisory staff: 65
Fee schedule: Up to 2.25% a year
Custodians: Fidelity, Charles Schwab
Headquarters: 2415 East Camelback Road, Suite 700, Phoenix, AZ 85016
Phone: 877-257-3840
Website: dynamicadvisorsolutions.com

No. 2 · RIA

TFO Family Office Partners

TFO Family Office Partners is an investment adviser based in Phoenix, AZ, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $5.04 billion, as filed on 15 September 2026.

TFO Family Office Partners charges up to 1.25% for its Investment Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $5.04B
Clients: 306
Advisory staff: 47
Fee schedule: Up to 1.25%
Custodians: Charles Schwab
Headquarters: 5060 North 40th Street, Suite 200, Phoenix, AZ 85018
Phone: 602-466-2611
Website: tfofamilyoffice.com

No. 3 · RIA

Versant Capital Management

Versant Capital Management is an investment adviser based in Phoenix, AZ, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $1.81 billion, as filed on 31 March 2026.

Versant Capital Management charges up to 1.00% a year for its Wealth Management.

Regulatory AUM: $1.81B
Clients: 521
Advisory staff: 14
Fee schedule: Up to 1.00% a year
Custodians: Charles Schwab, Pershing
Headquarters: 2394 East Camelback Road, Suite 100, Phoenix, AZ 85016-9260
Phone: 602-635-3760
Website: versantcm.com

No. 4 · RIA

L. Roy Papp & Associates

L. Roy Papp & Associates is an investment adviser based in Phoenix, AZ, registered with the SEC since 1989. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.62 billion, as filed on 27 May 2026.

L. Roy Papp & Associates charges 0.50%–1.00% a year for its Investment Management Fee.

Regulatory AUM: $1.62B
Clients: 576
Advisory staff: 10
Founded: 1978
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 2201 E. Camelback Road, Suite 227b, Phoenix, AZ 85016
Phone: 602-956-0980
Website: roypapp.com

No. 5 · RIA

Awm Capital

Awm Capital is an investment adviser based in Phoenix, AZ, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, pooled investment vehicles and individual clients. Its regulatory assets under management total $1.49 billion, as filed on 13 March 2026.

Awm Capital charges up to 2.00% a year for its Asset Management.

Regulatory AUM: $1.49B
Clients: 467
Advisory staff: 28
Fee schedule: Up to 2.00% a year
Minimum account: $5,000,000
Custodians: Charles Schwab
Headquarters: 1 N. 1st Street, Suite 525, Phoenix, AZ 85004
Phone: 323-940-1339
Website: athletefamilyoffice.com

No. 6 · RIA

Brookwood Investment Group

Brookwood Investment Group is an investment adviser based in Phoenix, AZ, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $1.25 billion, as filed on 31 March 2026.

Brookwood Investment Group charges up to 2.50% a year for its Assets Under Management Fees.

Regulatory AUM: $1.25B
Clients: 3,506
Advisory staff: 22
Fee schedule: Up to 2.50% a year
Custodians: Charles Schwab
Headquarters: 3930 E. Ray Road, Suite 155, Phoenix, AZ 85044
Phone: 480-351-4740

No. 7 · RIA

Bridgeport Financial Solutions

Bridgeport Financial Solutions is an investment adviser based in Phoenix, AZ, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.05 billion, as filed on 20 August 2026.

Bridgeport Financial Solutions charges 0.80%–1.25% a year for its Advisory Fee Schedule.

Regulatory AUM: $1.05B
Clients: 920
Advisory staff: 9
Fee schedule: 0.80% to 1.25% a year
Custodians: Pershing, Fidelity, Charles Schwab
Headquarters: 2700 N Central Ave, Suite 1200, Phoenix, AZ 85004
Phone: 877-411-2737

No. 8 · RIA

Windsor Capital Management

Windsor Capital Management is an investment adviser based in Phoenix, AZ, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $703 million, as filed on 16 January 2026.

Windsor Capital Management charges 0.35%–1.00% a year for its Portfolio Management Services.

Regulatory AUM: $703M
Clients: 543
Advisory staff: 5
Founded: 2000
Fee schedule: 0.35% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 20860 North Tatum BLVD., Suite 220, Phoenix, AZ 85050
Phone: 480-515-3514
Website: windsoradvisor.com

No. 9 · RIA

Eaton-Cambridge

Eaton-Cambridge is an investment adviser based in Phoenix, AZ, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $481 million, as filed on 12 June 2026.

Eaton-Cambridge charges 0.50%–1.50% a year for its Investment Advisory Services.

Regulatory AUM: $481M
Clients: 311
Advisory staff: 4
Founded: 1998
Fee schedule: 0.50% to 1.50% a year
Minimum account: $500,000
Custodians: Charles Schwab
Headquarters: 5090 N. 40th Street Suite 205, Phoenix, AZ 85018
Phone: 480-385-7399
Website: eatoncambridge.com

No. 10 · RIA

Strategy Financial Services

Strategy Financial Services is an investment adviser based in Phoenix, AZ, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $367 million, as filed on 31 March 2026.

Strategy Financial Services charges 1.30%–1.80% a year for its Investment Management Fees.

Regulatory AUM: $367M
Clients: 1,051
Advisory staff: 10
Fee schedule: 1.30% to 1.80% a year
Custodians: Fidelity
Headquarters: 7010 E Chauncey Lane, #130, Phoenix, AZ 85054
Phone: 602-343-9301
Website: strategyfinancialgroup.com

Questions about financial advisors in Phoenix

How many financial advisor firms are headquartered in Phoenix?

24 SEC-registered financial advisor firms report their principal office in Phoenix, AZ, managing $22B in regulatory assets between them. The other 11 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Phoenix?

Dynamic Advisor Solutions, with $5.64B in regulatory assets under management on its latest Form ADV. The next largest are TFO Family Office Partners ($5.04B) and Versant Capital Management ($1.81B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Phoenix?

The median firm manages $235M in regulatory assets. That is the midpoint of the 24 firms headquartered in Phoenix.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Phoenix charge?

Of the 10 largest firms, 10 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Phoenix?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Phoenix has 24 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Phoenix

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