Bridgeport Financial Solutions provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, market timing, educational seminars, divorce planning, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation. Financial planning was provided to 101–250 clients last fiscal year.
Bridgeport Financial Solutions reports 920 clients. They include 654 individual clients, 241 high-net-worth individuals, and 20 pension and profit-sharing plans. Of its assets, 99.0% ($1.04B across 2,753 accounts) are managed with discretion; $10.8M across 2 accounts are not. A wrap fee program the firm both sponsors and manages holds $582M. It advised 105 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 22% |
| High-net-worth individuals | 26% | 65% |
| Pension and profit-sharing plans | 2% | 12% |
| Charitable organizations | 0% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 654 | $230M | 22.0% | $352K |
| High-net-worth individuals | 241 | $679M | 64.9% | $2.82M |
| Pension and profit-sharing plans | 20 | $131M | 12.5% | $6.53M |
| Charitable organizations | Fewer than 5 | $2.37M | 0.2% | — |
| Corporations and other businesses | 5 | $3.95M | 0.4% | $791K |
| Total | 920 | $1.05B | 100% | — |
- Clients
- 654
- Regulatory AUM
- $230M
- AUM share
- 22.0%
- Avg. per client
- $352K
- Clients
- 241
- Regulatory AUM
- $679M
- AUM share
- 64.9%
- Avg. per client
- $2.82M
- Clients
- 20
- Regulatory AUM
- $131M
- AUM share
- 12.5%
- Avg. per client
- $6.53M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.37M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $3.95M
- AUM share
- 0.4%
- Avg. per client
- $791K
Total
- Clients
- 920
- Regulatory AUM
- $1.05B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 105
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Bridgeport Financial Solutions charges 0.80%–1.25% a year for its Advisory Fee Schedule. The fee is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Annuity Management
- The maximum fee for annuity management is 2 percent, though it may be debited from an alternate account.
- Financial Planning and Consulting
- Negotiable fees for financial planning and consulting, typically $100 to $500 a month or a fixed fee of $500 to $50,000.
- Retirement Plan Advisory and Consulting
- Retirement plan services are a percentage of plan assets not exceeding 2 percent, or an hourly fee not exceeding $500 per hour.
Cambridge Investment Group, Inc. owns 75% or more of Bridgeport Financial Solutions and is in turn owned by Schwartz Family Trust II (25–50%) and Eric and Kelly Schwartz Charitable Trust (25–50%). The leadership team of Bridgeport Financial Solutions includes Chief Compliance Officer Stephen Youhn. It has 9 employees.
Leadership
- Stephen YouhnChief Compliance Officer
- Colleen BellManager
- Richard KuhlmanChief Legal Officer
- Seth MillerManager
- Tammy RobbinsManager
- Andrea ShaferChief Supervision Officer
- Clara SierraManaging Director
- Carla StoneChief Accounting Officer
- Jeffrey VivacquaManager
- Amy WebberManager
Investment adviser representatives
13 representatives listed in the SEC register as of 9 October 2026.
- Allison Elizabeth Conlon
- Kole Denning Cook
- Tina Virginia Decker
- Robin Alan Hall MR.
- Michael William Mallon
- Mark A Nelson
- Brian Allen Peardon
- Luke Perry
- Mitchell Sanford
- Andrew Joseph Sohn
- Avangeline Subsin
- Evan Peter Welch
- Justin Duwayne Zeimet
Staff
- 9 employees
- 9 in advisory functions
- 9 state-registered reps
- 6 insurance agents
- 1 soliciting firm
- Owns 75% or more of Bridgeport Financial Solutions LLC
Cambridge Investment Group, Inc.
Control person · since August 2022
- Owns 25% to 50% of Cambridge Investment Group, Inc.
Schwartz Family Trust II
Control person · since June 2014
Eric Schwartz
Trustee · Control person · since September 2024
- Owns 25% to 50% of Cambridge Investment Group, Inc.
Eric and Kelly Schwartz Charitable Trust
Control person · since October 2024
Kelly Schwartz
Trustee · Control person · since August 2015
Bridgeport Financial Solutions’ regulatory assets grew Infinity× from $0 (July 2023) to $1.05B (August 2026); employees rose from 5 to 9. In 2024, 3 advisory firms joined it. The most recent was PearTree Advisory Group, in December 2024.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.05B | 920 | 9 | 8 |
| March 2025 | $485M | 523 | 11 | 9 |
| July 2024 | $0 | 0 | 7 | 6 |
| July 2023 | $0 | 0 | 5 | 2 |
Firms that joined
20243 joined
- PearTree Advisory GroupNo filed AUM
- Premier Wealth AdvisorsNo filed AUM
- Antaeus Wealth AdvisorsNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Bridgeport Financial Solutions has 7 offices (1 private residence, listed without an address), with 7 listed addresses across 5 states.
Iowa · 2 listed addresses
- 1240 Office Plaza Drive, West Des Moines
- 1776 Pleasant Plain Road, Fairfield
Massachusetts · 2 listed addresses
- 80 Central Street, Boxborough
- 1 Centre Street, Malden
Arizona · 1 listed address
- 2700 N Central Ave, Suite 1200, PhoenixHQ
California · 1 listed address
- 1227 Pleasant Grove BLVD, Roseville
Indiana · 1 listed address
- 8650 Williamshire W DR, Indianapolis
Other business names
Bridgeport Financial Solutions has reported 1 other business name to the SEC.
- Bridgeport
Contact and registration details
- Legal name
- Bridgeport Financial Solutions LLC
- Headquarters
- 2700 N Central Ave, Suite 1200, Phoenix, AZ 85004
- Website
- Not reported
- Phone
- 877-411-2737
- @bridgeport-financial-solutions
- SEC file
- 801-127630
- Structure
- Iowa LLC
- Fiscal year end
- December
Bridgeport Financial Solutions uses Fidelity ($663M, 75%), Charles Schwab ($116M, 13%) and Pershing ($108M, 12%) as custodians for its separately managed accounts. Bridgeport Financial Solutions does not have custody of client assets.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $108M12%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $663M75%
- Charles SchwabCharles Schwab & Co., Inc. · San Franscisco, CA · $116M13%
At year end, Bridgeport Financial Solutions’ separately managed accounts were mostly in funds (68%) and stocks (15%).
What the accounts hold
- Stocks15%
- Exchange-traded equities14%
- Non-exchange-traded equities1%
- Funds68%
- Registered funds67%
- Pooled vehicles1%
- Bonds4%
- U.S. government and agency bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash9%
- Other4%
- Includes fixed, variable and other insurance products, notes or loans and other thinly used categories4%
How many clients does Bridgeport Financial Solutions have?
Bridgeport Financial Solutions has 920 clients and manages $1.05 billion for them, as of August 2026. They include 654 individual clients, 241 high-net-worth individuals, and 20 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 August 2026
What services does Bridgeport Financial Solutions offer?
Bridgeport Financial Solutions provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, market timing, educational seminars, divorce planning, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Bridgeport Financial Solutions charge?
Bridgeport Financial Solutions charges 0.80%–1.25% a year for its Advisory Fee Schedule. The fee is negotiable.
Which custodians does Bridgeport Financial Solutions use?
Bridgeport Financial Solutions’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $663M, Charles Schwab & Co., Inc. (San Franscisco, CA), with $116M and Pershing Advisor Solutions LLC (Jersey City, NJ), with $108M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 August 2026
How many financial advisors does Bridgeport Financial Solutions have?
Bridgeport Financial Solutions has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Bridgeport Financial Solutions invest in?
At the end of its last fiscal year, Bridgeport Financial Solutions’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 9% cash and equivalents, 4% other, 2% U.S. government and agency bonds, 1% non-exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). The 4% other category is described as: Includes Fixed, Variable and Other Insurance Products, Notes Or Loans and Other Thinly Used Categories.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Bridgeport Financial Solutions?
Bridgeport Financial Solutions’ direct owner is Cambridge Investment Group, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 August 2026
How does Bridgeport Financial Solutions get paid?
Bridgeport Financial Solutions is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Bridgeport Financial Solutions registered with the SEC?
Yes, Bridgeport Financial Solutions has been registered with the SEC as an investment adviser since 10 April 2023. Its CRD number is 325485 and its SEC file number is 801-127630.
Source: Form ADV Part 1A, Item 1, filed 20 August 2026; IAPD firm record
How do I contact Bridgeport Financial Solutions?
Bridgeport Financial Solutions’ main office is at 2700 N Central Ave, Suite 1200, Phoenix, AZ 85004. Its phone number is 877-411-2737.