{"url":"https://nivawealth.com/firms/bridgeport-financial-solutions-325485","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/325485","regulatoryAum":1046399893,"crd":"325485","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5072510","suffix":null,"lastName":"CONLON","firstName":"ALLISON","middleName":"ELIZABETH"},{"crd":"7258321","suffix":null,"lastName":"Cook","firstName":"Kole","middleName":"Denning"},{"crd":"4208165","suffix":null,"lastName":"DECKER","firstName":"TINA","middleName":"VIRGINIA"},{"crd":"2715046","suffix":"MR.","lastName":"HALL","firstName":"ROBIN","middleName":"ALAN"},{"crd":"6566942","suffix":null,"lastName":"MALLON","firstName":"MICHAEL","middleName":"WILLIAM"},{"crd":"5587472","suffix":null,"lastName":"NELSON","firstName":"MARK","middleName":"A"},{"crd":"4819319","suffix":null,"lastName":"PEARDON","firstName":"BRIAN","middleName":"ALLEN"},{"crd":"5223887","suffix":null,"lastName":"Perry","firstName":"Luke","middleName":null},{"crd":"6978548","suffix":null,"lastName":"Sanford","firstName":"Mitchell","middleName":null},{"crd":"2992123","suffix":null,"lastName":"SOHN","firstName":"ANDREW","middleName":"JOSEPH"},{"crd":"6595794","suffix":null,"lastName":"Subsin","firstName":"Avangeline","middleName":null},{"crd":"2966271","suffix":null,"lastName":"WELCH","firstName":"EVAN","middleName":"PETER"},{"crd":"6938001","suffix":null,"lastName":"Zeimet","firstName":"Justin","middleName":"Duwayne"}],"total":13,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-27","regulatoryAum":0,"clients":0,"employees":5,"offices":2},{"filedOn":"2024-07-17","regulatoryAum":0,"clients":0,"employees":7,"offices":6},{"filedOn":"2025-03-28","regulatoryAum":484508230,"clients":523,"employees":11,"offices":9},{"filedOn":"2026-08-20","regulatoryAum":1046399893,"clients":920,"employees":9,"offices":8}],"acquisitions":[{"date":"2024-12-01","datePrecision":"month","name":"PearTree 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$50,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055571","versionId":1055571,"submittedOn":"2026-08-20","documentName":"BRIDGEPORT ADV 2A"},{"role":"other","program":"Retirement Plan Advisory and Consulting","summary":"Retirement plan services are a percentage of plan assets not exceeding 2 percent, or an hourly fee not exceeding $500 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055571","versionId":1055571,"submittedOn":"2026-08-20","documentName":"BRIDGEPORT ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:38:07.690506+00:00","documents":[{"name":"BRIDGEPORT ADV 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Kuhlman","title":"Chief Legal Officer","crd":"7076563"},{"name":"Seth Miller","title":"Manager","crd":"5495508"},{"name":"Tammy Robbins","title":"Manager","crd":"3125668"},{"name":"Andrea Shafer","title":"Chief Supervision Officer","crd":"5448499"},{"name":"Clara Sierra","title":"Managing Director","crd":"2034485"},{"name":"Carla Stone","title":"Chief Accounting Officer","crd":"3193985"},{"name":"Jeffrey Vivacqua","title":"Manager","crd":"2608892"},{"name":"Amy Webber","title":"Manager","crd":"1812670"}],"ownership":[{"label":"Cambridge Investment Group, Inc.","detail":"Member in the 75% or more ownership band and a control person, since August 2022."},{"label":"Schwartz Family Trust II","detail":"Indirect owner: a shareholder of Cambridge Investment Group, Inc. in the 25% to 50% band and a control person, since June 2014.","parent":"Cambridge Investment Group, Inc."},{"label":"Eric Schwartz","detail":"Indirect owner: trustee of Schwartz Family Trust II and a control person, since September 2024. Also trustee of Eric and Kelly Schwartz Charitable Trust and a control person, since August 2015.","parent":"Schwartz Family Trust II"},{"label":"Eric and Kelly Schwartz Charitable Trust","detail":"Indirect owner: a shareholder of Cambridge Investment Group, Inc. in the 25% to 50% band and a control person, since October 2024.","parent":"Cambridge Investment Group, Inc."},{"label":"Kelly Schwartz","detail":"Indirect owner: trustee of Eric and Kelly Schwartz Charitable Trust and a control person, since August 2015.","parent":"Eric and Kelly Schwartz Charitable Trust"}],"filedOffices":{"otherThanPrincipal":7,"privateResidences":1},"listedOfficeAddresses":7,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"2700 N Central Ave, Suite 1200","city":"Phoenix","headquarters":true}]},{"state":"California","offices":1,"addresses":[{"street":"1227 Pleasant Grove BLVD","city":"Roseville"}]},{"state":"Indiana","offices":1,"addresses":[{"street":"8650 Williamshire W DR","city":"Indianapolis"}]},{"state":"Iowa","offices":2,"addresses":[{"street":"1240 Office Plaza Drive","city":"West Des Moines"},{"street":"1776 Pleasant Plain Road","city":"Fairfield"}]},{"state":"Massachusetts","offices":2,"addresses":[{"street":"80 Central Street","city":"Boxborough"},{"street":"1 Centre Street","city":"Malden"}]}],"brochureServices":["divorce planning","education planning","estate planning","insurance","philanthropic planning","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"877-411-2737","stateRegisteredReps":9,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Market timing services","Educational seminars/workshops"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":14},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":67},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":4,"detail":"Includes Fixed, Variable and Other Insurance Products, Notes Or Loans and Other Thinly Used Categories"}],"privateFunds":0},"sources":{"adv1FilingDate":"20 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/325485/PDF/325485.pdf","brochureDate":"20 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055571","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bridgeport Financial Solutions have?","answer":"Bridgeport Financial Solutions has 920 clients and manages $1.05 billion for them, as of August 2026. They include 654 individual clients, 241 high-net-worth individuals, and 20 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bridgeport Financial Solutions offer?","answer":"Bridgeport Financial Solutions provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, market timing, educational seminars, divorce planning, education planning, estate planning, insurance, philanthropic planning, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bridgeport Financial Solutions charge?","answer":"Bridgeport Financial Solutions charges 0.80%–1.25% a year for its Advisory Fee Schedule. The fee is negotiable.","source":"BRIDGEPORT ADV 2A, filed 20 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bridgeport Financial Solutions use?","answer":"Bridgeport Financial Solutions’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $663M, Charles Schwab & Co., Inc. (San Franscisco, CA), with $116M and Pershing Advisor Solutions LLC (Jersey City, NJ), with $108M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bridgeport Financial Solutions have?","answer":"Bridgeport Financial Solutions has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 9 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bridgeport Financial Solutions invest in?","answer":"At the end of its last fiscal year, Bridgeport Financial Solutions’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 9% cash and equivalents, 4% other, 2% U.S. government and agency bonds, 1% non-exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). The 4% other category is described as: Includes Fixed, Variable and Other Insurance Products, Notes Or Loans and Other Thinly Used Categories.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bridgeport Financial Solutions?","answer":"Bridgeport Financial Solutions’ direct owner is Cambridge Investment Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bridgeport Financial Solutions get paid?","answer":"Bridgeport Financial Solutions is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Bridgeport Financial Solutions registered with the SEC?","answer":"Yes, Bridgeport Financial Solutions has been registered with the SEC as an investment adviser since 10 April 2023. Its CRD number is 325485 and its SEC file number is 801-127630.","source":"Form ADV Part 1A, Item 1, filed 20 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Bridgeport Financial Solutions?","answer":"Bridgeport Financial Solutions’ main office is at 2700 N Central Ave, Suite 1200, Phoenix, AZ 85004. Its phone number is 877-411-2737.","source":"Form ADV Part 1A, Item 1.F, filed 20 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}