Top 7 financial advisor firms in Mesa

7 SEC-registered financial advisor firms are headquartered in Mesa, AZ, with $2.02B in combined regulatory assets under management. The largest by assets are Rovin Capital ($917M), Tribeca Financial ($248M) and Acute Investment Advisory ($238M).

7
Financial advisor firms: $2.02B
Their combined AUM: $173M
Median firm AUM: 2,705
Clients of the top 7

The 7 largest by assets

1
Rovin Capital
RIA
$917M
Regulatory AUM
2
Tribeca Financial
RIA
$248M
Regulatory AUM
3
Acute Investment Advisory
RIA
$238M
1.20% to 1.30% a year
4
Ridgeline Wealth
RIA
$173M
Regulatory AUM
5
Taurum Retirement Partners
RIA
$156M
0.70% to 1.15% a year
6
Prosper Private Wealth
RIA
$151M
Regulatory AUM
7
Immaculate Wealth Management
RIA
$141M
1.00% to 2.00% a year

Profiles of the top 7

No. 1 · RIA

Rovin Capital

Rovin Capital is an investment adviser based in Mesa, AZ, registered with the SEC since 2010. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $917 million, as filed on 25 March 2026.

Regulatory AUM: $917M
Clients: 730
Advisory staff: 9
Custodians: Charles Schwab
Headquarters: 1 N. Macdonald, Suite 201, Mesa, AZ 85201
Phone: 480-739-2110

No. 2 · RIA

Tribeca Financial

Tribeca Financial is an investment adviser based in Mesa, AZ, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $248 million, as filed on 17 March 2026.

Regulatory AUM: $248M
Clients: 248
Advisory staff: 5
Custodians: Charles Schwab
Headquarters: 2812 N. Norwalk, Ste 103, Mesa, AZ 85215
Phone: 480-553-6247
Website: tribecafinancial.co

No. 3 · RIA

Acute Investment Advisory

Acute Investment Advisory is an investment adviser based in Mesa, AZ, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $238 million, as filed on 10 February 2026.

Acute Investment Advisory charges 1.20%–1.30% a year for its Portfolio Management Services.

Regulatory AUM: $238M
Clients: 787
Advisory staff: 4
Fee schedule: 1.20% to 1.30% a year
Custodians: Charles Schwab
Headquarters: 4856 East Baseline Road, Suite 104, Mesa, AZ 85206
Phone: 480-620-6907
Website: acutewealthadvisors.com

No. 4 · RIA

Ridgeline Wealth

Ridgeline Wealth is an investment adviser based in Mesa, AZ, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $173 million, as filed on 4 March 2026.

Regulatory AUM: $173M
Clients: 186
Advisory staff: 4
Custodians: Charles Schwab
Headquarters: 2929 N Power RD, Ste 101, Mesa, AZ 85215
Phone: 480-779-0127
Website: ridgelineprivatewealth.com

No. 5 · RIA

Taurum Retirement Partners

Taurum Retirement Partners is an investment adviser based in Mesa, AZ, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $156 million, as filed on 25 March 2026.

Taurum Retirement Partners charges 0.70%–1.15% a year for its Portfolio Management Services.

Regulatory AUM: $156M
Clients: 127
Advisory staff: 2
Fee schedule: 0.70% to 1.15% a year
Custodians: Charles Schwab
Headquarters: 1921 S Alma School Road Suite 308, Mesa, AZ 85210
Phone: 480-626-2501
Website: taurumfinancial.com

No. 6 · RIA

Prosper Private Wealth

Prosper Private Wealth is an investment adviser based in Mesa, AZ, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $151 million, as filed on 2 September 2026.

Regulatory AUM: $151M
Clients: 51
Advisory staff: 2
Custodians: Fidelity
Headquarters: 4140 E Baseline Road, Suite 101, Mesa, AZ 85206
Phone: 888-404-3042
Website: prosperpw.com

No. 7 · RIA

Immaculate Wealth Management

Immaculate Wealth Management is an investment adviser based in Mesa, AZ, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $141 million, as filed on 2 March 2026.

Immaculate Wealth Management charges 1.00%–2.00% a year for its Asset Management.

Regulatory AUM: $141M
Clients: 576
Advisory staff: 2
Fee schedule: 1.00% to 2.00% a year
Custodians: Charles Schwab
Headquarters: 2500 S. Power Road, Suite 111, Mesa, AZ 85209
Phone: 480-776-3511

Questions about financial advisors in Mesa

How many financial advisor firms are headquartered in Mesa?

7 SEC-registered financial advisor firms report their principal office in Mesa, AZ, managing $2.02B in regulatory assets between them. The other 2 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Mesa?

Rovin Capital, with $917M in regulatory assets under management on its latest Form ADV. The next largest are Tribeca Financial ($248M) and Acute Investment Advisory ($238M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Mesa?

The median firm manages $173M in regulatory assets. That is the midpoint of the 7 firms headquartered in Mesa.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Mesa charge?

Of the 7 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.15% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Mesa?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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