Ridgeline Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Ridgeline Wealth reports 186 clients. They include 125 individual clients, 60 high-net-worth individuals and 1 corporate or other business client. Of its assets, 97.6% ($169M across 596 accounts) are managed with discretion; $4.06M across 31 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 22% |
| High-net-worth individuals | 32% | 78% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 125 | $38.7M | 22.4% | $310K |
| High-net-worth individuals | 60 | $134M | 77.6% | $2.23M |
| Corporations and other businesses | Fewer than 5 | $15.2K | 0.0% | $15.2K |
| Total | 186 | $173M | 100% | — |
- Clients
- 125
- Regulatory AUM
- $38.7M
- AUM share
- 22.4%
- Avg. per client
- $310K
- Clients
- 60
- Regulatory AUM
- $134M
- AUM share
- 77.6%
- Avg. per client
- $2.23M
- Clients
- Fewer than 5
- Regulatory AUM
- $15.2K
- AUM share
- 0.0%
- Avg. per client
- $15.2K
Total
- Clients
- 186
- Regulatory AUM
- $173M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Ridgeline Wealth is paid through a percentage of assets under management, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement plan consulting
- Consulting fee of 0.95% per year of all plan assets, billed monthly or quarterly.
Caleb Huftalin owns 75% or more of Ridgeline Wealth. The leadership team of Ridgeline Wealth includes Chief Compliance Officer Caleb Huftalin. It has 6 employees, 4 of them in advisory roles.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Ridgeline Wealth LLC
Caleb Huftalin
Control person · since December 2021
- Owns 10% to 25% of Ridgeline Wealth LLC
Stephen Hofmann
Control person · since April 2024
Ridgeline Wealth’s regulatory assets grew 1.7× from $100M (August 2023) to $173M (March 2026); clients rose from 118 to 186 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $173M | 186 | 6 | 3 |
| Jul 2025July 2025 | $162M | 170 | 6 | 3 |
| Jun 2024June 2024 | $112M | 142 | 6 | 3 |
| Aug 2023August 2023 | $100M | 118 | 6 | 3 |
Besides its headquarters, Ridgeline Wealth has 2 offices, with 3 listed addresses across 3 states.
Arizona · 1 listed address
- 2929 N Power RD, Ste 101, MesaHQ
Florida · 1 listed address
- 425 Town Plaza Ave, Ponte Vedra
Illinois · 1 listed address
- 7210 E State Street, Rockford
Contact and registration details
- Legal name
- Ridgeline Wealth LLC
- Headquarters
- 2929 N Power RD, Ste 101, Mesa, AZ 85215
- Website
- ridgelineprivatewealth.com
- Phone
- 480-779-0127
- @ridgeline-private-wealth
- SEC file
- 801-128531
- Structure
- Arizona LLC
- Fiscal year end
- December
Ridgeline Wealth’s named custodian for separately managed accounts is Charles Schwab ($154M). Ridgeline Wealth does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $154M100%
At year end, Ridgeline Wealth’s separately managed accounts were mostly in funds (88%). Its reported 13F holdings for the quarter ended 30 June 2026 total $171M across 60 positions; the largest are American Centy ETF TR (23.7%), Dimensional ETF Trust (8.4%) and SPDR Series Trust (7.7%).
What the accounts hold
- Stocks6%
- Funds88%
- Registered funds82%
- Pooled vehicles6%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash1%
- Other2%
- Derivatives1%
- Structured notes1%
How many clients does Ridgeline Wealth have?
Ridgeline Wealth has 186 clients and manages $173 million for them, as of March 2026. They include 125 individual clients, 60 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 March 2026
What services does Ridgeline Wealth offer?
Ridgeline Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Ridgeline Wealth use?
Ridgeline Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $154M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 March 2026
How many financial advisors does Ridgeline Wealth have?
Ridgeline Wealth has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ridgeline Wealth invest in?
At the end of its last fiscal year, Ridgeline Wealth’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 6% pooled vehicles (private funds and similar), 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% derivatives, 1% cash and equivalents and 1% other. The 1% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ridgeline Wealth?
Ridgeline Wealth’s direct owners are Caleb Huftalin (75% or more) and Stephen Hofmann (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 March 2026
How does Ridgeline Wealth get paid?
Ridgeline Wealth is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ridgeline Wealth?
Ridgeline Wealth’s main office is at 2929 N Power RD, Ste 101, Mesa, AZ 85215. Its phone number is 480-779-0127. Its website is ridgelineprivatewealth.com.