Caleb Huftalin has been Director of Wealth Management/Chief Compliance Officer of Ridgeline Wealth since December 2021, is a control person of the firm and directly owns 75% or more of it.
Ridgeline Wealth LLC is a Mesa, AZ firm with $173M under management, 186 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Caleb Huftalin’s longest registration is the current one, 4 years at Ridgeline Wealth since 2022. Before joining Ridgeline Wealth in 2022, Caleb Huftalin was registered through Catalyst Wealth Management and Kalos Management.
- Ridgeline Private WealthCurrent– present · 4 yearsMesa, AZ · Adviser representative · Firm CRD 318258
- Catalyst Wealth Management– · 4 yearsMesa, AZ · Adviser representative · Firm CRD 291138
- Kalos Management– · 2 yearsGilbert, AZ · Adviser representative · Firm CRD 133025
- Triad Advisors, Inc.– · 4 yearsSuwanee, GA · Adviser representative · Firm CRD 25803
Investment adviser representative registrations
Caleb Huftalin is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from March 2022; the most recent is California, in November 2023.
- ArizonaSince 2 March 2022
- CaliforniaSince 7 November 2023
- FloridaSince 13 April 2023
- GeorgiaSince 13 July 2022
- IllinoisSince 5 May 2022
- TexasResidentSince 22 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 November 2011 |
| Series 7 | General Securities Representative Examination | 19 October 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Caleb Will Huftalin
- CRD
- 5114075
- Firm
- Ridgeline Wealth · CRD 318258
- Role
- Director of Wealth Management/Chief Compliance Officer
- Office
- 2929 N POWER RD, STE 101, Mesa, AZ 85215
- Registration
- Investment adviser registration
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Caleb Huftalin work?
Caleb Huftalin has been Director of Wealth Management/Chief Compliance Officer of Ridgeline Wealth LLC since December 2021, and is a control person of the firm.
Is Caleb Huftalin a financial advisor?
Yes. Caleb Huftalin has a current investment-adviser registration in Arizona, California, Florida, Georgia, Illinois and Texas, through Ridgeline Wealth since March 2022.
How many years of experience does Caleb Huftalin have?
Caleb Huftalin has 15 years in the financial industry, since July 2011, across 4 adviser firms.
What exams has Caleb Huftalin passed?
Caleb Huftalin has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2011. FINRA credited Caleb Huftalin with the SIE, which began in October 2018.
Where did Caleb Huftalin work before Ridgeline Wealth?
Before Ridgeline Wealth, Caleb Huftalin was registered through Kalos Management, December 2015 to July 2018; Triad Advisors, Inc., December 2011 to December 2015.
Where is Caleb Huftalin based?
Caleb Huftalin’s registered office is in Mesa, AZ.
Is Caleb Huftalin registered with FINRA?
No. Caleb Huftalin has no current broker registration.
How can I verify Caleb Huftalin’s record?
Search CRD 5114075 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caleb Huftalin’s full registration record.