Stephen Hofmann has been Co-Owner/Managing Member of Ridgeline Wealth since April 2024, is a control person of the firm and directly owns between 10% and 25% of it.
Ridgeline Wealth LLC is a Mesa, AZ firm with $173M under management, 186 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Stephen Hofmann’s longest registration is the current one, 4 years at Ridgeline Wealth since 2022. Before joining Ridgeline Wealth in 2022, Stephen Hofmann was registered through Midland Financial Advisors, Inc.
- Ridgeline Private WealthCurrent– present · 4 yearsRockford, IL · Adviser representative · Firm CRD 318258
- Midland Financial Advisors, Inc.– · under a yearRockford, IL · Adviser representative · Firm CRD 149499
Investment adviser representative registrations
Stephen Hofmann is registered as an investment adviser representative in 6 states. The first approvals date from May 2022; the most recent is Wisconsin, in March 2026.
- ArizonaSince 5 May 2022
- CaliforniaSince 7 November 2023
- FloridaSince 27 April 2023
- GeorgiaSince 25 August 2022
- IllinoisSince 5 May 2022
- WisconsinSince 4 March 2026
Examinations
No examinations are on Stephen Hofmann’s record.
- Full name
- Stephen Daniel Hofmann
- CRD
- 6994818
- Firm
- Ridgeline Wealth · CRD 318258
- Role
- Co-Owner/Managing Member
- Office
- 7210 E State Street, Ste 102, Rockford, IL 61108
- Registration
- Investment adviser registration
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Stephen Hofmann work?
Stephen Hofmann has been Co-Owner/Managing Member of Ridgeline Wealth LLC since April 2024, and is a control person of the firm.
Is Stephen Hofmann a financial advisor?
Yes. Stephen Hofmann has a current investment-adviser registration in Arizona, California, Florida, Georgia, Illinois and Wisconsin, through Ridgeline Wealth since May 2022.
How many years of experience does Stephen Hofmann have?
Stephen Hofmann has 5 years in the financial industry, since September 2021, across 2 adviser firms.
Where did Stephen Hofmann work before Ridgeline Wealth?
Before Ridgeline Wealth, Stephen Hofmann was registered through Midland Financial Advisors, Inc., July 2018 to March 2019.
Where is Stephen Hofmann based?
Stephen Hofmann’s registered office is in Rockford, IL.
Is Stephen Hofmann registered with FINRA?
No. Stephen Hofmann has no current broker registration.
How can I verify Stephen Hofmann’s record?
Search CRD 6994818 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Hofmann’s full registration record.