Immaculate Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Immaculate Wealth Management reports 576 clients. They include 483 individual clients, 91 high-net-worth individuals, and 2 corporations and other businesses. Of its assets, 100.0% ($141M across 796 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $5.97M. Of its clients, 1% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 32% |
| High-net-worth individuals | 16% | 67% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 483 | $45M | 32.0% | $93.3K |
| High-net-worth individuals | 91 | $94.6M | 67.2% | $1.04M |
| Corporations and other businesses | 2 | $1.17M | 0.8% | $584K |
| Total | 576 | $141M | 100% | $244K |
- Clients
- 483
- Regulatory AUM
- $45M
- AUM share
- 32.0%
- Avg. per client
- $93.3K
- Clients
- 91
- Regulatory AUM
- $94.6M
- AUM share
- 67.2%
- Avg. per client
- $1.04M
- Clients
- 2
- Regulatory AUM
- $1.17M
- AUM share
- 0.8%
- Avg. per client
- $584K
Total
- Clients
- 576
- Regulatory AUM
- $141M
- AUM share
- 100%
- Avg. per client
- $244K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Immaculate Wealth Management charges 1.00%–2.00% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are billed at an hourly fee of $150 per hour or flat fees between $225 and $1,250, with half due at commencement.
Mark Rauguth owns 75% or more of Immaculate Wealth Management. The leadership team of Immaculate Wealth Management includes Chief Compliance Officer Mark Rauguth. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Immaculate Wealth Management, LLC
Mark Rauguth
Control person · since April 2013
Immaculate Wealth Management’s regulatory assets grew from $119M (April 2025) to $141M (March 2026); clients rose from 353 to 576 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $141M | 576 | 2 | 1 |
| Apr 2025April 2025 | $119M | 353 | 2 | 1 |
Besides its headquarters, Immaculate Wealth Management has 0 offices, with 1 listed address in 1 state.
Arizona · 1 listed address
- 2500 S. Power Road, Suite 111, MesaHQ
Contact and registration details
- Legal name
- Immaculate Wealth Management, LLC
- Headquarters
- 2500 S. Power Road, Suite 111, Mesa, AZ 85209
- Website
- Not reported
- Phone
- 480-776-3511
- SEC file
- 801-132448
- Structure
- Arizona LLC
- Fiscal year end
- December
Immaculate Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($141M). Immaculate Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $141M100%
At year end, Immaculate Wealth Management’s separately managed accounts were mostly in funds (66%) and stocks (27%). Its reported 13F holdings for the quarter ended 30 June 2026 total $14.8M across 15 positions; the largest are Pimco Multisector Bond Active Exchange-traded Fund (14.0%), iShares Core Dividend Growth ETF (9.3%) and Vanguard Morningstar Mid-cap ETF (9.0%).
What the accounts hold
- Stocks27%
- Funds66%
- Cash7%
How many clients does Immaculate Wealth Management have?
Immaculate Wealth Management has 576 clients and manages $141 million for them, as of March 2026. They include 483 individual clients, 91 high-net-worth individuals, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026
What services does Immaculate Wealth Management offer?
Immaculate Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Immaculate Wealth Management charge?
Immaculate Wealth Management charges 1.00%–2.00% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Immaculate Wealth Management use?
Immaculate Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $141M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026
How many financial advisors does Immaculate Wealth Management have?
Immaculate Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Immaculate Wealth Management invest in?
At the end of its last fiscal year, Immaculate Wealth Management’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities and 7% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Immaculate Wealth Management?
Immaculate Wealth Management’s direct owner is Mark Rauguth (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 March 2026
How does Immaculate Wealth Management get paid?
Immaculate Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Immaculate Wealth Management?
Immaculate Wealth Management’s main office is at 2500 S. Power Road, Suite 111, Mesa, AZ 85209. Its phone number is 480-776-3511.
