{"url":"https://nivawealth.com/firms/immaculate-wealth-management-167657","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167657","regulatoryAum":140823690,"crd":"167657","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6629493","suffix":null,"lastName":"Rauguth","firstName":"Jonah","middleName":"Adam"},{"crd":"1564114","suffix":null,"lastName":"RAUGUTH","firstName":"MARK","middleName":"EDWARD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-22","regulatoryAum":118970810,"clients":353,"employees":2,"offices":1},{"filedOn":"2026-03-02","regulatoryAum":140823690,"clients":576,"employees":2,"offices":1}],"secFileNumber":"801-132448","legalName":"Immaculate Wealth Management, LLC","displayName":"Immaculate Wealth Management","slug":"immaculate-wealth-management-167657","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2500 S. 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Power Road, Suite 111","city":"Mesa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-776-3511","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"Securities issued by registered investment companies or business development companies","percent":66},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"2 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167657/PDF/167657.pdf","brochureDate":"2 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013169","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Immaculate Wealth Management have?","answer":"Immaculate Wealth Management has 576 clients and manages $141 million for them, as of March 2026. They include 483 individual clients, 91 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Immaculate Wealth Management offer?","answer":"Immaculate Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Immaculate Wealth Management charge?","answer":"Immaculate Wealth Management charges 1.00%–2.00% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable.","source":"ADV2A & 2B SEC, filed 2 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Immaculate Wealth Management use?","answer":"Immaculate Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $141M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Immaculate Wealth Management have?","answer":"Immaculate Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Immaculate Wealth Management invest in?","answer":"At the end of its last fiscal year, Immaculate Wealth Management’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 27% exchange-traded equities and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Immaculate Wealth Management?","answer":"Immaculate Wealth Management’s direct owner is Mark Rauguth (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Immaculate Wealth Management get paid?","answer":"Immaculate Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Immaculate Wealth Management?","answer":"Immaculate Wealth Management’s main office is at 2500 S. Power Road, Suite 111, Mesa, AZ 85209. Its phone number is 480-776-3511.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/immaculate-wealth-management-167657/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-10","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2089761/000208976126000002/0002089761-26-000002-index.html","totalValue":14767872,"positionCount":15,"top10Share":0.7996805497772461,"top10":[{"issuer":"PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND","titleOfClass":"ETF","cusip":"72201R585","value":2069390,"shares":78031,"shareType":"SH","priorValue":2088631,"priorShares":79719},{"issuer":"ISHARES CORE DIVIDEND GROWTH ETF","titleOfClass":"ETF","cusip":"46434V621","value":1371845,"shares":18100,"shareType":"SH","priorValue":1251433,"priorShares":17832},{"issuer":"VANGUARD MORNINGSTAR MID-CAP ETF","titleOfClass":"ETF","cusip":"922908629","value":1321766,"shares":16405,"shareType":"SH"},{"issuer":"ISHARES CURRENCY HEDGED MSCI EAFE ETF","titleOfClass":"ETF","cusip":"46434V803","value":1306573,"shares":27843,"shareType":"SH","priorValue":1161000,"priorShares":27321},{"issuer":"VANGUARD FTSE DEVELOPED MARKETS ETF","titleOfClass":"ETF","cusip":"921943858","value":1275473,"shares":17901,"shareType":"SH","priorValue":1099739,"priorShares":17162},{"issuer":"JPMORGAN MUNICIPAL ETF","titleOfClass":"ETF","cusip":"46641Q647","value":954634,"shares":18845,"shareType":"SH","priorValue":1149920,"priorShares":23003},{"issuer":"SCHWAB US DIVIDEND EQUITY ETF","titleOfClass":"ETF","cusip":"808524797","value":926088,"shares":29204,"shareType":"SH","priorValue":906209,"priorShares":29537},{"issuer":"STRIVE 500 ETF","titleOfClass":"ETF","cusip":"02072L680","value":893374,"shares":18496,"shareType":"SH","priorValue":728046,"priorShares":17347},{"issuer":"SCHWAB U.S. LARGE-CAP GROWTH ETF","titleOfClass":"ETF","cusip":"808524300","value":892072,"shares":26361,"shareType":"SH","priorValue":767782,"priorShares":26357},{"issuer":"VANGUARD SHORT-TERM TREASURY ETF","titleOfClass":"ETF","cusip":"92206C102","value":798365,"shares":13717,"shareType":"SH","priorValue":772824,"priorShares":13202}],"positionsListed":15,"positions":[{"issuer":"PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND","titleOfClass":"ETF","cusip":"72201R585","value":2069390,"shares":78031,"shareType":"SH","priorValue":2088631,"priorShares":79719},{"issuer":"ISHARES CORE DIVIDEND GROWTH ETF","titleOfClass":"ETF","cusip":"46434V621","value":1371845,"shares":18100,"shareType":"SH","priorValue":1251433,"priorShares":17832},{"issuer":"VANGUARD MORNINGSTAR MID-CAP ETF","titleOfClass":"ETF","cusip":"922908629","value":1321766,"shares":16405,"shareType":"SH"},{"issuer":"ISHARES CURRENCY HEDGED MSCI EAFE ETF","titleOfClass":"ETF","cusip":"46434V803","value":1306573,"shares":27843,"shareType":"SH","priorValue":1161000,"priorShares":27321},{"issuer":"VANGUARD FTSE DEVELOPED MARKETS ETF","titleOfClass":"ETF","cusip":"921943858","value":1275473,"shares":17901,"shareType":"SH","priorValue":1099739,"priorShares":17162},{"issuer":"JPMORGAN MUNICIPAL ETF","titleOfClass":"ETF","cusip":"46641Q647","value":954634,"shares":18845,"shareType":"SH","priorValue":1149920,"priorShares":23003},{"issuer":"SCHWAB US DIVIDEND EQUITY ETF","titleOfClass":"ETF","cusip":"808524797","value":926088,"shares":29204,"shareType":"SH","priorValue":906209,"priorShares":29537},{"issuer":"STRIVE 500 ETF","titleOfClass":"ETF","cusip":"02072L680","value":893374,"shares":18496,"shareType":"SH","priorValue":728046,"priorShares":17347},{"issuer":"SCHWAB U.S. LARGE-CAP GROWTH ETF","titleOfClass":"ETF","cusip":"808524300","value":892072,"shares":26361,"shareType":"SH","priorValue":767782,"priorShares":26357},{"issuer":"VANGUARD SHORT-TERM TREASURY ETF","titleOfClass":"ETF","cusip":"92206C102","value":798365,"shares":13717,"shareType":"SH","priorValue":772824,"priorShares":13202},{"issuer":"ISHARES U.S. INFRASTRUCTURE ETF","titleOfClass":"ETF","cusip":"46435U713","value":785189,"shares":12455,"shareType":"SH","priorValue":718918,"priorShares":12568},{"issuer":"SCHWAB U.S. LARGE-CAP ETF","titleOfClass":"ETF","cusip":"808524201","value":659817,"shares":22419,"shareType":"SH","priorValue":583197,"priorShares":22746},{"issuer":"T. 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