Top 9 financial advisor firms in Tempe

9 SEC-registered financial advisor firms are headquartered in Tempe, AZ, with $2.24B in combined regulatory assets under management. The largest by assets are Biltmore Wealth Management ($440M), Intrinsic Wealth Counsel ($345M) and Philip O. Johnson & Company ($301M).

9
Financial advisor firms: $2.24B
Their combined AUM: $213M
Median firm AUM: 2,566
Clients of the top 9

The 9 largest by assets

1
Biltmore Wealth Management
RIA
$440M
0.80% to 1.35% a year
2
Intrinsic Wealth Counsel
RIA
$345M
0.50% to 1.00% a year
3
Philip O. Johnson & Company
RIA
$301M
Up to 2.25% a year
4
Graystone Partners Wealth Management
RIA
$297M
Regulatory AUM
5
Harding Wealth
RIA
$213M
0.50% to 1.00% a year
6
Financial Life Planners
RIA
$208M
0.75% to 1.50% a year
7
Optima Capital Management
RIA
$150M
Up to 1.50%
8
Martinsen Wealth Management
RIA
$143M
0.50% to 1.50% a year
9
Arbor Wealth Management
RIA
$138M
Regulatory AUM

Profiles of the top 9

No. 1 · RIA

Biltmore Wealth Management

Biltmore Wealth Management is an investment adviser based in Tempe, AZ, registered with the SEC since 2015. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $440 million, as filed on 17 February 2026.

Biltmore Wealth Management charges 0.80%–1.35% a year for its Investment Advisory Service.

Regulatory AUM: $440M
Clients: 307
Advisory staff: 3
Founded: 2009
Fee schedule: 0.80% to 1.35% a year
Custodians: Charles Schwab
Headquarters: 1400 E. Southern Avenue, Suite 650, Tempe, AZ 85282
Phone: 480-998-1819
Website: biltmorewealthaz.com

No. 2 · RIA

Intrinsic Wealth Counsel

Intrinsic Wealth Counsel is an investment adviser based in Tempe, AZ, registered with the SEC since 1984. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $345 million, as filed on 3 April 2026.

Intrinsic Wealth Counsel charges 0.50%–1.00% a year for its Tiered fee schedule.

Regulatory AUM: $345M
Clients: 217
Advisory staff: 3
Founded: 1984
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 1255 W. Rio Salado Pkwy, Suite 115, Tempe, AZ 85281
Phone: 480-924-5613
Website: intrinsicwealthcounsel.com

No. 3 · RIA

Philip O. Johnson & Company

Philip O. Johnson & Company is an investment adviser based in Tempe, AZ, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $301 million, as filed on 19 March 2026.

Philip O. Johnson & Company charges up to 2.25% a year for its Investment Management Services.

Regulatory AUM: $301M
Clients: 297
Advisory staff: 2
Founded: 1981
Fee schedule: Up to 2.25% a year
Custodians: Fidelity, Fidelity
Headquarters: 1095 W Rio Salado Parkway, Suite 201, Tempe, AZ 85281-2610
Phone: 602-242-4000
Website: johnsonfinancial.com

No. 4 · RIA

Graystone Partners Wealth Management

Graystone Partners Wealth Management is an investment adviser based in Tempe, AZ, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $297 million, as filed on 28 July 2026.

Regulatory AUM: $297M
Clients: 586
Advisory staff: 3
Custodians: LPL Financial
Headquarters: 1095 West Rio Salado Parkway, Suite 101, Tempe, AZ 85281
Phone: 480-557-9727
Website: graystonepartners.net

No. 5 · RIA

Harding Wealth

Harding Wealth is an investment adviser based in Tempe, AZ, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $213 million, as filed on 13 March 2026.

Harding Wealth charges 0.50%–1.00% a year for its Asset-Based Portfolio Management.

Regulatory AUM: $213M
Clients: 169
Advisory staff: 3
Founded: 2016
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab, Altruist, Fidelity
Headquarters: 222 S. Mill Avenue, #800, Tempe, AZ 85281
Phone: 602-610-9545
Website: hardingwealth.com

No. 6 · RIA

Financial Life Planners

Financial Life Planners is an investment adviser based in Tempe, AZ, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $208 million, as filed on 30 March 2026.

Financial Life Planners charges 0.75%–1.50% a year for its Management Fee.

Regulatory AUM: $208M
Clients: 298
Advisory staff: 3
Fee schedule: 0.75% to 1.50% a year
Custodians: Fidelity
Headquarters: 2151 E Broadway, Suite 203, Tempe, AZ 85282
Phone: 480-477-8530
Website: financiallifeplanners.com

No. 7 · RIA

Optima Capital Management

Optima Capital Management is an investment adviser based in Tempe, AZ, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $150 million, as filed on 22 April 2026.

Optima Capital Management charges up to 1.50% for its Portfolio Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $150M
Clients: 215
Advisory staff: 4
Fee schedule: Up to 1.50%
Custodians: Charles Schwab, Stancorp Investment Advisors
Headquarters: 222 S Mill Ave, Ste 800, Tempe, AZ 85281
Phone: 480-757-9052
Website: optimacapitalmgt.com

No. 8 · RIA

Martinsen Wealth Management

Martinsen Wealth Management is an investment adviser based in Tempe, AZ, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $143 million, as filed on 30 June 2026.

Martinsen Wealth Management charges 0.50%–1.50% a year for its Model portfolios and direct asset management.

Regulatory AUM: $143M
Clients: 366
Advisory staff: 7
Fee schedule: 0.50% to 1.50% a year
Custodians: Fidelity
Headquarters: 7855 S. River Parkway, Suite 201, Tempe, AZ 85284
Phone: 480-550-6556
Website: 5wbook.com

No. 9 · RIA

Arbor Wealth Management

Arbor Wealth Management is an investment adviser based in Tempe, AZ, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $138 million, as filed on 13 March 2026.

Regulatory AUM: $138M
Clients: 111
Advisory staff: 2
Custodians: Charles Schwab
Headquarters: 7581 S Willow Drive, Suite 110, Tempe, AZ 85283
Phone: 480-818-8300
Website: arborfirm.com

Questions about financial advisors in Tempe

How many financial advisor firms are headquartered in Tempe?

9 SEC-registered financial advisor firms report their principal office in Tempe, AZ, managing $2.24B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Tempe?

Biltmore Wealth Management, with $440M in regulatory assets under management on its latest Form ADV. The next largest are Intrinsic Wealth Counsel ($345M) and Philip O. Johnson & Company ($301M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Tempe?

The median firm manages $213M in regulatory assets. That is the midpoint of the 9 firms headquartered in Tempe.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Tempe charge?

Of the 9 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Tempe?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Tempe has 9 financial advisor firms; see every adviser in the city →

The 9 largest by assets

Profiles of the top 9

Questions about financial advisors in Tempe

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