Arbor Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Arbor Wealth Management reports 111 clients. They include 67 individual clients and 44 high-net-worth individuals. Of its assets, 100.0% ($138M across 331 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 17% |
| High-net-worth individuals | 40% | 82% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 67 | $24.1M | 17.5% | $360K |
| High-net-worth individuals | 44 | $113M | 82.2% | $2.58M |
| Pension and profit-sharing plans | Fewer than 5 | $437K | 0.3% | — |
| Total | 111 | $138M | 100% | — |
- Clients
- 67
- Regulatory AUM
- $24.1M
- AUM share
- 17.5%
- Avg. per client
- $360K
- Clients
- 44
- Regulatory AUM
- $113M
- AUM share
- 82.2%
- Avg. per client
- $2.58M
- Clients
- Fewer than 5
- Regulatory AUM
- $437K
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 111
- Regulatory AUM
- $138M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Arbor Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- The initial financial plan is billed at $250 an hour, plan updates at $1,000 a year, and additional work at $250 an hour.
Jake Ulrich owns 25% to 50% of Arbor Wealth Management. The leadership team of Arbor Wealth Management includes Chief Compliance Officer Jake Ulrich. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 25% to 50% of Arbor Wealth Management, LLC
Jake Ulrich
Control person · since May 2012
- Owns 25% to 50% of Arbor Wealth Management, LLC
Joseph Arsenault
Control person · since May 2012
- Owns 10% to 25% of Arbor Wealth Management, LLC
JT Arizona Holdings, LLC
since January 2020
- Owns 75% or more of JT Arizona Holdings, LLC
Jordan Taylor
since January 2020
- Owns 5% to 10% of Arbor Wealth Management, LLC
Jason Merck Revocable Trust
since July 2024
James Merck
Owner · since September 2016
- Owns 5% to 10% of Arbor Wealth Management, LLC
DJM Revocable Trust
since July 2024
Dan Melillo
Owner · since November 2019
Arbor Wealth Management’s regulatory assets grew from $107M (July 2025) to $138M (March 2026); clients were 111 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $138M | 111 | 2 | 1 |
| Jul 2025July 2025 | $107M | 106 | 2 | 1 |
Besides its headquarters, Arbor Wealth Management has 0 offices, with 1 listed address in 1 state.
Arizona · 1 listed address
- 7581 S Willow Drive, Suite 110, TempeHQ
Other business names
Arbor Wealth Management has reported 1 other business name to the SEC.
- Arbor Wealth Management
Contact and registration details
- Legal name
- Arbor Wealth Management, LLC
- Headquarters
- 7581 S Willow Drive, Suite 110, Tempe, AZ 85283
- Website
- arborfirm.com
- Phone
- 480-818-8300
- SEC file
- 801-133698
- Structure
- Arizona LLC
- Fiscal year end
- December
Arbor Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($138M). Arbor Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $138M100%
At year end, Arbor Wealth Management’s separately managed accounts were mostly in stocks (97%).
What the accounts hold
- Stocks97%
- Cash3%
How many clients does Arbor Wealth Management have?
Arbor Wealth Management has 111 clients and manages $138 million for them, as of March 2026. They include 67 individual clients and 44 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Arbor Wealth Management offer?
Arbor Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Arbor Wealth Management use?
Arbor Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $138M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026
How many financial advisors does Arbor Wealth Management have?
Arbor Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Arbor Wealth Management invest in?
At the end of its last fiscal year, Arbor Wealth Management’s separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Arbor Wealth Management?
Arbor Wealth Management is owned through trusts and a holding company by Jordan Taylor. Its direct owners are Jake Ulrich, Joseph Arsenault, JT Arizona Holdings, LLC, Jason Merck Revocable Trust and DJM Revocable Trust, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Arbor Wealth Management get paid?
Arbor Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Arbor Wealth Management?
Arbor Wealth Management’s main office is at 7581 S Willow Drive, Suite 110, Tempe, AZ 85283. Its phone number is 480-818-8300. Its website is arborfirm.com.