Jake Ulrich has been Managing Partner and Chief Compliance Officer of Arbor Wealth Management since May 2012, is a control person of the firm and directly owns between 25% and 50% of it. Jake Ulrich studied at Arizona State University.
Arbor Wealth Management, LLC is a Tempe, AZ firm with $138M under management, 111 clients and 2 advisers in one office, as of its March 2026 filing.
Jake Ulrich is Managing Partner of Arbor Wealth Management and serves as its Chief Compliance Officer. After attending Arizona State University, he spent more than a decade in banking across a variety of sectors, including management of multiple bank locations.
Jake Ulrich’s longest registration is the current one, 13 years at Arbor Wealth Management since 2013. Before joining Arbor Wealth Management in 2013, Jake Ulrich was registered through Regal Investment Advisors LLC.
- Arbor Wealth Management, LLCCurrent– present · 13 yearsTempe, AZ · Adviser representative · Firm CRD 168774
- Regal Investment Advisors LLC– · under a yearTempe, AZ · Adviser representative · Firm CRD 125004
Investment adviser representative registrations
Jake Ulrich is registered as an investment adviser representative in 2 states. The first approvals date from August 2013; the most recent is Texas, in September 2020.
- ArizonaSince 28 August 2013
- TexasSince 17 September 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 September 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jake Clifford Ulrich
- CRD
- 6126128
- Firm
- Arbor Wealth Management · CRD 168774
- Role
- Managing Partner and Chief Compliance Officer
- Office
- 7581 S WILLOW DRIVE, SUITE 110, Tempe, AZ 85283
- Registration
- Investment adviser registration
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- arborfirm.com
Where does Jake Ulrich work?
Jake Ulrich has been Managing Partner and Chief Compliance Officer of Arbor Wealth Management, LLC since May 2012, and is a control person of the firm.
Is Jake Ulrich a financial advisor?
Yes. Jake Ulrich has a current investment-adviser registration in Arizona and Texas, through Arbor Wealth Management since August 2013.
How many years of experience does Jake Ulrich have?
Jake Ulrich has 13 years in the financial industry, since November 2012, across 2 adviser firms.
What exams has Jake Ulrich passed?
Jake Ulrich passed the Series 65 in September 2012.
Where did Jake Ulrich work before Arbor Wealth Management?
Before Arbor Wealth Management, Jake Ulrich was registered through Regal Investment Advisors LLC, October 2012 to August 2013.
Where is Jake Ulrich based?
Jake Ulrich’s registered office is in Tempe, AZ.
Is Jake Ulrich registered with FINRA?
No. Jake Ulrich has no current broker registration.
How can I verify Jake Ulrich’s record?
Search CRD 6126128 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jake Ulrich’s full registration record.