{"url":"https://nivawealth.com/firms/arbor-wealth-management-168774","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168774","regulatoryAum":138051761,"crd":"168774","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6126101","suffix":null,"lastName":"ARSENAULT","firstName":"JOSEPH","middleName":"CHRISTOPHER"},{"crd":"6126128","suffix":null,"lastName":"ULRICH","firstName":"JAKE","middleName":"CLIFFORD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-07","regulatoryAum":107319309,"clients":106,"employees":2,"offices":1},{"filedOn":"2026-03-13","regulatoryAum":138051761,"clients":111,"employees":2,"offices":1}],"secFileNumber":"801-133698","legalName":"Arbor Wealth Management, LLC","displayName":"Arbor Wealth Management","slug":"arbor-wealth-management-168774","website":"https://arborfirm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/168774/5e326efc654653ca-r1.webp","tone":"light","width":690,"height":200,"sourceUrl":"https://arborfirm.com/","sourceLabel":"Arbor Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7581 S Willow Drive, Suite 110","city":"Tempe","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85283"},"tradeNames":["Arbor Wealth Management"],"registration":{"secApproved":"27 June 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1239770.6216216215,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":138051761,"discretionary":138051761,"discretionaryAccounts":331,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":67,"regulatoryAum":24145699},{"label":"High-net-worth individuals","clients":44,"regulatoryAum":113468840},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":437222}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"The initial financial plan is billed at $250 an hour, plan updates at $1,000 a year, and additional work at $250 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018855","versionId":1018855,"submittedOn":"2026-03-13","documentName":"ADV PART 2A - ARBOR WEALTH MANAGEMENT, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:47:36.091072+00:00","documents":[{"name":"ADV PART 2A - ARBOR WEALTH MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018855","versionId":1018855,"submittedOn":"2026-03-13"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":137614540}],"custodyNote":"Arbor Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jake Ulrich","title":"Managing Partner and Chief Compliance Officer","crd":"6126128"},{"name":"Joseph Arsenault","title":"Managing Partner","crd":"6126101"}],"ownership":[{"label":"Jake Ulrich","detail":"Managing partner and chief compliance officer in the 25% to 50% ownership band and a control person, since May 2012."},{"label":"Joseph Arsenault","detail":"Managing partner in the 25% to 50% ownership band and a control person, since May 2012."},{"label":"JT Arizona Holdings, LLC","detail":"Shareholder in the 10% to 25% ownership band, since January 2020."},{"label":"Jason Merck Revocable Trust","detail":"Owner in the 5% to 10% ownership band, since July 2024."},{"label":"DJM Revocable Trust","detail":"Owner in the 5% to 10% ownership band, since July 2024."},{"label":"Jordan Taylor","detail":"Indirect owner: a shareholder of JT Arizona Holdings, LLC in the 75% or more band, since January 2020.","parent":"JT Arizona Holdings, LLC"},{"label":"Dan Melillo","detail":"Indirect owner: owner of DJM Revocable Trust, since November 2019.","parent":"DJM Revocable Trust"},{"label":"James Merck","detail":"Indirect owner: owner of Jason Merck Revocable Trust, since September 2016.","parent":"Jason Merck Revocable Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"7581 S Willow Drive, Suite 110","city":"Tempe","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-818-8300","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168774/PDF/168774.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018855","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Arbor Wealth Management have?","answer":"Arbor Wealth Management has 111 clients and manages $138 million for them, as of March 2026. They include 67 individual clients and 44 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Arbor Wealth Management offer?","answer":"Arbor Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Arbor Wealth Management use?","answer":"Arbor Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $138M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Arbor Wealth Management have?","answer":"Arbor Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Arbor Wealth Management invest in?","answer":"At the end of its last fiscal year, Arbor Wealth Management’s separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Arbor Wealth Management?","answer":"Arbor Wealth Management is owned through trusts and a holding company by Jordan Taylor. Its direct owners are Jake Ulrich, Joseph Arsenault, JT Arizona Holdings, LLC, Jason Merck Revocable Trust and DJM Revocable Trust, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Arbor Wealth Management get paid?","answer":"Arbor Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Arbor Wealth Management?","answer":"Arbor Wealth Management’s main office is at 7581 S Willow Drive, Suite 110, Tempe, AZ 85283. Its phone number is 480-818-8300. Its website is arborfirm.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}