Awm Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, estate planning, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year. The firm advises 10 private funds.
Awm Capital reports 467 clients. They include 236 high-net-worth individuals, 219 individual clients and 12 pooled investment vehicles. Of its assets, 100.0% ($1.49B across 2,885 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 47% | 5% |
| High-net-worth individuals | 51% | 87% |
| Pooled investment vehicles | 3% | 7% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 219 | $75.2M | 5.1% | $343K |
| High-net-worth individuals | 236 | $1.29B | 87.0% | $5.48M |
| Pooled investment vehicles | 12 | $111M | 7.4% | $9.22M |
| Pension and profit-sharing plans | Fewer than 5 | $1.07M | 0.1% | — |
| Charitable organizations | Fewer than 5 | $6.17M | 0.4% | — |
| Total | 467 | $1.49B | 100% | — |
- Clients
- 219
- Regulatory AUM
- $75.2M
- AUM share
- 5.1%
- Avg. per client
- $343K
- Clients
- 236
- Regulatory AUM
- $1.29B
- AUM share
- 87.0%
- Avg. per client
- $5.48M
- Clients
- 12
- Regulatory AUM
- $111M
- AUM share
- 7.4%
- Avg. per client
- $9.22M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.07M
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $6.17M
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 467
- Regulatory AUM
- $1.49B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 10
- Financial planning clients last fiscal year
- 101–250
Awm Capital charges up to 2.00% a year for its Asset Management. The fee is billed in advance, is negotiable, has a $20,000 annual minimum and requires an account of at least $5,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Consulting, including financial planning, is charged on a flat or hourly basis, negotiated case by case.
Brandon Averill owns 25% to 50% of Awm Capital. The leadership team of Awm Capital includes Chief Compliance Officer Debra Lynch. It has 38 employees, 28 of them in advisory roles.
Leadership
- Debra LynchChief Compliance Officer
- Brandon AverillPartner
- Erik AverillMember
- Robert McConchieMember
- David PenniallMember
- Justin DyerMember
Investment adviser representatives
29 representatives listed in the SEC register as of 9 October 2026.
- Samuel Onyedikachi Acho
- Brandon Lee Averill
- Erik Daniel Averill
- Sophia Nicol Barclay
- Corbin Davis Bozosi
- Ella Sloane Campbell
- William Chapman
- Travis C Chick
- Nathan Minho Chong
- Chase Knowlton Dominguez
- Justin Michael Dyer
- Roger Walton Ferguson III
- Ethan Austin Gahm
- Aaron David Goldberg
- Braden Robert Griffiths
- Mena R Hanna
- Leighton William Helfrick
- Daniel Urbano Lemus
- Jeffrey Ryan Locke
- Bryson Wills MC Guffey
- Joshua McAlister
- Robert Don McConchie
- Zachary Joseph Miller
- Robert Ray Peters III
- Sean Philip Richardson
- Francisco Javier Sanchez
- Spencer Everett Seid
- Riccardo Kirshun Stewart
- Charles Michael Toole II
Staff
- 38 employees
- 28 in advisory functions
- 28 state-registered reps
- 1 insurance agent
- Owns 25% to 50% of Awm Capital, LLC
Brandon Averill
Control person · since February 2017
- Owns 25% to 50% of Awm Capital, LLC
Erik Averill
Control person · since February 2017
- Owns 10% to 25% of Awm Capital, LLC
Robert McConchie
Control person · since February 2017
- Owns 10% to 25% of Awm Capital, LLC
David Penniall
since February 2017
- Owns 10% to 25% of Awm Capital, LLC
Justin Dyer
Control person · since January 2023
Awm Capital’s regulatory assets grew 5.5× from $268M (March 2021) to $1.49B (March 2026); clients rose from 237 to 467 and employees from 14 to 38.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.49B | 467 | 38 | 6 |
| March 2025 | $1.15B | 436 | 27 | 6 |
| May 2024 | $861M | 389 | 30 | 6 |
| July 2023 | $531M | 337 | 21 | 5 |
| June 2022 | $433M | 296 | 24 | 5 |
| March 2021 | $268M | 237 | 14 | 4 |
Besides its headquarters, Awm Capital has 5 offices (1 private residence, listed without an address), with 5 listed addresses across 5 states.
Arizona · 1 listed address
- 1 N. 1st Street, Suite 525, PhoenixHQ
California · 1 listed address
- 87 E Green Street, Pasadena
Georgia · 1 listed address
- 3565 Piedmont Road BLDG 3, Atlanta
Louisiana · 1 listed address
- 7330 Highland Road, Baton Rouge
Texas · 1 listed address
- 2325 Oak Alley, Tyler
Contact and registration details
- Legal name
- Awm Capital, LLC
- Headquarters
- 1 N. 1st Street, Suite 525, Phoenix, AZ 85004
- Website
- athletefamilyoffice.com
- Phone
- 323-940-1339
- @awmcapital
- SEC file
- 801-114373
- Structure
- Arizona LLC
- Fiscal year end
- December
Awm Capital uses Charles Schwab ($1.31B) as custodian for its separately managed accounts. Awm Capital has custody of $1.48B in client assets for 458 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.31B100%
At year end, Awm Capital’s separately managed accounts were mostly in funds (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.25B across 122 positions; the largest are Dimensional ETF Trust (18.4%), Dimensional ETF Trust (13.1%) and Dimensional ETF Trust (10.9%).
What the accounts hold
- Stocks3%
- Exchange-traded equities2%
- Non-exchange-traded equities1%
- Funds89%
- Registered funds82%
- Pooled vehicles7%
- Bonds7%
- U.S. government and agency bonds3%
- State and local bonds2%
- Investment grade corporate bonds2%
- Cash1%
Reported 13F holdings
- $1.25B
- Reported 13F value
- 122
- Positions
- 72.3%
- In the 10 largest
- +13.0%
- Value vs. prior quarter
- Dimensional ETF Trust · US Cor Equ 2 ETF18.4%
- Dimensional ETF Trust · US Sustainabilty13.1%
- Dimensional ETF Trust · Intl Core Equity10.9%
- Dimensional ETF Trust · Emerging Mkts CO6.2%
- Invesco Exch Traded FD TR II · Short Term ETF5.2%
- American Centy ETF TR · US EQT ETF4.3%
- Vanguard Instl Index FD · 0 3 MO TR BI ETF4.2%
- Dimensional ETF Trust · International3.6%
- Dimensional ETF Trust · Emer Mark SU ETF3.2%
- iShares TR · 0-3 Mth Treasury3.1%
Together, the ten largest are 72.3% of reported value.
How many clients does Awm Capital have?
Awm Capital has 467 clients and manages $1.49 billion for them, as of March 2026. They include 236 high-net-worth individuals, 219 individual clients and 12 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Awm Capital offer?
Awm Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Awm Capital charge?
Awm Capital charges up to 2.00% a year for its Asset Management. The fee is billed in advance, is negotiable, has a $20,000 annual minimum and requires an account of at least $5,000,000.
Source: AWM CAPITAL LLC - FORM ADV PART 2A, filed 13 March 2026
Which custodians does Awm Capital use?
Awm Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.31B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026
How many financial advisors does Awm Capital have?
Awm Capital has 28 investment adviser representatives registered with state securities authorities, out of 38 employees, and 28 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Awm Capital invest in?
At the end of its last fiscal year, Awm Capital’s separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 7% pooled vehicles (private funds and similar), 3% U.S. government and agency bonds, 2% exchange-traded equities, 2% state and local bonds, 2% investment grade corporate bonds, 1% non-exchange-traded equities and 1% cash and equivalents. It advises 10 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Awm Capital have a minimum investment?
Yes, Awm Capital’s minimum account size for its Asset Management is $5M. It charges a $20K annual minimum fee.
Source: AWM CAPITAL LLC - FORM ADV PART 2A, filed 13 March 2026
Who owns Awm Capital?
Awm Capital’s direct owners are Brandon Averill, Erik Averill, Robert McConchie, David Penniall and Justin Dyer, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Awm Capital get paid?
Awm Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Awm Capital registered with the SEC?
Yes, Awm Capital has been registered with the SEC as an investment adviser since 3 December 2018. Its CRD number is 287980 and its SEC file number is 801-114373.
Source: Form ADV Part 1A, Item 1, filed 13 March 2026; IAPD firm record
How do I contact Awm Capital?
Awm Capital’s main office is at 1 N. 1st Street, Suite 525, Phoenix, AZ 85004. Its phone number is 323-940-1339. Its website is athletefamilyoffice.com.