Stoker Ostler Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 1,000 clients last fiscal year.
Stoker Ostler Wealth Advisors reports 1,585 clients. They include 945 high-net-worth individuals, 634 individual clients and 6 charitable organizations. Of its assets, 96.8% ($3.55B across 4,904 accounts) are managed with discretion; $116M across 262 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 40% | 9% |
| High-net-worth individuals | 60% | 90% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 634 | $345M | 9.4% | $544K |
| High-net-worth individuals | 945 | $3.31B | 90.3% | $3.51M |
| Charitable organizations | 6 | $12.3M | 0.3% | $2.05M |
| Total | 1,585 | $3.67B | 100% | $2.32M |
- Clients
- 634
- Regulatory AUM
- $345M
- AUM share
- 9.4%
- Avg. per client
- $544K
- Clients
- 945
- Regulatory AUM
- $3.31B
- AUM share
- 90.3%
- Avg. per client
- $3.51M
- Clients
- 6
- Regulatory AUM
- $12.3M
- AUM share
- 0.3%
- Avg. per client
- $2.05M
Total
- Clients
- 1,585
- Regulatory AUM
- $3.67B
- AUM share
- 100%
- Avg. per client
- $2.32M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1000
Stoker Ostler Wealth Advisors charges 0.55%–1.00% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$3M | 1.00% |
| $3M–$5M | 0.85% |
| $5M–$10M | 0.65% |
| $10M and above | 0.55% |
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly fees for planning and consulting generally range from $250 to $500 per hour plus expenses; a fixed fee may apply.
Bmo Financial Corp owns 75% or more of Stoker Ostler Wealth Advisors. The leadership team of Stoker Ostler Wealth Advisors includes Chief Investment Officer Michael Bolar, Chief Operating Officer Michelle Decker and Chief Financial Officer George Lace. It has 30 employees, 12 of them in advisory roles.
Leadership
- George LaceChief Financial Officer
- Michelle DeckerManaging Director, Chief Operating Officer and Board Member
- Dean FoliasChief Compliance Officer
- Michael BolarChief Investment Officer and Senior Portfolio Manager
- Charles CassinelliBoard Member
- Amy HaleChair
- Michael HallsSenior Portfolio Manager
- Wallace HarrisDirector and Board Member
Investment adviser representatives
14 representatives listed in the SEC register as of 9 October 2026.
- Cody Rene Amis
- Justin Boxleitner Bobus
- Michael Scott Bolar
- Charles A Bruening III
- Dillon Leon Chamberlain
- Michelle Lee Decker
- Kyler Brent Fuhriman
- Jordan Mikal Hall
- Michael Craig Halls
- Daniel Evan Lloyd-Roberts
- Sean Lunny
- James Sean McGettigan
- David Evan Nuttall
- Lant W Webb
Staff
- 30 employees
- 12 in advisory functions
- 11 state-registered reps
- 6 soliciting firms
- Owns 75% or more of Stoker Ostler Wealth Advisors, Inc.
Bmo Financial Corp
Control person · since September 2009
Stoker Ostler Wealth Advisors’ regulatory assets grew 2.1× from $1.72B (May 2021) to $3.67B (July 2026); clients rose from 935 to 1,585 and employees from 21 to 30.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $3.67B | 1,585 | 30 | 2 |
| July 2025 | $3.1B | 1,447 | 27 | 2 |
| April 2024 | $2.56B | 1,299 | 26 | 2 |
| July 2023 | $2.17B | 1,189 | 26 | 2 |
| July 2022 | $2.22B | 1,062 | 22 | 2 |
| May 2021 | $1.72B | 935 | 21 | 2 |
Besides its headquarters, Stoker Ostler Wealth Advisors has 1 office, with 2 listed addresses in Arizona and Utah.
Arizona · 1 listed address
- 4900 N. Scottsdale Road, Suite 2600, ScottsdaleHQ
Utah · 1 listed address
- 2825 E. Cottonwood Pkwy, Cottonwood Heights
Other business names
Stoker Ostler Wealth Advisors has reported 3 other business names to the SEC.
- Stoker Ostler
- Stoker Ostler Wealth Advisors
- Stoker Ostler, A Part of Bmo Financial Group
Contact and registration details
- Legal name
- Stoker Ostler Wealth Advisors, Inc.
- Headquarters
- 4900 N. Scottsdale Road, Suite 2600, Scottsdale, AZ 85251
- Website
- stokerostler.com
- Phone
- 480-890-8088
- SEC file
- 801-54265
- Founded
- 1997
- Structure
- Arizona corporation
- Fiscal year end
- December
Stoker Ostler Wealth Advisors uses Charles Schwab ($3.53B) as custodian for its separately managed accounts. Stoker Ostler Wealth Advisors has custody of $781M in client assets for 514 clients.
- Charles SchwabCharles Schwab & Co., Inc. · West Lake, TX · $3.53B100%
At year end, Stoker Ostler Wealth Advisors’ separately managed accounts were mostly in stocks (87%).
What the accounts hold
- Stocks87%
- Exchange-traded equities84%
- Non-exchange-traded equities3%
- Bonds9%
- Investment grade corporate bonds6%
- State and local bonds3%
- Cash4%
How many clients does Stoker Ostler Wealth Advisors have?
Stoker Ostler Wealth Advisors has 1,585 clients and manages $3.67 billion for them, as of July 2026. They include 945 high-net-worth individuals, 634 individual clients and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026
What services does Stoker Ostler Wealth Advisors offer?
Stoker Ostler Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Stoker Ostler Wealth Advisors charge?
Stoker Ostler Wealth Advisors charges 0.55%–1.00% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Stoker Ostler Wealth Advisors use?
Stoker Ostler Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $3.53B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026
How many financial advisors does Stoker Ostler Wealth Advisors have?
Stoker Ostler Wealth Advisors has 11 investment adviser representatives registered with state securities authorities, out of 30 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stoker Ostler Wealth Advisors invest in?
At the end of its last fiscal year, Stoker Ostler Wealth Advisors’ separately managed accounts held 84% exchange-traded equities, 6% investment grade corporate bonds, 4% cash and equivalents, 3% non-exchange-traded equities and 3% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stoker Ostler Wealth Advisors?
Stoker Ostler Wealth Advisors’ direct owner is Bmo Financial Corp (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 July 2026
How does Stoker Ostler Wealth Advisors get paid?
Stoker Ostler Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Stoker Ostler Wealth Advisors registered with the SEC?
Yes, Stoker Ostler Wealth Advisors has been registered with the SEC as an investment adviser since 14 April 1997. Its CRD number is 111320 and its SEC file number is 801-54265.
Source: Form ADV Part 1A, Item 1, filed 16 July 2026; IAPD firm record
How do I contact Stoker Ostler Wealth Advisors?
Stoker Ostler Wealth Advisors’ main office is at 4900 N. Scottsdale Road, Suite 2600, Scottsdale, AZ 85251. Its phone number is 480-890-8088. Its website is stokerostler.com.