Firms by city
Registered investment advisers in Scottsdale, AZ
4 SEC-registered advisers headquartered in Scottsdale, listed by regulatory assets under management as reported on Form ADV.
4 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Osaic WealthCRD 23131 | Scottsdale, AZ | $234.86B | 7,143 | 575,512 |
| Voya InvestmentsCRD 111091 | Scottsdale, AZ | $59.48B | 71 | 107 |
| Gi ManagerCRD 161573 | Scottsdale, AZ | $35.74B | 85 | 29 |
| United Planners' Financial Services of America A Limited PartnerCRD 20804 | Scottsdale, AZ | $12.77B | 546 | 30,369 |
Osaic WealthCRD 23131$234.86B
- Headquarters
- Scottsdale, AZ
- Advisory staff
- 7,143
- Clients
- 575,512
Voya InvestmentsCRD 111091$59.48B
- Headquarters
- Scottsdale, AZ
- Advisory staff
- 71
- Clients
- 107
Gi ManagerCRD 161573$35.74B
- Headquarters
- Scottsdale, AZ
- Advisory staff
- 85
- Clients
- 29
United Planners' Financial Services of America A Limited PartnerCRD 20804$12.77B
- Headquarters
- Scottsdale, AZ
- Advisory staff
- 546
- Clients
- 30,369
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Scottsdale on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see every firm with an office in Arizona.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.