{"url":"https://nivawealth.com/firms/stoker-ostler-wealth-advisors-111320","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111320","regulatoryAum":3669760193,"crd":"111320","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4552268","suffix":null,"lastName":"AMIS","firstName":"CODY","middleName":"RENE"},{"crd":"6111250","suffix":null,"lastName":"BOBUS","firstName":"JUSTIN","middleName":"BOXLEITNER"},{"crd":"1724625","suffix":null,"lastName":"BOLAR","firstName":"MICHAEL","middleName":"SCOTT"},{"crd":"5878094","suffix":"III","lastName":"BRUENING","firstName":"CHARLES","middleName":"A"},{"crd":"6446134","suffix":null,"lastName":"CHAMBERLAIN","firstName":"DILLON","middleName":"LEON"},{"crd":"4557634","suffix":null,"lastName":"DECKER","firstName":"MICHELLE","middleName":"LEE"},{"crd":"7287376","suffix":null,"lastName":"Fuhriman","firstName":"Kyler","middleName":"Brent"},{"crd":"7294203","suffix":null,"lastName":"HALL","firstName":"JORDAN","middleName":"Mikal"},{"crd":"2598955","suffix":null,"lastName":"HALLS","firstName":"MICHAEL","middleName":"CRAIG"},{"crd":"7035489","suffix":null,"lastName":"LLOYD-ROBERTS","firstName":"DANIEL","middleName":"EVAN"},{"crd":"4983316","suffix":null,"lastName":"LUNNY","firstName":"SEAN","middleName":null},{"crd":"5748871","suffix":null,"lastName":"MCGETTIGAN","firstName":"JAMES","middleName":"SEAN"},{"crd":"7142467","suffix":null,"lastName":"NUTTALL","firstName":"DAVID","middleName":"EVAN"},{"crd":"5755841","suffix":null,"lastName":"WEBB","firstName":"LANT","middleName":"W"}],"total":14,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-03","regulatoryAum":1718313531,"clients":935,"employees":21,"offices":2},{"filedOn":"2022-07-28","regulatoryAum":2216801722,"clients":1062,"employees":22,"offices":2},{"filedOn":"2023-07-06","regulatoryAum":2165479313,"clients":1189,"employees":26,"offices":2},{"filedOn":"2024-04-18","regulatoryAum":2556150742,"clients":1299,"employees":26,"offices":2},{"filedOn":"2025-07-10","regulatoryAum":3100176318,"clients":1447,"employees":27,"offices":2},{"filedOn":"2026-07-16","regulatoryAum":3669760193,"clients":1585,"employees":30,"offices":2}],"secFileNumber":"801-54265","legalName":"Stoker Ostler Wealth Advisors, Inc.","displayName":"Stoker Ostler Wealth Advisors","slug":"stoker-ostler-wealth-advisors-111320","website":"https://stokerostler.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/111320/c6a5104d35758aa2-r1.webp","tone":"light","width":582,"height":200,"sourceUrl":"https://stokerostler.com/","sourceLabel":"Stoker Ostler, A Part of BMO Financial Group, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1997","organization":"Arizona corporation","fiscalYearEnd":"December","headquarters":{"street":"4900 N. 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Cottonwood Pkwy","city":"Cottonwood Heights"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-890-8088","stateRegisteredReps":11,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"1000","assetMix":[{"label":"Exchange-traded equity securities","percent":84},{"label":"Non-exchange-traded equity securities","percent":3},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":6},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111320/PDF/111320.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037081","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stoker Ostler Wealth Advisors have?","answer":"Stoker Ostler Wealth Advisors has 1,585 clients and manages $3.67 billion for them, as of July 2026. They include 945 high-net-worth individuals, 634 individual clients and 6 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stoker Ostler Wealth Advisors offer?","answer":"Stoker Ostler Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stoker Ostler Wealth Advisors charge?","answer":"Stoker Ostler Wealth Advisors charges 0.55%–1.00% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"STOKER OSTLER FORM ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stoker Ostler Wealth Advisors use?","answer":"Stoker Ostler Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $3.53B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stoker Ostler Wealth Advisors have?","answer":"Stoker Ostler Wealth Advisors has 11 investment adviser representatives registered with state securities authorities, out of 30 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stoker Ostler Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Stoker Ostler Wealth Advisors’ separately managed accounts held 84% exchange-traded equities, 6% investment grade corporate bonds, 4% cash and equivalents, 3% non-exchange-traded equities and 3% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stoker Ostler Wealth Advisors?","answer":"Stoker Ostler Wealth Advisors’ direct owner is Bmo Financial Corp (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stoker Ostler Wealth Advisors get paid?","answer":"Stoker Ostler Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Stoker Ostler Wealth Advisors registered with the SEC?","answer":"Yes, Stoker Ostler Wealth Advisors has been registered with the SEC as an investment adviser since 14 April 1997. Its CRD number is 111320 and its SEC file number is 801-54265.","source":"Form ADV Part 1A, Item 1, filed 16 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Stoker Ostler Wealth Advisors?","answer":"Stoker Ostler Wealth Advisors’ main office is at 4900 N. Scottsdale Road, Suite 2600, Scottsdale, AZ 85251. Its phone number is 480-890-8088. Its website is stokerostler.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}