Trek Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Trek Financial reports 4,688 clients. They include 3,869 individual clients, 670 high-net-worth individuals, and 114 pension and profit-sharing plans. Of its assets, 100.0% ($2.82B across 10,768 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $576K.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 33% |
| High-net-worth individuals | 14% | 53% |
| Pension and profit-sharing plans | 2% | 7% |
| Charitable organizations | <1% | 3% |
| Corporations and other businesses | <1% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,869 | $932M | 33.0% | $241K |
| High-net-worth individuals | 670 | $1.51B | 53.4% | $2.25M |
| Pension and profit-sharing plans | 114 | $196M | 7.0% | $1.72M |
| Charitable organizations | 11 | $80.1M | 2.8% | $7.28M |
| Corporations and other businesses | 24 | $107M | 3.8% | $4.45M |
| Total | 4,688 | $2.82B | 100% | $602K |
- Clients
- 3,869
- Regulatory AUM
- $932M
- AUM share
- 33.0%
- Avg. per client
- $241K
- Clients
- 670
- Regulatory AUM
- $1.51B
- AUM share
- 53.4%
- Avg. per client
- $2.25M
- Clients
- 114
- Regulatory AUM
- $196M
- AUM share
- 7.0%
- Avg. per client
- $1.72M
- Clients
- 11
- Regulatory AUM
- $80.1M
- AUM share
- 2.8%
- Avg. per client
- $7.28M
- Clients
- 24
- Regulatory AUM
- $107M
- AUM share
- 3.8%
- Avg. per client
- $4.45M
Total
- Clients
- 4,688
- Regulatory AUM
- $2.82B
- AUM share
- 100%
- Avg. per client
- $602K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Trek Financial charges 0.70%–1.50% a year for its Portfolio Advisory Services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Annual retainer of $200 to $20,000, fixed fee of $100 to $50,000, or hourly work at a maximum of $400 per hour for limited advice.
Justin Young owns 50% to 75% of Trek Financial. Justin Young is CEO; the leadership team includes Chief Investment Officer Benjamin Bimson and Chief Compliance Officer Thomas Edward Shea. It has 55 employees.
Leadership
- Justin YoungChief Executive Officer
- Thomas Edward SheaChief Compliance Officer
- Benjamin BimsonChief Investment Officer
Investment adviser representatives
63 representatives listed in the SEC register as of 9 October 2026.
- Alexandra Laray Abraham
- Zachary Kye Abraham
- H Justin Adolphson
- David Paul Andersen
- Tory Dee Anderson
- Jace Michael Beck
- Benjamin Ryan Bimson
- Clinton Ross Brown
- Eric Gary Burstock
- Christopher Stephen Captain
- Stephen Curtis Captain
- David Duncan Carroll
- Kristen Michele Cline
- Caleb Cymbalak
- Peter Michael Cymbalak
- Kaitlin M Desnoyer
- Deborah Jean Detray
- Chesley Hicken Erickson
- Kelli Lynn Erickson
- Sara Dicamillo Ferrell
- Jordan Daniel Floyd
- Brad Tyson Fuller
- Bradley K Graham
- Richard Joshua Hardman
- Romney Beal Harker
- David Tyler Heymann
- Delmer P Hyde
- Brandon Rex Johns
- Jared Nathan Johnsen
- Chad James Johnson
- Mark Elmer Johnson
- Rick Harold Jones SR
- Corina Kempe
- Richard T Kinney
- Keiko Lambert
- Jessica Lane
- Anthony Lopresti
- Dino John Lopresti
- Steven Mark Manning
- Evan G Mathew
- David Elgin Maxey
- Carolyn McClenny
- James Moore McClenny
- Graham Barton McDougal
- Cynthia Lynn Medina
- Martin Muse
- Travis Michael Off
- Craig Dewain Poulson
- Gavin Riley Schmitt
- Lahn Bart Simmons
- Brandon Tyler Soares
- Deborah Lynne Sopher
- Darcel Dee Stucki
- Michael Shannon Trent
- Miguel Angel Villahermosa
- Collin Clark Walker
- John Walker
- Denis Richard Wheatley
- Simon Richard Charles Wheatley
- Jolyn Whittaker
- Mark David Whittaker
- Tyler Mark Whittaker
- Jared Duane Williams
Staff
- 55 employees
- 55 in advisory functions
- 6 state-registered reps
- 48 insurance agents
- 8 soliciting firms
- Owns 50% to 75% of Trek Financial, LLC
Justin Young
Control person · since September 2013
- Owns 25% to 50% of Trek Financial, LLC
Benjamin Bimson
Control person · since January 2018
Trek Financial’s regulatory assets grew 2.2× from $1.3B (July 2021) to $2.82B (July 2026); clients rose from 2,906 to 4,688 and employees from 39 to 55.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $2.82B | 4,688 | 55 | 34 |
| July 2025 | $2.49B | 5,035 | 56 | 35 |
| March 2024 | $2.26B | 4,584 | 55 | 33 |
| July 2023 | $1.88B | 4,230 | 57 | 31 |
| March 2022 | $1.73B | 3,249 | 55 | 30 |
| July 2021 | $1.3B | 2,906 | 39 | 30 |
Besides its headquarters, Trek Financial has 33 offices (3 private residences, listed without an address), with 30 listed addresses across 13 states.
Utah · 6 listed addresses
- 488 West Center St., Pleasant Grove
- 1256 West 400 South, Vernal
- 1491 East 1820 South, Spanish Fork
- 7440 S. Creek Road, Sandy
- 375 S 300 W, Salt Lake City
- 6975 S Union Park Center Ste 510, Midvale
California · 5 listed addresses
- 2050 Lyndell Terrace, Davis
- 209 Avenida Del Mar, San Clemente
- 1600 Turquoise DR, Carlsbad
- 2173 Salk Ave, Carlsbad
- 4225 Executive Square, San Diego
Arizona · 4 listed addresses
- 8355 East Hartford Drive, Suite 105, ScottsdaleHQ
- 936 E Williams Field RD. Ste 103, Gilbert
- 1910 S Stapley DR., Mesa
- 2153 McCulloch BLVD, Lake Havasu City
Ohio · 4 listed addresses
- 5650 Blazer Pkwy, Dublin
- 815 E Second St., Defiance
- 3745 Medina RD Ste 5, Medina
- 1201 Barnhart Road, Troy
South Carolina · 3 listed addresses
- 7554 Woodrow St., Irmo
- 111 Executive Pointe BLVD,, Colimbia
- 109 Laurens RD., Greenville
Colorado · 1 listed address
- 10488 W Centennial RD, Littleton
Florida · 1 listed address
- 1292 Timberlane Road, Tallahassee
Idaho · 1 listed address
- 1087 W. River RD., Boise
New Mexico · 1 listed address
- 320 Osuna RD Ne, Albuquerque
Texas · 1 listed address
- 4545 Bissonnet, Bellaire
Virginia · 1 listed address
- 2019 S Loudon St, Winchester
Washington · 1 listed address
- 1001 South Yakima Avenue, Tacoma
Wisconsin · 1 listed address
- 3304 Nursey Drive, Middleton
Other business names
Trek Financial has reported 15 other business names to the SEC.
- Blueline Financial Planning
- Bulwark Capital Management
- Captain Wealth Management
- Delmer Hyde Financial Group
- Detray Investment Group
- Empowered Financial Management
- Innovative Retirement Planners, Inc.
- Kempe Financial Group
- Lopresti Financial Group
- Omniavelis
- Prism Financial Concepts
- Retirement Specialist Inc
Show all 15 names
- Strategic Financial Services
- Trek Financial
- Utah Small Business Solutions
Contact and registration details
- Legal name
- Trek Financial, LLC
- Headquarters
- 8355 East Hartford Drive, Suite 105, Scottsdale, AZ 85255
- Website
- trekplans.com
- Phone
- 480-483-1510
- SEC file
- 801-58087
- Structure
- Arizona LLC
- Fiscal year end
- December
Trek Financial uses Charles Schwab ($2.39B) as custodian for its separately managed accounts. Trek Financial has custody of $182M in client assets for 4,933 clients.
- Charles SchwabCharles Schwab & Co., Inc. · West Lake, TX · $2.39B100%
At year end, Trek Financial’s separately managed accounts were mostly in funds (52%) and stocks (26%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.01B across 504 positions; the largest are Select Sector SPDR TR (6.2%), iShares TR (2.7%) and iShares Inc. (2.1%).
What the accounts hold
- Stocks26%
- Exchange-traded equities25%
- Non-exchange-traded equities1%
- Funds52%
- Registered funds50%
- Pooled vehicles2%
- Bonds5%
- Cash12%
- Other4%
- Derivatives2%
- Managed variable annuity sub-accounts and digital asset account2%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $2.01B
- Reported 13F value
- 504
- Positions
- 24.3%
- In the 10 largest
- +6.9%
- Value vs. prior quarter
- Select Sector SPDR TR · ST Str Techn ETF6.2%
- iShares TR · Core S&P500 ETF2.7%
- iShares Inc. · Core MSCI Emkt2.1%
- iShares TR · 0-3 Mth Treasury2.1%
- iShares TR · Core Univrsl Usd2.1%
- Vanguard Index Fds · S&P 500 ETF Shs2.1%
- Select Sector SPDR TR · ST Str Indl ETF2.0%
- Proshares TR · K-1 Free Crd Oil1.7%
- Vanguard Index Fds · Growth ETF1.7%
- Select Sector SPDR TR · ST Str Finl ETF1.6%
Together, the ten largest are 24.3% of reported value.
How many clients does Trek Financial have?
Trek Financial has 4,688 clients and manages $2.82 billion for them, as of July 2026. They include 3,869 individual clients, 670 high-net-worth individuals, and 114 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026
What services does Trek Financial offer?
Trek Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Trek Financial charge?
Trek Financial charges 0.70%–1.50% a year for its Portfolio Advisory Services. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Trek Financial use?
Trek Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $2.39B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026
How many financial advisors does Trek Financial have?
Trek Financial has 6 investment adviser representatives registered with state securities authorities, out of 55 employees, and 55 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 48 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trek Financial invest in?
At the end of its last fiscal year, Trek Financial’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 12% cash and equivalents, 5% U.S. government and agency bonds, 2% derivatives, 2% pooled vehicles (private funds and similar), 2% other and 1% non-exchange-traded equities. The 2% other category is described as: Managed Variable Annuity Sub-Accounts and Digital Asset Account.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Trek Financial?
Trek Financial’s direct owners are Justin Young (50% to 75%) and Benjamin Bimson (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 10 July 2026
How does Trek Financial get paid?
Trek Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Trek Financial registered with the SEC?
Yes, Trek Financial has been registered with the SEC as an investment adviser since 15 November 2000. Its CRD number is 109376 and its SEC file number is 801-58087.
Source: Form ADV Part 1A, Item 1, filed 10 July 2026; IAPD firm record
How do I contact Trek Financial?
Trek Financial’s main office is at 8355 East Hartford Drive, Suite 105, Scottsdale, AZ 85255. Its phone number is 480-483-1510. Its website is trekplans.com.