Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Evercore Wealth Management | New York, NY | $15.52B |
| Osaic Advisory Services | Atlanta, GA | $15.48B |
| CW Advisors | Boston, MA | $15.22B |
| Bleakley Financial Group | Parsippany, NJ | $15.13B |
| The London Company of Virginia | Richmond, VA | $14.89B |
| Atlanta Consulting Group Advisors | Atlanta, GA | $14.70B |
| Zacks Investment Management | Chicago, IL | $14.59B |
| Freestone Capital Management | Seattle, WA | $14.54B |
| Aptus Capital Advisors | Fairhope, AL | $14.14B |
| Prime Buchholz | Portsmouth, NH | $14.07B |
| Circle Wealth Management | Summit, NJ | $14.07B |
| Coldstream Capital Management | Bellevue, WA | $13.93B |
| Advisor Partners II | Walnut Creek, CA | $13.91B |
| Dynasty Wealth Management | ST. Petersburg, FL | $13.88B |
| Madison Investment Advisors | Madison, WI | $13.84B |
| Ameritas Advisory Services | Lincoln, NE | $13.75B |
| The Mather Group | Chicago, IL | $13.45B |
| AlphaCore Capital | La Jolla, CA | $12.96B |
| United Planners' Financial Services of America A Limited Partner | Scottsdale, AZ | $12.77B |
| Cbiz Investment Advisory Services | Cleveland, OH | $12.76B |
- Headquarters
- New York, NY
- Regulatory AUM
- $15.52B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $15.48B
- Headquarters
- Boston, MA
- Regulatory AUM
- $15.22B
- Headquarters
- Parsippany, NJ
- Regulatory AUM
- $15.13B
- Headquarters
- Richmond, VA
- Regulatory AUM
- $14.89B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $14.70B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $14.59B
- Headquarters
- Seattle, WA
- Regulatory AUM
- $14.54B
- Headquarters
- Fairhope, AL
- Regulatory AUM
- $14.14B
- Headquarters
- Portsmouth, NH
- Regulatory AUM
- $14.07B
- Headquarters
- Summit, NJ
- Regulatory AUM
- $14.07B
- Headquarters
- Bellevue, WA
- Regulatory AUM
- $13.93B
- Headquarters
- Walnut Creek, CA
- Regulatory AUM
- $13.91B
- Headquarters
- ST. Petersburg, FL
- Regulatory AUM
- $13.88B
- Headquarters
- Madison, WI
- Regulatory AUM
- $13.84B
- Headquarters
- Lincoln, NE
- Regulatory AUM
- $13.75B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $13.45B
- Headquarters
- La Jolla, CA
- Regulatory AUM
- $12.96B
- Headquarters
- Scottsdale, AZ
- Regulatory AUM
- $12.77B
- Headquarters
- Cleveland, OH
- Regulatory AUM
- $12.76B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.