Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Appleton Partners | Boston, MA | $12.55B |
| The Caprock Group | Boise, ID | $12.48B |
| Williams Jones Wealth Management | New York, NY | $12.47B |
| Advisors Capital Management | Ridgewood, NJ | $12.20B |
| Northrock Partners | Minneapolis, MN | $12.19B |
| Laird Norton Wetherby Wealth Management | Seattle, WA | $12.18B |
| Mairs and Power | ST. Paul, MN | $12.14B |
| Conrad Siegel Investment Advisors | Harrisburg, PA | $12.13B |
| Soltis Investment Advisors | ST. George, UT | $12.04B |
| Forvis Mazars Wealth Advisors | Springfield, MO | $12.01B |
| Hub Investment Partners | Austin, TX | $11.88B |
| Stonebridge Advisors | Wilton, CT | $11.83B |
| Akre Capital Management | Middleburg, VA | $11.82B |
| Gateway Investment Advisers | Cincinnati, OH | $11.59B |
| Curi Capital | Chicago, IL | $11.58B |
| Cullen Capital Management | New York, NY | $11.58B |
| Krane Funds Advisors | New York, NY | $11.57B |
| Apollon Wealth Management | Mount Pleasant, SC | $11.56B |
| Everett Harris | Los Angeles, CA | $11.53B |
| Gerber/Taylor Management | Memphis, TN | $11.42B |
- Headquarters
- Boston, MA
- Regulatory AUM
- $12.55B
- Headquarters
- Boise, ID
- Regulatory AUM
- $12.48B
- Headquarters
- New York, NY
- Regulatory AUM
- $12.47B
- Headquarters
- Ridgewood, NJ
- Regulatory AUM
- $12.20B
- Headquarters
- Minneapolis, MN
- Regulatory AUM
- $12.19B
- Headquarters
- Seattle, WA
- Regulatory AUM
- $12.18B
- Headquarters
- ST. Paul, MN
- Regulatory AUM
- $12.14B
- Headquarters
- Harrisburg, PA
- Regulatory AUM
- $12.13B
- Headquarters
- ST. George, UT
- Regulatory AUM
- $12.04B
- Headquarters
- Springfield, MO
- Regulatory AUM
- $12.01B
- Headquarters
- Austin, TX
- Regulatory AUM
- $11.88B
- Headquarters
- Wilton, CT
- Regulatory AUM
- $11.83B
- Headquarters
- Middleburg, VA
- Regulatory AUM
- $11.82B
- Headquarters
- Cincinnati, OH
- Regulatory AUM
- $11.59B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $11.58B
- Headquarters
- New York, NY
- Regulatory AUM
- $11.58B
- Headquarters
- New York, NY
- Regulatory AUM
- $11.57B
- Headquarters
- Mount Pleasant, SC
- Regulatory AUM
- $11.56B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $11.53B
- Headquarters
- Memphis, TN
- Regulatory AUM
- $11.42B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.