Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Fiduciary Management | Milwaukee, WI | $11.36B |
| Vanguard Personalized Indexing Management | Oakland, CA | $11.35B |
| Bridges Investment Management | Omaha, NE | $11.31B |
| Perigon Wealth Management | San Francisco, CA | $11.29B |
| Apella Capital | West Hartford, CT | $11.07B |
| Pure Financial Advisors | San Diego, CA | $11.05B |
| Asset Preservation Advisors | Atlanta, GA | $11.05B |
| Atria Investments | Charlotte, NC | $11.05B |
| Modern Wealth Management | Kansas City, MO | $10.90B |
| Acr Alpine Capital Research | ST. Louis, MO | $10.79B |
| Ferguson Wellman Capital Management | Portland, OR | $10.66B |
| Plancorp | Saint Louis, MO | $10.63B |
| Pinnacle Associates | New York, NY | $10.39B |
| Shuster Advisory Group | Pasadena, CA | $10.32B |
| Parallel Advisors | San Francisco, CA | $10.31B |
| Bartlett & Co. Wealth Management | Cincinnati, OH | $10.25B |
| Cary Street Partners Investment Advisory | Richmond, VA | $10.25B |
| Callan Family Office | Radnor, PA | $10.21B |
| Valmark Advisers | Akron, OH | $10.17B |
| Ethic | New York, NY | $10.12B |
- Headquarters
- Milwaukee, WI
- Regulatory AUM
- $11.36B
- Headquarters
- Oakland, CA
- Regulatory AUM
- $11.35B
- Headquarters
- Omaha, NE
- Regulatory AUM
- $11.31B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $11.29B
- Headquarters
- West Hartford, CT
- Regulatory AUM
- $11.07B
- Headquarters
- San Diego, CA
- Regulatory AUM
- $11.05B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $11.05B
- Headquarters
- Charlotte, NC
- Regulatory AUM
- $11.05B
- Headquarters
- Kansas City, MO
- Regulatory AUM
- $10.90B
- Headquarters
- ST. Louis, MO
- Regulatory AUM
- $10.79B
- Headquarters
- Portland, OR
- Regulatory AUM
- $10.66B
- Headquarters
- Saint Louis, MO
- Regulatory AUM
- $10.63B
- Headquarters
- New York, NY
- Regulatory AUM
- $10.39B
- Headquarters
- Pasadena, CA
- Regulatory AUM
- $10.32B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $10.31B
- Headquarters
- Cincinnati, OH
- Regulatory AUM
- $10.25B
- Headquarters
- Richmond, VA
- Regulatory AUM
- $10.25B
- Headquarters
- Radnor, PA
- Regulatory AUM
- $10.21B
- Headquarters
- Akron, OH
- Regulatory AUM
- $10.17B
- Headquarters
- New York, NY
- Regulatory AUM
- $10.12B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.