Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Sprott Asset Management USA | Darien, CT | $10.12B |
| Foundations Investment Advisors | Phoenix, AZ | $10.10B |
| Openarc Corporate Advisory | Atlanta, GA | $10.09B |
| Hantz Financial Services | Southfield, MI | $10.00B |
| Robertson Stephens | San Francisco, CA | $8.76B |
- Headquarters
- Darien, CT
- Regulatory AUM
- $10.12B
- Headquarters
- Phoenix, AZ
- Regulatory AUM
- $10.10B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $10.09B
- Headquarters
- Southfield, MI
- Regulatory AUM
- $10.00B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $8.76B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.