Clients
Openarc Corporate Advisory serves 3,841 clients, 2,356 of them high-net-worth individuals. The average client has about $2.6 million with the firm, and high-net-worth clients hold 90% of its $10.1 billion in assets.
- Individuals1,485 clients9%
- High-net-worth individuals2,356 clients90%
- OtherCharitable organizations, Corporations and other businesses0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,485 | $943,138,324 | 9.3% | $635K |
| High-net-worth individuals | 2,356 | $9,114,919,929 | 90.3% | $3.87M |
| Charitable organizations | Not reported | $16,306,934 | 0.2% | — |
| Corporations and other businesses | Not reported | $20,197,563 | 0.2% | — |
| Total | 3,841 | $10,094,562,750 | 100% | $2.63M |
- Clients
- 1,485
- Regulatory AUM
- $943,138,324
- Share
- 9.3%
- Avg. per client
- $635K
- Clients
- 2,356
- Regulatory AUM
- $9,114,919,929
- Share
- 90.3%
- Avg. per client
- $3.87M
- Clients
- Not reported
- Regulatory AUM
- $16,306,934
- Share
- 0.2%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $20,197,563
- Share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 3,841
- Regulatory AUM
- $10,094,562,750
- Share
- 100%
- Avg. per client
- $2.63M
What it does
Openarc Corporate Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selecting other managers. It is paid through a percentage of assets, hourly charges and fixed fees.
Openarc Corporate Advisory provided financial planning to 0 clients last fiscal year and advises no private funds.
100.0% of assets ($10.09B across 14,525 accounts) are managed with discretion. 1% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks36%
- Funds49%
- Bonds5%
- State and local bonds4%
- U.S. government and agency bonds1%
- Cash10%
Custodians
Openarc Corporate Advisory’s client accounts are held mainly at Charles Schwab, with 97% of managed assets. Openarc Corporate Advisory has custody of $820.3M for 362 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $9.79B97%
- All other custodians$303.0M3%
Ownership and leadership
Openarc Holdings, LLC owns 75% or more of Openarc Corporate Advisory.
- Owns 75% or more of Openarc Corporate Advisory, LLC
Openarc Holdings, LLC
Control person · since September 2025
- Owns 75% or more of Openarc Holdings, LLC
Openarc Enterprises, LLC
Control person · since August 2025
Leadership
- Michael SontagChief Financial Officer
- Kruti BolickChief Compliance Officer
- Erik BjerkeSenior Managing Partner
- Jeffrey CrowellManaging Partner
- Emily FletcherManaging Partner
- Kevin HigginbothamManaging Partner
- James KaufmanManaging Partner
Staff
- 146 employees
- 80 in advisory functions
- 121 state-registered reps
- 1 insurance agent
- 1 soliciting firm
Reported holdings
Openarc Corporate Advisory’s reported 13F holdings total $8.41B across 789 positions, and the ten largest make up 33.5% of it.
- $8.41B
- Reported 13F value
- 789
- Positions
- 33.5%
- In the 10 largest
- +20.3%
- Value vs. prior quarter
- Nvidia Corporation5.3%
- iShares TR · Rus 1000 Grw ETF4.4%
- Blackrock ETF Trust · iShares A I Inno3.3%
- AB Active ETFS Inc. · Emer Mkts OP ETF3.1%
- J P Morgan Exchange Traded F · Core Plus BD ETF3.0%
- Vanguard Scottsdale Fds · Vng Rus1000val3.0%
- iShares TR · Core MSCI Eafe2.9%
- Blackrock ETF Trust · iShares US Equit2.9%
- Home Depot Inc.2.8%
- Tcw Transform ETF Trust · Transform System2.7%
Together, the ten largest are 33.5% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $8.41B is not its $10.09B in regulatory assets and does not represent any individual client's portfolio.
Fees
Openarc Corporate Advisory is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees).
Openarc Corporate Advisory’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Openarc Corporate Advisory has 0 offices, with 1 listed address in 1 state.
Georgia · 1 listed address
- 3550 Peachtree Road Ne, Floor 7, AtlantaHQ
Registration details
- Legal name
- Openarc Corporate Advisory, LLC
- Headquarters
- 3550 Peachtree Road Ne, Floor 7, Atlanta, GA 30326
- Phone
- 844-648-6001
- Website
- www.openarccorporate.com
- SEC file
- 801-133754
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Openarc Corporate Advisory have?
Openarc Corporate Advisory has 3,841 clients and manages $10.1 billion for them, as of September 2026. They include 2,356 high-net-worth individuals and 1,485 other individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026
What services does Openarc Corporate Advisory offer?
Openarc Corporate Advisory provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Openarc Corporate Advisory use?
Openarc Corporate Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $9,791,583,466. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026
How many financial advisors does Openarc Corporate Advisory have?
Openarc Corporate Advisory has 121 investment adviser representatives registered with state securities authorities, out of 146 employees, and 80 perform investment advisory functions. 0 are registered representatives of a broker-dealer and 1 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Openarc Corporate Advisory invest in?
At the end of its last fiscal year, Openarc Corporate Advisory’s separately managed accounts held 49% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 10% cash and equivalents, 4% state and local bonds and 1% U.S. government and agency bonds. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Openarc Corporate Advisory?
Openarc Corporate Advisory is owned through a holding company by Openarc Enterprises, LLC. Its direct owner is Openarc Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 September 2026
How does Openarc Corporate Advisory get paid?
Openarc Corporate Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file