Capital Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Capital Investment Advisors reports 6,014 clients. They include 3,552 individual clients and 2,462 high-net-worth individuals. Of its assets, 99.3% ($8.15B across 17,093 accounts) are managed with discretion; $60.3M across 55 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 59% | 22% |
| High-net-worth individuals | 41% | 78% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,552 | $1.81B | 22.0% | $509K |
| High-net-worth individuals | 2,462 | $6.39B | 77.8% | $2.59M |
| Pension and profit-sharing plans | Fewer than 5 | $17.6M | 0.2% | — |
| Total | 6,014 | $8.21B | 100% | — |
- Clients
- 3,552
- Regulatory AUM
- $1.81B
- AUM share
- 22.0%
- Avg. per client
- $509K
- Clients
- 2,462
- Regulatory AUM
- $6.39B
- AUM share
- 77.8%
- Avg. per client
- $2.59M
- Clients
- Fewer than 5
- Regulatory AUM
- $17.6M
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 6,014
- Regulatory AUM
- $8.21B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Capital Investment Advisors charges 0.50%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$5M | 1.00% |
| $5M–$10M | 0.75% |
| $10M and above | 0.50% |
Fee details and sources
Capital Affiliate Holdings, LLC owns 75% or more of Capital Investment Advisors and is in turn owned by Swamp Rabbit Trust (25–50%) and Amc Family Trust (25–50%). The leadership team of Capital Investment Advisors includes President Robert Sanders, Chief Investment Officer Connor Miller and Chief Compliance Officer Holly Mallory. It has 107 employees, 55 of them in advisory roles.
Leadership
Robert SandersPresident- Robert SandersChief Financial Officer
Holly MalloryChief Compliance Officer
Connor MillerChief Investment Officer- Wesley MossManaging Partner, Chief Investment Strategist
Mitchell ReinerManaging Partner
Matthew ReinerManaging Partner
Investment adviser representatives
59 representatives listed in the SEC register as of 9 October 2026.
- Bryant Daniel Abramowitz
- Camden McKay Anderson
- Andrew Howard Barag
- Clayton Noel Carden
- William Christopher Cibulas
- Banner Thomas Clark
- Matthew Aaron Clark
- Kristin Beth Curcio
- Ryan Allen Curwick
- Michael E De La Garza
- Joel Reagan Dean
- Adria Erin Demeo
- Matthew William Donley
- John David Doverspike Jr.
- Jayden Rashon Durrah
- Mirza Nmi Duzel
- Ryan Alexander Ely
- Benjamin Ross Ezrine
- Drew Thomas Fear
- Jackson Scott Figiel
- Jay William Gardner
- Edward Francis Goepp JR.
- Jason Andrew Gove
- Justyn Marsalis Grady
- Olivia Lucille Grecco
- Madison Kay Grosse
- James Anderson Horn III
- Jeffrey William Keane
- Curt Edwin Klein
- Christopher James Kuzelka
- Matthew Russell Lane
- James McMahon Lewis JR.
- Jeffrey Scott Lloyd
- Charles Harris Lowe
- James Clarke Mack
- Miller Childers Majors
- Shaun Setu Mazumdar
- Joseph Carter McDonald
- Brett David Noggle
- Alex Richard Nuechterlein
- Michael Christopher Parsons
- Christopher Matthew Pataky
- Trevor Michael Payne
- Bryan Justin Rea
- Kevin Rodgers
- Jonas Georg Roos
- Mitchell Harrington Rossi
- William Michael Skiles
- Chase Tucker Strait
- Rafael Tanobe Rondino
- Troy Ernest Tomczak
- Chase James Turner
- Brenden James Urban
- Everett Andrew Wilkerson
- Min Jian Yang
Staff
- 107 employees
- 55 in advisory functions
- 55 state-registered reps
- 6 soliciting firms
- Owns 75% or more of Capital Investment Advisors, LLC
Capital Affiliate Holdings, LLC
Control person · since March 2026
- Owns 25% to 50% of Capital Affiliate Holdings, LLC
Swamp Rabbit Trust
Control person · since March 2026
Mitchell Reiner
Trustee · Control person · since December 2009
- Owns 25% to 50% of Capital Affiliate Holdings, LLC
Amc Family Trust
Control person · since March 2026
Wesley Moss
Trustee · Control person · since January 2020
Brannan Moss
Trustee · Control person · since January 2020
Matthew Reiner
Trustee of Desert Cottontail Trust · Control person · since December 2009
Capital Investment Advisors’ regulatory assets grew 2.5× from $3.23B (May 2021) to $8.21B (August 2026); clients rose from 3,106 to 6,014 and employees from 41 to 107. In 2025, Wela Strategies ($256M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $8.21B | 6,014 | 107 | 7 |
| March 2025 | $6.3B | 4,698 | 99 | 7 |
| May 2024 | $5.26B | 4,385 | 80 | 9 |
| June 2023 | $4.35B | 3,981 | 64 | 7 |
| May 2022 | $4.22B | 3,546 | 48 | 12 |
| May 2021 | $3.23B | 3,106 | 41 | 11 |
Firms that joined
20251 joined
- Wela StrategiesLast filed AUM $256M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Capital Investment Advisors has 6 offices (1 private residence, listed without an address), with 6 listed addresses across 5 states.
Georgia · 2 listed addresses
- 10 Glenlake Parkway, North Tower, Suite 1000, AtlantaHQ
- 1100 Peachtree Street Ne, Atlanta
Arizona · 1 listed address
- 2141 East Camelback Road, Phoenix
Colorado · 1 listed address
- 8101 E. Prentice Avenue, Greenwood Village
Florida · 1 listed address
- The Pointe, 2502 N. Rocky Point Drive, Tampa
Texas · 1 listed address
- 5495 Belt Line Road, Dallas
Contact and registration details
- Legal name
- Capital Investment Advisors, LLC
- Headquarters
- 10 Glenlake Parkway, North Tower, Suite 1000, Atlanta, GA 30328
- Website
- yourwealth.com
- Phone
- 404-531-0018
- @capital-investment-advisors
- SEC file
- 801-72532
- Structure
- Wyoming LLC
- Fiscal year end
- December
Capital Investment Advisors uses Charles Schwab ($4.91B, 60%) and Fidelity ($3.22B, 40%) as custodians for its separately managed accounts. Capital Investment Advisors has custody of $1.84B in client assets for 1,693 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $4.91B60%
- FidelityNational Financial Services LLC · Boston, MA · $3.22B40%
At year end, Capital Investment Advisors’ separately managed accounts were mostly in funds (53%) and stocks (34%). Its reported 13F holdings for the quarter ended 30 June 2026 total $7.59B across 789 positions; the largest are iShares TR (8.5%), iShares TR (4.0%) and First TR Exchange Traded FD (2.7%).
What the accounts hold
- Stocks34%
- Funds53%
- Bonds7%
- U.S. government and agency bonds2%
- State and local bonds2%
- Investment grade corporate bonds2%
- High-yield corporate bonds1%
- Cash5%
- Other1%
- Non-public alternative investments1%
Reported 13F holdings
- $7.59B
- Reported 13F value
- 789
- Positions
- 28.7%
- In the 10 largest
- +11.0%
- Value vs. prior quarter
- iShares TR · Core Div Grwth8.5%
- iShares TR · MSCI Intl Qualty4.0%
- First TR Exchange Traded FD · Smid Risng ETF2.7%
- First TR Exchange-traded FD · NO Amer Energy2.5%
- Select Sector SPDR TR · ST Str Techn ETF2.5%
- Alphabet Inc. · Cap Stk CL A2.0%
- Apple Inc.1.9%
- iShares TR · Core S&P500 ETF1.8%
- Vaneck ETF Trust · Fallen Angel HG1.5%
- Johnson & Johnson1.4%
Together, the ten largest are 28.7% of reported value.
How many clients does Capital Investment Advisors have?
Capital Investment Advisors has 6,014 clients and manages $8.21 billion for them, as of August 2026. They include 3,552 individual clients and 2,462 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026
What services does Capital Investment Advisors offer?
Capital Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Capital Investment Advisors charge?
Capital Investment Advisors charges 0.50%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: CAPITAL INVESTMENT ADVISORS LLC, filed 6 August 2026
Which custodians does Capital Investment Advisors use?
Capital Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $4.91B and National Financial Services LLC (Boston, MA), with $3.22B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026
How many financial advisors does Capital Investment Advisors have?
Capital Investment Advisors has 55 investment adviser representatives registered with state securities authorities, out of 107 employees, and 55 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Investment Advisors invest in?
At the end of its last fiscal year, Capital Investment Advisors’ separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities, 5% cash and equivalents, 2% U.S. government and agency bonds, 2% state and local bonds, 2% investment grade corporate bonds, 1% high-yield corporate bonds and 1% other. The 1% other category is described as: Non-Public Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Investment Advisors?
Capital Investment Advisors’ direct owner is Capital Affiliate Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 August 2026
How does Capital Investment Advisors get paid?
Capital Investment Advisors is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Capital Investment Advisors registered with the SEC?
Yes, Capital Investment Advisors has been registered with the SEC as an investment adviser since 7 July 2011. Its CRD number is 158055 and its SEC file number is 801-72532.
Source: Form ADV Part 1A, Item 1, filed 6 August 2026; IAPD firm record
How do I contact Capital Investment Advisors?
Capital Investment Advisors’ main office is at 10 Glenlake Parkway, North Tower, Suite 1000, Atlanta, GA 30328. Its phone number is 404-531-0018. Its website is yourwealth.com.