Wesley Moss has been Managing Partner, Chief Investment Strategist of Capital Investment Advisors since February 2011, is a control person of the firm and directly owns under 5% of it. Wesley Moss holds a Degree in economics from the University of North Carolina, Chapel Hill.
Capital Investment Advisors, LLC is an Atlanta, GA firm with $8.21B under management, 6,014 clients and 55 advisers across 7 offices, as of its August 2026 filing.
Wes Moss is Managing Partner and Chief Investment Strategist of Capital Investment Advisors, based in Atlanta. He leads a team of financial advisors and hosts the weekly Money Matters radio show and the Retire Sooner Podcast. Before joining Capital Investment Advisors, he worked for UBS Financial Services in its Atlanta office.
Wesley Moss’ longest registration was 16 years at Wela Strategies, Inc. (2009–2025). Before joining Capital Investment Advisors in 2011, Wesley Moss was registered through Wela Strategies, Inc. and Capital Investment Advisors LLC.
- – present · 15 yearsAtlanta, GA · Adviser representative · Firm CRD 158055
- Wela Strategies, Inc.– · 16 yearsAtlanta, GA · Adviser representative · Firm CRD 147762
- Capital Investment Advisors LLC– · 2 yearsAtlanta, GA · Adviser representative · Firm CRD 108413
- UBS Financial Services Inc.– · 5 yearsAtlanta, GA · Adviser representative · Firm CRD 8174
- Wachovia Securities, LLC– · under a yearAtlanta, GA · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 4 yearsAtlanta, GA · Adviser representative · Firm CRD 7471
Professional designations
Listed by Capital Investment Advisors
- CERTIFIED FINANCIAL PLANNER®
Investment adviser representative registrations
Wesley Moss is registered as an investment adviser representative in 2 states. The first approvals date from July 2011; the most recent is Georgia, in August 2011.
- GeorgiaSince 1 August 2011
- TexasSince 25 July 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 4 December 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 September 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 September 1998 |
| Series 7 | General Securities Representative Examination | 28 August 1998 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wesley Hanes Moss
- CRD
- 3099346
- Firm
- Capital Investment Advisors · CRD 158055
- Role
- Managing Partner, Chief Investment Strategist
- Office
- 10 GLENLAKE PARKWAY, NORTH TOWER, SUITE 1000, Atlanta, GA 30328
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wesmoss.com
Where does Wesley Moss work?
Wesley Moss has been Managing Partner, Chief Investment Strategist of Capital Investment Advisors, LLC since February 2011, and is a control person of the firm.
Is Wesley Moss a financial advisor?
Yes. Wesley Moss has a current investment-adviser registration in Georgia and Texas, through Capital Investment Advisors since July 2011.
How many years of experience does Wesley Moss have?
Wesley Moss has 27 years in the financial industry, since January 1999, across 6 adviser firms.
What exams has Wesley Moss passed?
Wesley Moss has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in August 1998.
Where did Wesley Moss work before Capital Investment Advisors?
Before Capital Investment Advisors, Wesley Moss was registered through UBS Financial Services Inc., August 2003 to February 2009; Wachovia Securities, LLC, July 2003 to August 2003; Prudential Securities Incorporated, January 1999 to July 2003.
Where is Wesley Moss based?
Wesley Moss’ registered office is in Atlanta, GA.
Is Wesley Moss registered with FINRA?
No. Wesley Moss has no current broker registration.
Is Wesley Moss a CFP?
Capital Investment Advisors lists Wesley Moss with the CFP credential (“CERTIFIED FINANCIAL PLANNER®”) on its website. CFP Board confirms certification status.
Source: Wes Moss biography, wesmoss.com
How can I verify Wesley Moss’ record?
Search CRD 3099346 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wesley Moss’ full registration record.
