Holly Mallory is a control person of Capital Investment Advisors and directly owns under 5% of it. Holly Mallory holds a Bachelor of Business Administration in Finance from Kennesaw State University and a Master of Business Administration in Management from Kennesaw State University.
Capital Investment Advisors is an investment adviser based in Atlanta, GA, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $8.21 billion, as filed on 6 August 2026. Its fees, ownership and offices are on the firm’s profile.
Holly Evans Mallory is Partner, Chief Compliance Officer and Head of Operations of Capital Investment Advisors. As CCO she oversees regulatory compliance and the compliance program, and as Head of Operations she directs the firm's strategic operational management. She is a founding member of the CIA family and joined in August 2000 in a client services role.
Professional designations
Listed by Capital Investment Advisors
- IACCP®
- CRD
- 6832212
- Firm
- Capital Investment Advisors · CRD 158055
- Role
- Chief Compliance Officer
- In role since
- January 2021 · 5 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Atlanta, GA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- yourwealth.com
Where does Holly Mallory work?
Holly Mallory has been Chief Compliance Officer of Capital Investment Advisors, LLC since January 2021, and is a control person of the firm.
How can I verify Holly Mallory’s record?
Holly Mallory’s role is listed on Capital Investment Advisors, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 158055.
