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Bleakley Financial Group

SEC-registered adviser since 2022Parsippany, NJCRD 318366

$15.1B
AUM
8,647
Clients
See fees
Fee
104
Advisory staff

From Form ADV filed 14 September 2026 · data retrieved 15 October 2026SEC record

Bleakley Financial Group is an investment adviser headquartered in Parsippany, New Jersey, and registered with the SEC since 2022. Its clients include high-net-worth individuals, other individuals, and pension and profit-sharing plans. High-net-worth individuals account for 82% of its regulatory assets under management.

Its services include financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars. Fee arrangements include a percentage of assets under management, hourly charges and fixed fees. Bleakley Holdings, LLC owns 75% or more of Bleakley Financial Group, and Andy Schwartz is its CEO.

Clients

Bleakley Financial Group serves 8,647 clients, 2,934 of them high-net-worth individuals. The average client has about $1.7 million with the firm, and high-net-worth clients hold 82% of its $15.1 billion in assets.

Regulatory assets by client type
  • Individuals5,524 clients13%
  • High-net-worth individuals2,934 clients82%
  • Pension and profit-sharing plans167 clients4%
  • OtherCharitable organizations, Corporations and other businesses1%
Show client breakdown
Individuals (other than HNW)
Clients
5,524
Regulatory AUM
$1,935,919,517
Share
12.8%
Avg. per client
$350K
High-net-worth individuals
Clients
2,934
Regulatory AUM
$12,452,953,119
Share
82.3%
Avg. per client
$4.24M
Pension and profit-sharing plans
Clients
167
Regulatory AUM
$641,912,328
Share
4.2%
Avg. per client
$3.84M
Charitable organizations
Clients
Not reported
Regulatory AUM
$1,142,490
Share
0.0%
Avg. per client
—
Corporations and other businesses
Clients
22
Regulatory AUM
$95,572,162
Share
0.6%
Avg. per client
$4.34M

Total

Clients
8,647
Regulatory AUM
$15,127,499,616
Share
100%
Avg. per client
$1.75M

What it does

Bleakley Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, educational seminars and other activities. It is paid through a percentage of assets, hourly charges and fixed fees.

Bleakley Financial Group provided financial planning to 51–100 clients last fiscal year and advises no private funds.

95.6% of assets ($14.46B across 27,985 accounts) are managed with discretion; $669.9M across 219 accounts are not. $14.45B sits in a wrap fee program the firm both sponsors and manages. 1% of clients are outside the U.S., and 27 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks28%
  • Funds61%
  • Bonds5%
    • State and local bonds3%
    • U.S. government and agency bonds2%
  • Cash5%

Filed values cover 99%. The neutral 1% gap has no reported category.

Custodians

Bleakley Financial Group’s client accounts are held mainly at Charles Schwab, with 64% of managed assets, and LPL Financial, with 25%. Bleakley Financial Group has custody of $14.29B for 8,274 clients.

Managed account assets by custodian
  • LPL FinancialLPL Financial LLC · Fort Mill, SC · $3.77B25%
  • Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $9.65B64%
  • All other custodians$1.70B11%

Ownership and leadership

Bleakley Holdings, LLC owns 75% or more of Bleakley Financial Group, and Andy Schwartz is its CEO.

Who owns the firm
Bleakley Financial Group, LLC· the adviser

  • Bleakley Holdings, LLC

    Control person · since August 2023

    Owns 75% or more of Bleakley Financial Group, LLC

Leadership

  • Andy Schwartz
    Chief Executive Officer / Member
  • Alexei Mostovoi
    Chief Financial Officer
  • Vincent Nauheimer
    Chief Operating Officer
  • Craig Weiss
    Chief Compliance Officer
  • Michael Axelrod
    Member
  • Peter Boockvar
    Chief Investment Officer
  • Samuel Cari
    Chief Strategy Officer
  • John Cooney
    Member
  • Joseph Duran
    Member
  • Patrick Hayes
    Chief Legal Officer
  • Scott Schwartz
    Member
  • Kevin Spahn
    Member

Staff

  • 205 employees
  • 104 in advisory functions
  • 97 state-registered reps
  • 54 broker-dealer reps
  • 95 insurance agents

Reported holdings

Bleakley Financial Group’s reported 13F holdings total $7.85B across 944 positions, and the ten largest make up 25.8% of it.

$7.85B
Reported 13F value
944
Positions
25.8%
In the 10 largest
—
Value vs. prior quarter
Ten largest positions, share of reported value
  1. iShares TR · Core S&P500 ETF5.4%
  2. Apple Inc.2.9%
  3. iShares TR · Core S&P Mcp ETF2.7%
  4. iShares TR · Core S&P Scp ETF2.5%
  5. Vanguard Index Fds · Large Cap ETF2.3%
  6. Nvidia Corporation2.3%
  7. Sprott Asset Management LP · Physical Gold AN2.2%
  8. Vanguard Index Fds · Mid Cap ETF2.0%
  9. State Str SPDR S&P 500 ETF T · TR Unit2.0%
  10. Vanguard Index Fds · Value ETF1.6%

Together, the ten largest are 25.8% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 5 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $7.85B is not its $15.13B in regulatory assets and does not represent any individual client's portfolio.

Fees

Bleakley Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees).

Bleakley Financial Group’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Bleakley Financial Group has 23 offices (9 private residences, listed without an address), with 15 listed addresses across 13 states.

Listed office addresses by state

New Jersey · 2 listed addresses

  • 300 Kimball Drive, Suite 310, ParsippanyHQ
  • 56 Main Street, Flemington

Other business names

Bleakley Financial Group has reported 10 other business names to the SEC.

  • Armstrong & Sinoff Financial
  • Bast Financial Group
  • Bleakley Financial Lehigh Valley
  • Miller Financial Services
  • Onepoint BFG
  • Onepoint BFG East Bay
  • Poise Wealth
  • Retirebetter Li
  • Spahn Financial
  • Voyage Wealth Architects

Registration details

Legal name
Bleakley Financial Group, LLC
Headquarters
300 Kimball Drive, Suite 310, Parsippany, NJ 07054
Phone
973-575-4180
Website
www.onepointbfg.com
SEC file
801-123232
Structure
New Jersey LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Bleakley Financial Group have?

Bleakley Financial Group has 8,647 clients and manages $15.1 billion for them, as of September 2026. They include 5,524 other individuals, 2,934 high-net-worth individuals and 167 pension and profit-sharing plans.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026

What services does Bleakley Financial Group offer?

Bleakley Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, educational seminars and other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Bleakley Financial Group use?

Bleakley Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $9,649,281,330 and LPL Financial LLC (Fort Mill, SC), with $3,774,092,019. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026

How many financial advisors does Bleakley Financial Group have?

Bleakley Financial Group has 97 investment adviser representatives registered with state securities authorities, out of 205 employees, and 104 perform investment advisory functions. 54 are registered representatives of a broker-dealer and 95 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Bleakley Financial Group invest in?

At the end of its last fiscal year, Bleakley Financial Group’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 5% cash and equivalents, 3% state and local bonds and 2% U.S. government and agency bonds. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Bleakley Financial Group?

Bleakley Financial Group is owned through a chain of holding companies by Andy Schwartz and Charlesbank Equity Fund X, Limited Partnership. Its direct owner is Bleakley Holdings, LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026

How does Bleakley Financial Group get paid?

Bleakley Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 14 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 318366.
  3. Form 13F-HR, filed 5 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Bleakley Financial Group, LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.