Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Thompson Siegel & Walmsley | Richmond, VA | $21.15B |
| Bahl & Gaynor | Cincinnati, OH | $20.99B |
| Baker Street Advisors | San Francisco, CA | $20.77B |
| Offit Capital Advisors | New York, NY | $20.60B |
| Summit Trail Advisors | New York, NY | $19.94B |
| Newedge Wealth | Stamford, CT | $19.93B |
| Rwa Wealth Partners | Boston, MA | $19.80B |
| Choreo | Rockford, IL | $19.14B |
| Townsquare Capital | Lehi, UT | $18.07B |
| Aspiriant | Los Angeles, CA | $18.05B |
| Modera Wealth Management | Westwood, NJ | $17.68B |
| Geowealth Management | Chicago, IL | $17.57B |
| Manning & Napier Advisors | Fairport, NY | $17.03B |
| Mission Wealth | Santa Barbara, CA | $17.00B |
| Allen Investment Management | New York, NY | $16.91B |
| Citizens Private Wealth | Tarrytown, NY | $16.63B |
| Ifp Advisors | Tampa, FL | $16.29B |
| Farther | San Francisco, CA | $16.01B |
| Mycio Wealth Partners | Philadelphia, PA | $15.78B |
| Concurrent Investment Advisors | Tampa, FL | $15.73B |
- Headquarters
- Richmond, VA
- Regulatory AUM
- $21.15B
- Headquarters
- Cincinnati, OH
- Regulatory AUM
- $20.99B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $20.77B
- Headquarters
- New York, NY
- Regulatory AUM
- $20.60B
- Headquarters
- New York, NY
- Regulatory AUM
- $19.94B
- Headquarters
- Stamford, CT
- Regulatory AUM
- $19.93B
- Headquarters
- Boston, MA
- Regulatory AUM
- $19.80B
- Headquarters
- Rockford, IL
- Regulatory AUM
- $19.14B
- Headquarters
- Lehi, UT
- Regulatory AUM
- $18.07B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $18.05B
- Headquarters
- Westwood, NJ
- Regulatory AUM
- $17.68B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $17.57B
- Headquarters
- Fairport, NY
- Regulatory AUM
- $17.03B
- Headquarters
- Santa Barbara, CA
- Regulatory AUM
- $17.00B
- Headquarters
- New York, NY
- Regulatory AUM
- $16.91B
- Headquarters
- Tarrytown, NY
- Regulatory AUM
- $16.63B
- Headquarters
- Tampa, FL
- Regulatory AUM
- $16.29B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $16.01B
- Headquarters
- Philadelphia, PA
- Regulatory AUM
- $15.78B
- Headquarters
- Tampa, FL
- Regulatory AUM
- $15.73B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.