Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Advanced Capital Group | Minneapolis, MN | $29.99B |
| Waverly Advisors | Birmingham, AL | $29.87B |
| Silvercrest Asset Management Group | New York, NY | $28.33B |
| Smartx Advisory Solutions | West Palm Beach, FL | $26.99B |
| Arax Advisory Partners | New York, NY | $26.52B |
| Summit Financial | Parsippany, NJ | $26.35B |
| Summit Rock Advisors | New York, NY | $26.18B |
| 1919 Investment Counsel | Baltimore, MD | $26.04B |
| H&H International Investment | Palo Alto, CA | $25.50B |
| United Capital Financial Advisors | Irving, TX | $24.65B |
| Belle Haven Investments | Rye Brook, NY | $24.46B |
| Matson Money | Mason, OH | $24.33B |
| Makena Capital Management | Menlo Park, CA | $24.28B |
| Merit Financial Group | Alpharetta, GA | $23.88B |
| Fund Evaluation Group | Cincinnati, OH | $23.86B |
| Integrated Wealth Concepts | Waltham, MA | $23.58B |
| Jordan Park Group | San Francisco, CA | $23.26B |
| Johnson Investment Counsel | Cincinnati, OH | $22.98B |
| Signature Estate & Investment Advisors | Los Angeles, CA | $22.54B |
| Ehrenkranz Partners | New York, NY | $21.54B |
- Headquarters
- Minneapolis, MN
- Regulatory AUM
- $29.99B
- Headquarters
- Birmingham, AL
- Regulatory AUM
- $29.87B
- Headquarters
- New York, NY
- Regulatory AUM
- $28.33B
- Headquarters
- West Palm Beach, FL
- Regulatory AUM
- $26.99B
- Headquarters
- New York, NY
- Regulatory AUM
- $26.52B
- Headquarters
- Parsippany, NJ
- Regulatory AUM
- $26.35B
- Headquarters
- New York, NY
- Regulatory AUM
- $26.18B
- Headquarters
- Baltimore, MD
- Regulatory AUM
- $26.04B
- Headquarters
- Palo Alto, CA
- Regulatory AUM
- $25.50B
- Headquarters
- Irving, TX
- Regulatory AUM
- $24.65B
- Headquarters
- Rye Brook, NY
- Regulatory AUM
- $24.46B
- Headquarters
- Mason, OH
- Regulatory AUM
- $24.33B
- Headquarters
- Menlo Park, CA
- Regulatory AUM
- $24.28B
- Headquarters
- Alpharetta, GA
- Regulatory AUM
- $23.88B
- Headquarters
- Cincinnati, OH
- Regulatory AUM
- $23.86B
- Headquarters
- Waltham, MA
- Regulatory AUM
- $23.58B
- Headquarters
- San Francisco, CA
- Regulatory AUM
- $23.26B
- Headquarters
- Cincinnati, OH
- Regulatory AUM
- $22.98B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $22.54B
- Headquarters
- New York, NY
- Regulatory AUM
- $21.54B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.