Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Tidal Investments | Milwaukee, WI | $45.83B |
| EP Wealth Advisors | Torrance, CA | $45.15B |
| Aristotle Capital Management | Los Angeles, CA | $43.54B |
| Newedge Advisors | New Orleans, LA | $43.21B |
| Franklin Mutual Advisers | Short Hills, NJ | $42.59B |
| Lido Advisors | Los Angeles, CA | $42.50B |
| Focus Advisor Solutions | ST. Louis, MO | $41.48B |
| Wealthspire Retirement | Aliso Viejo, CA | $38.61B |
| 55i | Boston, MA | $36.74B |
| BBR Partners | New York, NY | $36.49B |
| Select Equity Group | New York, NY | $36.38B |
| Sanctuary Advisors | Miami, FL | $34.88B |
| Stancorp Investment Advisers | Portland, OR | $34.50B |
| Wealthspire Advisors | New York, NY | $34.32B |
| Clearstead Advisors | Cleveland, OH | $33.88B |
| Allworth Financial | Folsom, CA | $33.55B |
| Sequoia Financial Advisors | Akron, OH | $32.24B |
| Luther King Capital Management | Fort Worth, TX | $31.50B |
| Tiedemann Advisors | New York, NY | $31.01B |
| HB Wealth Management | Atlanta, GA | $30.16B |
- Headquarters
- Milwaukee, WI
- Regulatory AUM
- $45.83B
- Headquarters
- Torrance, CA
- Regulatory AUM
- $45.15B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $43.54B
- Headquarters
- New Orleans, LA
- Regulatory AUM
- $43.21B
- Headquarters
- Short Hills, NJ
- Regulatory AUM
- $42.59B
- Headquarters
- Los Angeles, CA
- Regulatory AUM
- $42.50B
- Headquarters
- ST. Louis, MO
- Regulatory AUM
- $41.48B
- Headquarters
- Aliso Viejo, CA
- Regulatory AUM
- $38.61B
- Headquarters
- Boston, MA
- Regulatory AUM
- $36.74B
- Headquarters
- New York, NY
- Regulatory AUM
- $36.49B
- Headquarters
- New York, NY
- Regulatory AUM
- $36.38B
- Headquarters
- Miami, FL
- Regulatory AUM
- $34.88B
- Headquarters
- Portland, OR
- Regulatory AUM
- $34.50B
- Headquarters
- New York, NY
- Regulatory AUM
- $34.32B
- Headquarters
- Cleveland, OH
- Regulatory AUM
- $33.88B
- Headquarters
- Folsom, CA
- Regulatory AUM
- $33.55B
- Headquarters
- Akron, OH
- Regulatory AUM
- $32.24B
- Headquarters
- Fort Worth, TX
- Regulatory AUM
- $31.50B
- Headquarters
- New York, NY
- Regulatory AUM
- $31.01B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $30.16B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.