Firms by custodian
Registered investment advisers that custody at Charles Schwab
Search the full directory by firm name, city, state, CRD number or custodian.
165 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Mercer Global Advisors | Denver, CO | $84.40B |
| Cresset Asset Management | Chicago, IL | $78.94B |
| CIBC Private Wealth Advisors | Chicago, IL | $67.84B |
| Orion Portfolio Solutions | Omaha, NE | $64.84B |
| Quantinno Capital Management | New York, NY | $60.91B |
| Usi Advisors | Glastonbury, CT | $56.28B |
| Savant Capital | Rockford, IL | $55.61B |
| Beacon Pointe Advisors | Newport Beach, CA | $54.87B |
| Thornburg Investment Management | Santa Fe, NM | $54.45B |
| Breckinridge Capital Advisors | Boston, MA | $54.28B |
| GW&K Investment Management | Boston, MA | $52.78B |
| Mai Capital Management | Cleveland, OH | $52.10B |
| CWM | Omaha, NE | $50.58B |
| Moneta Group Investment Advisors | ST. Louis, MO | $50.54B |
| Partners Capital Investment Group | Boston, MA | $50.51B |
| Vestmark Advisory Solutions | Wakefield, MA | $49.85B |
| Ae Wealth Management | Topeka, KS | $49.84B |
| SCS Capital Management | Boston, MA | $48.65B |
| Sali Fund Management | Austin, TX | $45.99B |
| Canterbury Consulting | Newport Beach, CA | $45.88B |
- Headquarters
- Denver, CO
- Regulatory AUM
- $84.40B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $78.94B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $67.84B
- Headquarters
- Omaha, NE
- Regulatory AUM
- $64.84B
- Headquarters
- New York, NY
- Regulatory AUM
- $60.91B
- Headquarters
- Glastonbury, CT
- Regulatory AUM
- $56.28B
- Headquarters
- Rockford, IL
- Regulatory AUM
- $55.61B
- Headquarters
- Newport Beach, CA
- Regulatory AUM
- $54.87B
- Headquarters
- Santa Fe, NM
- Regulatory AUM
- $54.45B
- Headquarters
- Boston, MA
- Regulatory AUM
- $54.28B
- Headquarters
- Boston, MA
- Regulatory AUM
- $52.78B
- Headquarters
- Cleveland, OH
- Regulatory AUM
- $52.10B
- Headquarters
- Omaha, NE
- Regulatory AUM
- $50.58B
- Headquarters
- ST. Louis, MO
- Regulatory AUM
- $50.54B
- Headquarters
- Boston, MA
- Regulatory AUM
- $50.51B
- Headquarters
- Wakefield, MA
- Regulatory AUM
- $49.85B
- Headquarters
- Topeka, KS
- Regulatory AUM
- $49.84B
- Headquarters
- Boston, MA
- Regulatory AUM
- $48.65B
- Headquarters
- Austin, TX
- Regulatory AUM
- $45.99B
- Headquarters
- Newport Beach, CA
- Regulatory AUM
- $45.88B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Charles Schwab here says only what the filing says, and implies nothing about either firm's service.