Clients
Geowealth Management serves 51,018 clients, 47,696 of them other individuals. The average client has about $344,000 with the firm, and high-net-worth clients hold 40% of its $17.6 billion in assets.
- Individuals47,696 clients55%
- High-net-worth individuals2,729 clients40%
- Pension and profit-sharing plans285 clients2%
- Corporations and other businesses275 clients2%
- Charitable organizations33 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 47,696 | $9,713,314,779 | 55.3% | $204K |
| High-net-worth individuals | 2,729 | $7,003,552,803 | 39.9% | $2.57M |
| Pension and profit-sharing plans | 285 | $435,861,271 | 2.5% | $1.53M |
| Charitable organizations | 33 | $32,237,636 | 0.2% | $977K |
| Corporations and other businesses | 275 | $389,574,290 | 2.2% | $1.42M |
| Total | 51,018 | $17,574,540,779 | 100% | $344K |
- Clients
- 47,696
- Regulatory AUM
- $9,713,314,779
- Share
- 55.3%
- Avg. per client
- $204K
- Clients
- 2,729
- Regulatory AUM
- $7,003,552,803
- Share
- 39.9%
- Avg. per client
- $2.57M
- Clients
- 285
- Regulatory AUM
- $435,861,271
- Share
- 2.5%
- Avg. per client
- $1.53M
- Clients
- 33
- Regulatory AUM
- $32,237,636
- Share
- 0.2%
- Avg. per client
- $977K
- Clients
- 275
- Regulatory AUM
- $389,574,290
- Share
- 2.2%
- Avg. per client
- $1.42M
Total
- Clients
- 51,018
- Regulatory AUM
- $17,574,540,779
- Share
- 100%
- Avg. per client
- $344K
What it does
Geowealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters and educational seminars. It is paid through a percentage of assets and fixed fees.
Geowealth Management advises no private funds.
38.7% of assets ($6.80B across 32,617 accounts) are managed with discretion; $10.77B across 50,508 accounts are not. $1.20B sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks19%
- Funds70%
- Bonds7%
- State and local bonds4%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- Cash4%
Custodians
Geowealth Management’s client accounts are held mainly at Charles Schwab, with 44% of managed assets, and Fidelity, with 16%. Geowealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $7.71B44%
- FidelityNational Financial Services LLC · Boston, MA · $2.87B16%
- All other custodians$7.00B40%
Ownership and leadership
Geowealth, LLC owns 75% or more of Geowealth Management, and Colin Falls is its CEO.
- Owns 75% or more of Geowealth Management LLC
Geowealth, LLC
Control person · since March 2018
- Owns 25% to 50% of Geowealth, LLC
Geowealth Enterprises, LLC
Control person · since March 2018
- Owns 25% to 50% of Geowealth Enterprises, LLC
Geowealth Holdings LLC
Control person · since December 2004
- Owns 25% to 50% of Geowealth Holdings LLC
The Globe Resources Group Inc
Control person · since December 2004
- Owns 25% to 50% of The Globe Resources Group Inc
Montreaux, Inc.
Control person · since July 2000
- Owns 25% to 50% of Montreaux, Inc.
Phoenix Capital Group, Inc.
Control person · since July 2000
Leadership
- Colin FallsChief Executive Officer
- John HannahPresident, Chief Operating Officer
- Evan LiebermanSenior Vice President, Chief Compliance Officer
- Bethany RiesenbergSenior Vice President,
Staff
- 88 employees
- 20 in advisory functions
- 20 state-registered reps
- 2 soliciting firms
Reported holdings
Geowealth Management’s reported 13F holdings total $3.18B across 882 positions, and the ten largest make up 43.1% of it.
- $3.18B
- Reported 13F value
- 882
- Positions
- 43.1%
- In the 10 largest
- +14.5%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs7.7%
- iShares TR · Core Univrsl Usd6.9%
- Dimensional ETF Trust · US Core Equity 26.8%
- Vanguard Index Fds · Large Cap ETF4.7%
- Vanguard Index Fds · Total Stk Mkt3.9%
- SPDR Index Shs Fds · State Street Spd3.6%
- Vanguard Mun BD Fds · Tax Exempt BD3.0%
- Dimensional ETF Trust · World EX US Core2.7%
- Vanguard Index Fds · Extend Mkt ETF1.8%
- Dimensional ETF Trust · Core Fixed Incom1.8%
Together, the ten largest are 43.1% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $3.18B is not its $17.57B in regulatory assets and does not represent any individual client's portfolio.
Fees
Geowealth Management is paid through a percentage of assets under management and fixed fees (other than subscription fees).
Geowealth Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Geowealth Management has 1 office, with 2 listed addresses in 1 state.
Illinois · 2 listed addresses
- 444 N. Michigan Avenue, Suite 3150, ChicagoHQ
- 700 Commerce DR, Oakbrook
Registration details
- Legal name
- Geowealth Management LLC
- Headquarters
- 444 N. Michigan Avenue, Suite 3150, Chicago, IL 60611
- Phone
- 312-219-9160
- Website
- geowealth.com
- SEC file
- 801-71114
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Geowealth Management have?
Geowealth Management has 51,018 clients and manages $17.6 billion for them, as of March 2026. They include 47,696 other individuals, 2,729 high-net-worth individuals and 285 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Geowealth Management offer?
Geowealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Geowealth Management use?
Geowealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $7,706,979,241 and National Financial Services LLC (Boston, MA), with $2,868,842,410. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Geowealth Management have?
Geowealth Management has 20 investment adviser representatives registered with state securities authorities, out of 88 employees, and 20 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Geowealth Management invest in?
At the end of its last fiscal year, Geowealth Management’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 4% state and local bonds, 4% cash and equivalents, 2% investment grade corporate bonds and 1% U.S. government and agency bonds. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Geowealth Management?
Geowealth Management is owned through a chain of holding companies by Phoenix Capital Group, Inc. Its direct owner is Geowealth, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Geowealth Management get paid?
Geowealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file