Convergence Financial provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Convergence Financial reports 2,714 clients. They include 2,018 individual clients, 647 high-net-worth individuals, and 22 corporations and other businesses. Of its assets, 99.9% ($903M across 4,697 accounts) are managed with discretion; $1.1M across 28 accounts are not. A wrap fee program the firm both sponsors and manages holds $1.1M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 33% |
| High-net-worth individuals | 24% | 64% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,018 | $295M | 32.6% | $146K |
| High-net-worth individuals | 647 | $583M | 64.5% | $901K |
| Pension and profit-sharing plans | 9 | $2.71M | 0.3% | $302K |
| Charitable organizations | 18 | $6.31M | 0.7% | $351K |
| Corporations and other businesses | 22 | $17.6M | 2.0% | $802K |
| Total | 2,714 | $904M | 100% | $333K |
- Clients
- 2,018
- Regulatory AUM
- $295M
- AUM share
- 32.6%
- Avg. per client
- $146K
- Clients
- 647
- Regulatory AUM
- $583M
- AUM share
- 64.5%
- Avg. per client
- $901K
- Clients
- 9
- Regulatory AUM
- $2.71M
- AUM share
- 0.3%
- Avg. per client
- $302K
- Clients
- 18
- Regulatory AUM
- $6.31M
- AUM share
- 0.7%
- Avg. per client
- $351K
- Clients
- 22
- Regulatory AUM
- $17.6M
- AUM share
- 2.0%
- Avg. per client
- $802K
Total
- Clients
- 2,714
- Regulatory AUM
- $904M
- AUM share
- 100%
- Avg. per client
- $333K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Convergence Financial charges up to 1.50% a year for its Program Fee. The fee is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning fees are negotiable and billed as fixed, hourly or subscription fees set out in a Schedule A.
- Hourly Consulting
- Hourly consulting is typically $250 to $500 per hour under a separate agreement.
Travis Cook owns 75% or more of Convergence Financial. The leadership team of Convergence Financial includes President Tyler Hoffmann and Chief Compliance Officer Adam Parrie. It has 18 employees, 13 of them in advisory roles.
Leadership
Tyler HoffmannPresident and Member- Adam ParrieChief Compliance Officer
- Travis CookCEO and Member
Investment adviser representatives
29 representatives listed in the SEC register as of 9 October 2026.
Staff
- 18 employees
- 13 in advisory functions
- 9 state-registered reps
- 8 broker-dealer reps
- 11 insurance agents
- Owns 75% or more of Convergence Financial, LLC
Travis Cook
Control person · since April 2019
- Owns 10% to 25% of Convergence Financial, LLC
GLHC, LLC
Control person · since April 2019
- Owns 50% to 75% of GLHC, LLC
Conor Delaney
since April 2019
Convergence Financial’s regulatory assets grew 4.2× from $216M (April 2021) to $904M (September 2026); clients rose from 1,250 to 2,714 and employees fell from 19 to 18.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $904M | 2,714 | 18 | 15 |
| May 2025 | $703M | 2,222 | 18 | 12 |
| July 2024 | $422M | 2,269 | 18 | 7 |
| July 2023 | $298M | 1,790 | 22 | 6 |
| March 2022 | $309M | 1,552 | 23 | 5 |
| April 2021 | $216M | 1,250 | 19 | 4 |
Besides its headquarters, Convergence Financial has 14 offices (1 private residence, listed without an address), with 14 listed addresses across 4 states.
Missouri · 7 listed addresses
- 3919 S. Providence Road, ColumbiaHQ
- 206 Main Street, New Madrid
- 195 Payne Stewart DR, Branson
- 15918 US-160, Forsyth
- 1475 W. South St., Ozark
- 210 W Truman RD, Independence
- 428 E Morgan Street, Boonville
Kansas · 4 listed addresses
- 10975 Benson Drive, Overland Park
- 10975 Benson Drive, Overland Park
- 9401 Indian Creek Pkwy, Suite 1040, Overland Park
- 841 N Tyler, Wichita
Minnesota · 2 listed addresses
- 1017 Highway 15 S, Fairmont
- 2910 Waters Road, Eagan
Arizona · 1 listed address
- 60 Bell Rock Plaza, Sedona
Other business names
Convergence Financial has reported 12 other business names to the SEC.
- 360 Integrated Financial
- Convergence Financial & Tax
- Convergence Wealth
- Four Rivers Financial
- Great Plains Wealth Partners
- Homebrook Wealth
- Horizon Wealth Partners
- Legacy Group Financial Advisors
- Legacy Wealth MGT., LLC
- Ramos Group
- Telos Strategic Wealth
- Wescoat Wealth Management
Contact and registration details
- Legal name
- Convergence Financial, LLC
- Headquarters
- 3919 S. Providence Road, Columbia, MO 65203
- Website
- convergence-financial.com
- Phone
- 573-818-2264
- SEC file
- 801-116738
- Structure
- Missouri LLC
- Fiscal year end
- December
Convergence Financial uses LPL Financial ($877M) as custodian for its separately managed accounts. Convergence Financial does not have custody of client assets.
- LPL FinancialLPL Financial LLC · San Diego, CA · $877M100%
At year end, Convergence Financial’s separately managed accounts were mostly in funds (75%) and stocks (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.26B across 272 positions; the largest are SPDR Series Trust (7.7%), SPDR Series Trust (5.9%) and J P Morgan Exchange Traded F (3.5%).
What the accounts hold
- Stocks19%
- Funds75%
- Registered funds74%
- Pooled vehicles1%
- Bonds4%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash2%
Reported 13F holdings
- $1.26B
- Reported 13F value
- 272
- Positions
- 39.6%
- In the 10 largest
- +33.3%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500grw7.7%
- SPDR Series Trust · ST Str P500val5.9%
- J P Morgan Exchange Traded F · Active Value ETF3.5%
- SPDR Series Trust · ST Str Sp600grwo3.5%
- SPDR Series Trust · ST Str Sp400grw3.3%
- SPDR Series Trust · ST Str Sp600sm C3.3%
- SPDR Series Trust · ST Str Sp400val3.2%
- Select Sector SPDR TR · ST Str Techn ETF3.2%
- Franklin Templeton ETF TR · Invt Grade Corpt3.2%
- Invesco Exch Traded FD TR II · Short Term ETF2.9%
Together, the ten largest are 39.6% of reported value.
How many clients does Convergence Financial have?
Convergence Financial has 2,714 clients and manages $904 million for them, as of September 2026. They include 2,018 individual clients, 647 high-net-worth individuals, and 22 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026
What services does Convergence Financial offer?
Convergence Financial provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Convergence Financial charge?
Convergence Financial charges up to 1.50% a year for its Program Fee. The fee is negotiable.
Which custodians does Convergence Financial use?
Convergence Financial’s separately managed account assets are held at LPL Financial LLC (San Diego, CA), with $877M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026
How many financial advisors does Convergence Financial have?
Convergence Financial has 9 investment adviser representatives registered with state securities authorities, out of 18 employees, and 13 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Convergence Financial invest in?
At the end of its last fiscal year, Convergence Financial’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Convergence Financial?
Convergence Financial is owned through a holding company by Conor Delaney. Its direct owners are Travis Cook (75% or more) and GLHC, LLC (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 September 2026
How does Convergence Financial get paid?
Convergence Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Convergence Financial?
Convergence Financial’s main office is at 3919 S. Providence Road, Columbia, MO 65203. Its phone number is 573-818-2264. Its website is convergence-financial.com.