Travis Cook has been CEO and Member of Convergence Financial since April 2019, is a control person of the firm and directly owns 75% or more of it. Travis Cook holds a Bachelor's degree in Finance from the University of Missouri.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Travis Cook is CEO of Convergence Financial, which he founded to help financial advisors design the future they want without compromise. He has nearly 20 years in the financial services industry, including building his own advisory practice and holding mid-level management and C-suite roles. At Convergence he works with advisors on growth opportunities, succession planning, acquisitions and transitions.
Travis Cook’s longest registration was 9 years at Waddell & Reed (2007–2016). Before joining Convergence Financial in 2019, Travis Cook was registered through Good Life Advisors, LLC and Waddell & Reed.
- Convergence FinancialCurrent– present · 7 yearsColumbia, MO · Adviser representative · Firm CRD 304146
- Good Life Advisors, LLC– · 2 yearsColumbia, MO · Adviser representative · Firm CRD 171898
- Waddell & Reed– · 9 yearsColumbia, MO · Adviser representative · Firm CRD 866
Professional designations
Listed by Convergence Financial
- Chartered Mutual Fund Counselor (CMFC®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Travis Cook is registered as an investment adviser representative in 2 states. The first approvals date from June 2019; the most recent is Texas, in January 2021.
- MissouriSince 5 June 2019
- TexasSince 12 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 9 July 2011 |
| Series 66 | Uniform Combined State Law Examination | 18 January 2007 |
| Series 7 | General Securities Representative Examination | 29 November 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Travis Earl Cook
- CRD
- 5222336
- Firm
- Convergence Financial · CRD 304146
- Role
- CEO and Member
- Office
- 3919 S. PROVIDENCE ROAD, Columbia, MO 65203
- Registration
- Investment adviser registration
- In the industry since
- November 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- convergence-financial.com
Where does Travis Cook work?
Travis Cook has been CEO and Member of Convergence Financial, LLC since April 2019, and is a control person of the firm.
Is Travis Cook a financial advisor?
Yes. Travis Cook has a current investment-adviser registration in Missouri and Texas, through Convergence Financial since June 2019.
How many years of experience does Travis Cook have?
Travis Cook has 19 years in the financial industry, since November 2006, across 3 adviser firms.
What exams has Travis Cook passed?
Travis Cook has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in November 2006. FINRA credited Travis Cook with the SIE, which began in October 2018.
Where did Travis Cook work before Convergence Financial?
Before Convergence Financial, Travis Cook was registered through Waddell & Reed, January 2007 to August 2016.
Where is Travis Cook based?
Travis Cook’s registered office is in Columbia, MO.
Is Travis Cook registered with FINRA?
No. Travis Cook has no current broker registration.
Is Travis Cook a CFP?
Convergence Financial lists Travis Cook with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Travis Cook’s record?
Search CRD 5222336 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Travis Cook’s full registration record.
