Tyler Hoffmann has been President and Member of Convergence Financial since January 2023, is a control person of the firm and directly owns under 5% of it. Tyler Hoffmann holds a Degree in Finance from the University of Missouri and an MBA from Columbia College.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Tyler Hoffmann is President and Financial Advisor of Convergence Financial. He joined Convergence in 2021 after more than a decade working for one of the largest online brokerage firms in the country. He develops individual investment strategies for new clients and works to grow and strengthen the firm's existing relationships.
Tyler Hoffmann’s longest registration is the current one, 5 years at LPL Financial LLC since 2021. Before joining Convergence Financial in 2021, Tyler Hoffmann was registered through TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC.
- Convergence FinancialCurrent– present · 5 yearsColumbia, MO · Adviser representative · Firm CRD 304146
- LPL Financial LLCAlso current– present · 5 yearsColumbia, MO · Adviser representative and broker · Firm CRD 6413
- TD Ameritrade, Inc.– · 2 yearsChesterfield, MO · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · 2 yearsColumbia, MO · Adviser representative · Firm CRD 111514
- Scottrade Investment Management– · 1 yearSaint Louis, MO · Adviser representative · Firm CRD 169988
Investment adviser representative registrations
Tyler Hoffmann is registered as an investment adviser representative in Missouri, since February 2021.
- MissouriSince 3 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 February 2017 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 27 June 2015 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 22 May 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 September 2010 |
| Series 7 | General Securities Representative Examination | 17 August 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tyler Stephen Hoffmann
- CRD
- 5684883
- Firm
- Convergence Financial · CRD 304146
- Role
- President and Member
- Office
- 3919 S. PROVIDENCE ROAD, Columbia, MO 65203
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- convergencewealth.com
Where does Tyler Hoffmann work?
Tyler Hoffmann has been President and Member of Convergence Financial, LLC since January 2023, and is a control person of the firm.
Is Tyler Hoffmann a financial advisor?
Yes. Tyler Hoffmann has a current investment-adviser registration in Missouri, through Convergence Financial since February 2021.
How many years of experience does Tyler Hoffmann have?
Tyler Hoffmann has 16 years in the financial industry, since August 2010, across 5 adviser firms.
What exams has Tyler Hoffmann passed?
Tyler Hoffmann has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in August 2010. FINRA credited Tyler Hoffmann with the SIE, which began in October 2018.
Where did Tyler Hoffmann work before Convergence Financial?
Before Convergence Financial, Tyler Hoffmann was registered through TD Ameritrade, Inc., February 2018 to January 2021; TD Ameritrade Investment Management, LLC, February 2018 to December 2020; Scottrade Investment Management, February 2017 to February 2018.
Where is Tyler Hoffmann based?
Tyler Hoffmann’s registered office is in Columbia, MO.
Is Tyler Hoffmann registered with FINRA?
Yes. Tyler Hoffmann has a current broker registration, under CRD 5684883.
Source: FINRA BrokerCheck
How can I verify Tyler Hoffmann’s record?
Search CRD 5684883 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tyler Hoffmann’s full registration record.