Adam Parrie has been Chief Compliance Officer of Convergence Financial since April 2026, is a control person of the firm and directly owns under 5% of it.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Adam Parrie’s longest registration was 5 years at Waddell & Reed (2016–2021). Before joining Convergence Financial in 2026, Adam Parrie was registered through Rice, Voelker, LLC and Prospera Financial Services, Inc.
- Convergence FinancialCurrent– present · under a yearColumbia, MO · Adviser representative · Firm CRD 304146
- Rice, Voelker, LLC– · under a yearMandeville, LA · Adviser representative · Firm CRD 39838
- Prospera Financial Services, Inc.– · 1 yearDallas, TX · Adviser representative · Firm CRD 10740
- LPL Financial LLC– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 6413
- Waddell & Reed– · 5 yearsOverland Park, KS · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Adam Parrie is registered as an investment adviser representative in Missouri, since July 2026.
- MissouriSince 1 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2024 |
| Series 27 | Financial and Operations Principal Examination | 30 December 2023 |
| Series 57TO | Securities Trader Exam | 30 August 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 20 April 2018 |
| Series 53 | Municipal Securities Principal Examination | 10 March 2017 |
| Series 52 | Municipal Securities Representative Examination | 13 February 2017 |
| Series 66 | Uniform Combined State Law Examination | 19 May 2016 |
| Series 24 | General Securities Principal Examination | 1 April 2016 |
| Series 7 | General Securities Representative Examination | 12 February 2016 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 13 October 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 June 2015 |
- Name
- Operations Professional Examination
- Name
- Financial and Operations Principal Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Adam Brian Parrie
- CRD
- 6104343
- Firm
- Convergence Financial · CRD 304146
- Role
- Chief Compliance Officer
- Office
- 3919 S. PROVIDENCE ROAD, Columbia, MO 65203
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Parrie work?
Adam Parrie has been Chief Compliance Officer of Convergence Financial, LLC since April 2026, and is a control person of the firm.
Is Adam Parrie a financial advisor?
Yes. Adam Parrie has a current investment-adviser registration in Missouri, through Convergence Financial since July 2026.
How many years of experience does Adam Parrie have?
Adam Parrie has 11 years in the financial industry, since June 2015, across 5 adviser firms.
What exams has Adam Parrie passed?
Adam Parrie has passed 11 licensing exams: the Series 6, Series 26, Series 7, Series 24, Series 66, Series 52, Series 53, Series 4, Series 57TO, Series 27 and Series 99TO. The earliest, the Series 6, was passed in June 2015. FINRA credited Adam Parrie with the SIE, which began in October 2018.
Where did Adam Parrie work before Convergence Financial?
Before Convergence Financial, Adam Parrie was registered through Rice, Voelker, LLC, July 2025 to June 2026; Prospera Financial Services, Inc., August 2022 to October 2023; LPL Financial LLC, July 2021 to August 2022; Waddell & Reed, May 2016 to July 2021.
Where is Adam Parrie based?
Adam Parrie’s registered office is in Columbia, MO.
Is Adam Parrie registered with FINRA?
No. Adam Parrie has no current broker registration.
How can I verify Adam Parrie’s record?
Search CRD 6104343 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Parrie’s full registration record.
