Hunter Rice has been an investment adviser representative at Convergence Financial since September 2026, and is not listed among the firm’s executive officers or direct owners.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Hunter Rice’s longest registration is the current one, 2 years at LPL Financial LLC since 2024. Before joining Convergence Financial in 2026, Hunter Rice was registered through Good Life Advisors, LLC.
- Convergence FinancialCurrent– present · under a yearHamburg, PA · Adviser representative · Firm CRD 304146
- Good Life Advisors, LLC– · 1 yearCelebration, FL · Adviser representative · Firm CRD 171898
- LPL Financial LLCAlso current– present · 2 yearsHamburg, PA · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Hunter Rice is registered as an investment adviser representative in Missouri, since September 2026.
- MissouriSince 4 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 May 2025 |
| Series 99TO | Operations Professional Examination | 9 July 2024 |
| Series 7TO | General Securities Representative Examination | 4 June 2024 |
| SIE | Securities Industry Essentials Examination | 21 August 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- Operations Professional Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7301577
- Firm
- Convergence Financial · CRD 304146
- Office
- Hamburg, PA
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2024
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Hunter Rice work?
Hunter Rice is an investment adviser representative registered through Convergence Financial, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Hunter Rice a financial advisor?
Yes. Hunter Rice has a current investment-adviser registration in Missouri, through Convergence Financial since September 2026.
How many years of experience does Hunter Rice have?
Hunter Rice has 2 years in the financial industry, since June 2024, across 3 adviser firms.
What exams has Hunter Rice passed?
Hunter Rice has passed 4 licensing exams: the SIE, Series 7TO, Series 99TO and Series 66. The earliest, the SIE, was passed in August 2023.
Where did Hunter Rice work before Convergence Financial?
Before Convergence Financial, Hunter Rice was registered through Good Life Advisors, LLC, May 2025 to September 2026.
Where is Hunter Rice based?
Hunter Rice’s registered office is in Hamburg, PA.
Is Hunter Rice registered with FINRA?
Yes. Hunter Rice has a current broker registration, under CRD 7301577.
Source: FINRA BrokerCheck
How can I verify Hunter Rice’s record?
Search CRD 7301577 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Hunter Rice’s full registration record.
