Phillip Bacon has been an investment adviser representative at Convergence Financial since September 2024, and is not listed among the firm’s executive officers or direct owners.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Phillip Bacon’s longest registration was 3 years at MML Investors Services, LLC (2017–2021). Before joining Convergence Financial in 2024, Phillip Bacon was registered through LPL Financial LLC and MML Investors Services, LLC.
- Convergence FinancialCurrent– present · 2 yearsColumbia, MO · Adviser representative · Firm CRD 304146
- LPL Financial LLC– · 1 yearColumbia, MO · Adviser representative · Firm CRD 6413
- MML Investors Services, LLC– · 3 yearsColumbia, MO · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Phillip Bacon is registered as an investment adviser representative in Missouri, since September 2024.
- MissouriSince 12 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 October 2017 |
| Series 7 | General Securities Representative Examination | 5 August 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Phillip David Bacon
- CRD
- 6768592
- Firm
- Convergence Financial · CRD 304146
- Office
- 3919 S Providence Rd, Columbia, MO 65203
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2019
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Phillip Bacon work?
Phillip Bacon is an investment adviser representative registered through Convergence Financial, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Phillip Bacon a financial advisor?
Yes. Phillip Bacon has a current investment-adviser registration in Missouri, through Convergence Financial since September 2024.
How many years of experience does Phillip Bacon have?
Phillip Bacon has 7 years in the financial industry, since May 2019, across 3 adviser firms.
What exams has Phillip Bacon passed?
Phillip Bacon has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2017. FINRA credited Phillip Bacon with the SIE, which began in October 2018.
Where did Phillip Bacon work before Convergence Financial?
Before Convergence Financial, Phillip Bacon was registered through LPL Financial LLC, January 2021 to April 2022; MML Investors Services, LLC, October 2017 to January 2021.
Where is Phillip Bacon based?
Phillip Bacon’s registered office is in Columbia, MO.
Is Phillip Bacon registered with FINRA?
Yes. Phillip Bacon has a current broker registration, under CRD 6768592.
Source: FINRA BrokerCheck
How can I verify Phillip Bacon’s record?
Search CRD 6768592 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Phillip Bacon’s full registration record.
