Brian Atchley has been an investment adviser representative at Convergence Financial since October 2025, and is not listed among the firm’s executive officers or direct owners.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Brian Atchley’s longest registration was 10 years at Tri-Lakes Financial Services, L.L.C. (2015–2026). Before joining Convergence Financial in 2025, Brian Atchley was registered through Tri-Lakes Financial Services, L.L.C. and Raymond James Financial Services.
- Convergence FinancialCurrent– present · 1 yearForsyth, MO · Adviser representative · Firm CRD 304146
- Tri-Lakes Financial Services, L.L.C.– · 10 yearsForsyth, MO · Adviser representative · Firm CRD 148676
- Tri-Lakes Financial Services, L.L.C.– · 6 yearsForsyth, MO · Adviser representative · Firm CRD 148676
- Raymond James Financial Services– · 3 yearsForsyth, MO · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Brian Atchley is registered as an investment adviser representative in Missouri, since October 2025.
- MissouriSince 14 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 July 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 January 2004 |
| Series 7 | General Securities Representative Examination | 29 December 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Keith Atchley
- CRD
- 4723050
- Firm
- Convergence Financial · CRD 304146
- Office
- 15920B US HWY 160, Forsyth, MO 65653
- Registration
- Investment adviser registration
- In the industry since
- November 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Brian Atchley work?
Brian Atchley is an investment adviser representative registered through Convergence Financial, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Brian Atchley a financial advisor?
Yes. Brian Atchley has a current investment-adviser registration in Missouri, through Convergence Financial since October 2025.
How many years of experience does Brian Atchley have?
Brian Atchley has 20 years in the financial industry, since November 2005, across 3 adviser firms.
What exams has Brian Atchley passed?
Brian Atchley has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 2003.
Where did Brian Atchley work before Convergence Financial?
Before Convergence Financial, Brian Atchley was registered through Tri-Lakes Financial Services, L.L.C., November 2008 to December 2014; Raymond James Financial Services, July 2005 to November 2008.
Where is Brian Atchley based?
Brian Atchley’s registered office is in Forsyth, MO.
Is Brian Atchley registered with FINRA?
No. Brian Atchley has no current broker registration.
How can I verify Brian Atchley’s record?
Search CRD 4723050 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Atchley’s full registration record.
