Stacey Wescoat has been an investment adviser representative at Convergence Financial since August 2024, and is not listed among the firm’s executive officers or direct owners.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Stacey Wescoat is Wealth Advisor of Wescoat Wealth Management. She partners with LPL Financial as broker-dealer and custodian and with Convergence Financial as registered investment adviser, serving clients in Southeast Missouri and other states. She worked for more than a decade with Fortune 500 companies in the financial industry and earlier worked as an electrical engineer.
Stacey Wescoat’s longest registration was 8 years at Edward Jones (2013–2022). Before joining Convergence Financial in 2024, Stacey Wescoat was registered through Morgan Stanley and Edward Jones.
- Convergence FinancialCurrent– present · 2 yearsNew Madrid, MO · Adviser representative · Firm CRD 304146
- Morgan Stanley– · 2 yearsPoplar Bluff, MO · Adviser representative · Firm CRD 149777
- Edward Jones– · 8 yearsNew Madrid, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Stacey Wescoat is registered as an investment adviser representative in 2 states. Each was approved in August 2024.
- MissouriSince 9 August 2024
- TexasSince 9 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 February 2013 |
| Series 7 | General Securities Representative Examination | 24 January 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stacey Ann Wescoat
- CRD
- 6063940
- Firm
- Convergence Financial · CRD 304146
- Office
- 206 Main Street, Suite C, New Madrid, MO 63869
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- wescoatwealth.com
Where does Stacey Wescoat work?
Stacey Wescoat is an investment adviser representative registered through Convergence Financial, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Stacey Wescoat a financial advisor?
Yes. Stacey Wescoat has a current investment-adviser registration in Missouri and Texas, through Convergence Financial since August 2024.
How many years of experience does Stacey Wescoat have?
Stacey Wescoat has 13 years in the financial industry, since January 2013, across 3 adviser firms.
What exams has Stacey Wescoat passed?
Stacey Wescoat has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2013. FINRA credited Stacey Wescoat with the SIE, which began in October 2018.
Where did Stacey Wescoat work before Convergence Financial?
Before Convergence Financial, Stacey Wescoat was registered through Edward Jones, February 2013 to January 2022.
Where is Stacey Wescoat based?
Stacey Wescoat’s registered office is in New Madrid, MO.
Is Stacey Wescoat registered with FINRA?
Yes. Stacey Wescoat has a current broker registration, under CRD 6063940.
Source: FINRA BrokerCheck
How can I verify Stacey Wescoat’s record?
Search CRD 6063940 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stacey Wescoat’s full registration record.
