Mark Brooks has been an investment adviser representative at Convergence Financial since March 2025, and is not listed among the firm’s executive officers or direct owners. Mark Brooks holds a Degree in Business from Grove City College.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Mark Brooks is Wealth Advisor of Convergence Financial. He joined the firm in 2025 after nearly 15 years at The Motley Fool, where as General Manager he was responsible for wealth management, asset management and financial publishing. He later worked in private equity, eventually serving as Chairman for 11 small to mid-size portfolio companies.
- Convergence FinancialCurrent– present · 1 yearColumbia, MO · Adviser representative · Firm CRD 304146
Investment adviser representative registrations
Mark Brooks is registered as an investment adviser representative in Missouri, since March 2025.
- MissouriSince 11 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 March 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Mark Paul Brooks
- CRD
- 7244133
- Firm
- Convergence Financial · CRD 304146
- Office
- 3919 S. PROVIDENCE ROAD, Columbia, MO 65203
- Registration
- Investment adviser registration
- In the industry since
- March 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- convergencewealth.com
Where does Mark Brooks work?
Mark Brooks is an investment adviser representative registered through Convergence Financial, LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Mark Brooks a financial advisor?
Yes. Mark Brooks has a current investment-adviser registration in Missouri, through Convergence Financial since March 2025.
How many years of experience does Mark Brooks have?
Mark Brooks has 1 year in the financial industry, since March 2025, across 1 adviser firm.
What exams has Mark Brooks passed?
Mark Brooks passed the Series 65 in March 2025.
Where is Mark Brooks based?
Mark Brooks’ registered office is in Columbia, MO.
Is Mark Brooks registered with FINRA?
No. Mark Brooks has no current broker registration.
How can I verify Mark Brooks’ record?
Search CRD 7244133 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Brooks’ full registration record.
