Andrew Ramos has been an investment adviser representative at Convergence Financial since March 2024, and is not listed among the firm’s executive officers or direct owners. Andrew Ramos holds a Master's in Security Strategy from US Army War College. Andrew Ramos studied at United States Military Academy at West Point.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Andrew Ramos is Financial Advisor of Ramos Group, a practice offering investment advice through Convergence Financial. He began his career as a financial advisor with Edward Jones and later created Ramos Group. He graduated from the United States Military Academy at West Point in 1996 and was commissioned an Intelligence Officer.
Andrew Ramos’ longest registration was 15 years at Edward Jones (2008–2024). Before joining Convergence Financial in 2024, Andrew Ramos was registered through Edward Jones.
- Convergence FinancialCurrent– present · 2 yearsPrairie Village, KS · Adviser representative · Firm CRD 304146
- Edward Jones– · 15 yearsPrairie Village, KS · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Andrew Ramos is registered as an investment adviser representative in 2 states. Each was approved in March 2024.
- KansasSince 28 March 2024
- TexasSince 28 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 4 June 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 2002 |
| Series 7 | General Securities Representative Examination | 1 April 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Lawrence Ramos
- CRD
- 4500753
- Firm
- Convergence Financial · CRD 304146
- Office
- Suite 158, Prairie Village, KS 66208
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- ramosgrp.com
Where does Andrew Ramos work?
Andrew Ramos is an investment adviser representative registered through Convergence Financial, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Ramos a financial advisor?
Yes. Andrew Ramos has a current investment-adviser registration in Kansas and Texas, through Convergence Financial since March 2024.
How many years of experience does Andrew Ramos have?
Andrew Ramos has 24 years in the financial industry, since April 2002, across 2 adviser firms.
What exams has Andrew Ramos passed?
Andrew Ramos has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in April 2002. FINRA credited Andrew Ramos with the SIE, which began in October 2018.
Where is Andrew Ramos based?
Andrew Ramos’ registered office is in Prairie Village, KS.
Is Andrew Ramos registered with FINRA?
Yes. Andrew Ramos has a current broker registration, under CRD 4500753.
Source: FINRA BrokerCheck
How can I verify Andrew Ramos’ record?
Search CRD 4500753 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Ramos’ full registration record.
