Philip McGregor has been an investment adviser representative at Convergence Financial since April 2024, and is not listed among the firm’s executive officers or direct owners.
Convergence Financial, LLC is a Columbia, MO firm with $904M under management, 2,714 clients and 13 advisers across 15 offices, as of its September 2026 filing.
Philip McGregor’s longest registration was 3 years at Edward Jones (2019–2022). Before joining Convergence Financial in 2024, Philip McGregor was registered through Four Rivers Financial, LLC and Edward Jones.
- Convergence FinancialCurrent– present · 2 yearsBranson, MO · Adviser representative · Firm CRD 304146
- Four Rivers Financial, LLC– · under a yearBranson, MO · Adviser representative · Firm CRD 327091
- Edward Jones– · 3 yearsBranson, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Philip McGregor is registered as an investment adviser representative in Missouri, since April 2024.
- MissouriSince 18 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 June 2006 |
| Series 7 | General Securities Representative Examination | 19 June 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Philip Harris McGregor
- CRD
- 5132262
- Firm
- Convergence Financial · CRD 304146
- Office
- 195 Payne Stewart Dr, Branson, MO 65616
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Philip McGregor work?
Philip McGregor is an investment adviser representative registered through Convergence Financial, LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Philip McGregor a financial advisor?
Yes. Philip McGregor has a current investment-adviser registration in Missouri, through Convergence Financial since April 2024.
How many years of experience does Philip McGregor have?
Philip McGregor has 19 years in the financial industry, since June 2007, across 3 adviser firms.
What exams has Philip McGregor passed?
Philip McGregor has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 2006. FINRA credited Philip McGregor with the SIE, which began in October 2018.
Where did Philip McGregor work before Convergence Financial?
Before Convergence Financial, Philip McGregor was registered through Four Rivers Financial, LLC, November 2023 to March 2024; Edward Jones, February 2019 to November 2022.
Where is Philip McGregor based?
Philip McGregor’s registered office is in Branson, MO.
Is Philip McGregor registered with FINRA?
Yes. Philip McGregor has a current broker registration, under CRD 5132262.
Source: FINRA BrokerCheck
How can I verify Philip McGregor’s record?
Search CRD 5132262 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Philip McGregor’s full registration record.
