Top 10 financial advisor firms in Red Bank

13 SEC-registered financial advisor firms are headquartered in Red Bank, NJ, with $7.7B in combined regulatory assets under management. The largest by assets are Pinnacle Wealth Management Advisory Group ($2.34B), Lighthouse Financial Advisors ($1.11B) and Atlas Private Wealth Advisors ($860M).

13
Financial advisor firms: $7.7B
Their combined AUM: $435M
Median firm AUM: 4,793
Clients of the top 10

The 10 largest by assets

1
Pinnacle Wealth Management Advisory Group
RIA
$2.34B
0.50% to 1.25% a year
2
Lighthouse Financial Advisors
RIA
$1.11B
Up to 2.00% a year
3
Atlas Private Wealth Advisors
RIA
$860M
Regulatory AUM
4
Clear Wave Wealth Management
RIA
$617M
0.25% to 1.50% a year
5
ShoreHaven Wealth Partners
RIA
$542M
0.60% to 1.50% a year
6
Wbi Investments
RIA
$540M
Regulatory AUM
7
Princeton Capital Management
RIA
$435M
0.75% to 1.00% a year
8
Smallwood Wealth Investment Management
RIA
$339M
0.50% to 1.55% a year
9
Salvus Wealth Management
RIA
$316M
0.50% to 1.50% a year
10
Zynergy Retirement Planning
RIA
$173M
Regulatory AUM

Profiles of the top 10

No. 1 · RIA

Pinnacle Wealth Management Advisory Group

Pinnacle Wealth Management Advisory Group is an investment adviser based in Red Bank, NJ, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $2.34 billion, as filed on 1 October 2026.

Pinnacle Wealth Management Advisory Group charges 0.50%–1.25% a year for its Investment Advisory Services.

Regulatory AUM: $2.34B
Clients: 798
Advisory staff: 11
Founded: 2011
Fee schedule: 0.50% to 1.25% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 47 Reckless Place, Red Bank, NJ 07701
Phone: 732-450-0147
Website: withumwealth.com

No. 2 · RIA

Lighthouse Financial Advisors

Lighthouse Financial Advisors is an investment adviser based in Red Bank, NJ, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.11 billion, as filed on 9 March 2026.

Lighthouse Financial Advisors charges up to 2.00% a year for its Wealth Management Services.

Regulatory AUM: $1.11B
Clients: 429
Advisory staff: 7
Founded: 1999
Fee schedule: Up to 2.00% a year
Custodians: Fidelity
Headquarters: 3 Harding Road, Suite B, Red Bank, NJ 07701
Phone: 732-747-6680
Website: lfadvisors.com

No. 3 · RIA

Atlas Private Wealth Advisors

Atlas Private Wealth Advisors is an investment adviser based in Red Bank, NJ, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $860 million, as filed on 22 July 2026.

Regulatory AUM: $860M
Clients: 1,223
Advisory staff: 14
Custodians: LPL Financial
Headquarters: 331 Newman Springs RD., Suite 320, Building 3, 2nd Floor, Red Bank, NJ 07701
Phone: 888-996-2666
Website: atlasprivatewealthadvisors.com

No. 4 · RIA

Clear Wave Wealth Management

Clear Wave Wealth Management is an investment adviser based in Red Bank, NJ, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $617 million, as filed on 13 August 2026.

Clear Wave Wealth Management charges 0.25%–1.50% a year for its Asset Management Fees.

Regulatory AUM: $617M
Clients: 142
Advisory staff: 2
Founded: 2025
Fee schedule: 0.25% to 1.50% a year
Custodians: Fidelity
Headquarters: 331 Newman Springs Road, Building 3, 2nd Floor Suite 320, Red Bank, NJ 07701
Phone: 862-200-9438
Website: clearwavewealthmanagement.com

No. 5 · RIA

ShoreHaven Wealth Partners

ShoreHaven Wealth Partners is an investment adviser based in Red Bank, NJ, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $542 million, as filed on 1 July 2026.

ShoreHaven Wealth Partners charges 0.60%–1.50% a year for its Investment Management.

Regulatory AUM: $542M
Clients: 396
Advisory staff: 4
Fee schedule: 0.60% to 1.50% a year
Custodians: Fidelity
Headquarters: 188 East Bergen Place, Suite 202, Red Bank, NJ 07701
Phone: 732-447-9301
Website: shorehavenwealth.com

No. 6 · RIA

Wbi Investments

Wbi Investments is an investment adviser based in Red Bank, NJ, registered with the SEC since 1985. It provides investment management. Its clients include individual clients, investment companies and high-net-worth individuals. Its regulatory assets under management total $540 million, as filed on 31 March 2026.

Regulatory AUM: $540M
Clients: 796
Advisory staff: 5
Custodians: Wells Fargo Clearing Services, Pershing
Headquarters: One River Centre - 331 Newman Springs Road, Suite 143, Red Bank, NJ 07701
Phone: 732-842-4920

No. 7 · RIA

Princeton Capital Management

Princeton Capital Management is an investment adviser based in Red Bank, NJ, registered with the SEC since 2001. It provides investment management. Its clients include high-net-worth individuals, individual clients and pooled investment vehicles. Its regulatory assets under management total $435 million, as filed on 8 April 2026.

Princeton Capital Management charges 0.75%–1.00% a year for its Basic fee schedule: equity and balanced assignments.

Regulatory AUM: $435M
Clients: 184
Advisory staff: 6
Founded: 2001
Fee schedule: 0.75% to 1.00% a year
Custodians: Charles Schwab, Morgan Stanley
Headquarters: 331 Newman Springs Road, Suite 133, Red Bank, NJ 07701-1074
Phone: 201-332-9800
Website: princap.com

No. 8 · RIA

Smallwood Wealth Investment Management

Smallwood Wealth Investment Management is an investment adviser based in Red Bank, NJ, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $339 million, as filed on 13 March 2026.

Smallwood Wealth Investment Management charges 0.50%–1.55% a year for its Portfolio Management Fees.

Regulatory AUM: $339M
Clients: 458
Advisory staff: 5
Fee schedule: 0.50% to 1.55% a year
Custodians: Charles Schwab
Headquarters: 199 Broad Street, Red Bank, NJ 07701
Phone: 732-542-1565
Website: smallwoodassociates.com

No. 9 · RIA

Salvus Wealth Management

Salvus Wealth Management is an investment adviser based in Red Bank, NJ, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $316 million, as filed on 3 June 2026.

Salvus Wealth Management charges 0.50%–1.50% a year for its Investment Advisory Services.

Regulatory AUM: $316M
Clients: 195
Advisory staff: 6
Founded: 2014
Fee schedule: 0.50% to 1.50% a year
Custodians: Fidelity
Headquarters: 200 Schulz Drive, Suite 302, Red Bank, NJ 07701
Phone: 732-542-2629
Website: salvuswealth.com

No. 10 · RIA

Zynergy Retirement Planning

Zynergy Retirement Planning is an investment adviser based in Red Bank, NJ, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $173 million, as filed on 3 June 2026.

Regulatory AUM: $173M
Clients: 172
Advisory staff: 3
Custodians: Charles Schwab
Headquarters: 10 NJ-35, Red Bank, NJ 07701
Phone: 732-784-2380
Website: zynergyretirement.com

Questions about financial advisors in Red Bank

How many financial advisor firms are headquartered in Red Bank?

13 SEC-registered financial advisor firms report their principal office in Red Bank, NJ, managing $7.7B in regulatory assets between them. The other 7 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Red Bank?

Pinnacle Wealth Management Advisory Group, with $2.34B in regulatory assets under management on its latest Form ADV. The next largest are Lighthouse Financial Advisors ($1.11B) and Atlas Private Wealth Advisors ($860M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Red Bank?

The median firm manages $435M in regulatory assets. That is the midpoint of the 13 firms headquartered in Red Bank.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Red Bank charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Red Bank?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Red Bank has 13 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Red Bank

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