Princeton Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions. The firm advises 2 private funds.
Princeton Capital Management reports 184 clients. They include 99 high-net-worth individuals, 72 individual clients and 6 charitable organizations. Of its assets, 98.7% ($430M across 388 accounts) are managed with discretion; $5.46M across 2 accounts are not. A wrap fee program the firm both sponsors and manages holds $56.6M. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 39% | 11% |
| High-net-worth individuals | 54% | 78% |
| Pooled investment vehicles | 1% | 6% |
| Pension and profit-sharing plans | 1% | 1% |
| Charitable organizations | 3% | 2% |
| Other client typesCorporations and other businesses; Other | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 72 | $46.7M | 10.7% | $649K |
| High-net-worth individuals | 99 | $341M | 78.3% | $3.44M |
| Pooled investment vehicles | 2 | $25.1M | 5.8% | $12.6M |
| Pension and profit-sharing plans | 2 | $6.22M | 1.4% | $3.11M |
| Charitable organizations | 6 | $9.45M | 2.2% | $1.57M |
| Corporations and other businesses | 2 | $5.15M | 1.2% | $2.57M |
| Other | 1 | $1.83M | 0.4% | $1.83M |
| Total | 184 | $435M | 100% | $2.37M |
- Clients
- 72
- Regulatory AUM
- $46.7M
- AUM share
- 10.7%
- Avg. per client
- $649K
- Clients
- 99
- Regulatory AUM
- $341M
- AUM share
- 78.3%
- Avg. per client
- $3.44M
- Clients
- 2
- Regulatory AUM
- $25.1M
- AUM share
- 5.8%
- Avg. per client
- $12.6M
- Clients
- 2
- Regulatory AUM
- $6.22M
- AUM share
- 1.4%
- Avg. per client
- $3.11M
- Clients
- 6
- Regulatory AUM
- $9.45M
- AUM share
- 2.2%
- Avg. per client
- $1.57M
- Clients
- 2
- Regulatory AUM
- $5.15M
- AUM share
- 1.2%
- Avg. per client
- $2.57M
- Clients
- 1
- Regulatory AUM
- $1.83M
- AUM share
- 0.4%
- Avg. per client
- $1.83M
Total
- Clients
- 184
- Regulatory AUM
- $435M
- AUM share
- 100%
- Avg. per client
- $2.37M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 2
Princeton Capital Management charges 0.75%–1.00% a year for its Basic fee schedule: equity and balanced assignments. The fee is billed in advance and is negotiable.
Fee details and sources
Joseph Cajigal owns 25% to 50% of Princeton Capital Management. Joseph Cajigal is CEO; the leadership team includes President Reginald Fitzpatrick. It has 10 employees, 6 of them in advisory roles.
Leadership
Joseph CajigalChief Executive Officer and Chief Compliance Officer- Reginald FitzpatrickPresident
Alfred BerkeleyChairman
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 6 in advisory functions
- 4 state-registered reps
- Owns 25% to 50% of Princeton Capital Management LLC
Joseph Cajigal
Control person · since June 2001
- Owns 25% to 50% of Princeton Capital Management LLC
Alfred Berkeley
Control person · since September 2017
- Owns 25% to 50% of Princeton Capital Management LLC
Reginald Fitzpatrick
Control person · since September 2017
Princeton Capital Management’s regulatory assets grew from $317M (March 2021) to $435M (April 2026); clients fell from 221 to 184 and employees rose from 5 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $435M | 184 | 10 | 2 |
| March 2025 | $373M | 179 | 9 | 2 |
| March 2024 | $305M | 169 | 6 | 2 |
| April 2023 | $267M | 222 | 5 | 2 |
| March 2022 | $378M | 220 | 4 | 2 |
| March 2021 | $317M | 221 | 5 | 3 |
Besides its headquarters, Princeton Capital Management has 1 office, with 2 listed addresses in New Jersey.
New Jersey · 2 listed addresses
- 331 Newman Springs Road, Suite 133, Red BankHQ
- 17 Hulfish Street, Princeton
Contact and registration details
- Legal name
- Princeton Capital Management LLC
- Headquarters
- 331 Newman Springs Road, Suite 133, Red Bank, NJ 07701-1074
- Website
- princap.com
- Phone
- 201-332-9800
- SEC file
- 801-60470
- Founded
- 2001
- Structure
- Delaware LLC
- Fiscal year end
- December
Princeton Capital Management uses Charles Schwab ($312M, 89%) and Morgan Stanley ($40.3M, 11%) as custodians for its separately managed accounts. Princeton Capital Management has custody of $25.1M in client assets for 2 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $312M89%
- Morgan StanleyMorgan Stanley Smith Barney LLC · Birmingham, AL · $40.3M11%
At year end, Princeton Capital Management’s separately managed accounts were mostly in stocks (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $443M across 145 positions; the largest are Nvidia Corporation (16.3%), Apple Inc. (8.6%) and Alphabet Inc. (6.9%).
What the accounts hold
- Stocks89%
- Exchange-traded equities88%
- Non-exchange-traded equities1%
- Funds6%
- Registered funds5%
- Pooled vehicles1%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash6%
Reported 13F holdings
- $443M
- Reported 13F value
- 145
- Positions
- 62.6%
- In the 10 largest
- +20.9%
- Value vs. prior quarter
- Nvidia Corporation16.3%
- Apple Inc.8.6%
- Alphabet Inc. · Cap Stk CL A6.9%
- Amazon Com Inc.5.8%
- Crowdstrike Hldgs Inc. · CL A5.7%
- Quanta Svcs Inc.4.7%
- Eli Lilly & CO4.6%
- Microsoft Corp.4.5%
- Broadcom Inc.2.8%
- GE Vernova Inc.2.6%
Together, the ten largest are 62.6% of reported value.
How many clients does Princeton Capital Management have?
Princeton Capital Management has 184 clients and manages $435 million for them, as of April 2026. They include 99 high-net-worth individuals, 72 individual clients and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 April 2026
What services does Princeton Capital Management offer?
Princeton Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Princeton Capital Management charge?
Princeton Capital Management charges 0.75%–1.00% a year for its Basic fee schedule: equity and balanced assignments. The fee is billed in advance and is negotiable.
Source: PRINCETON CAPITAL MANAGEMENT LLC ADV PART 2A MARCH 2026, filed 8 April 2026
Which custodians does Princeton Capital Management use?
Princeton Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $312M and Morgan Stanley Smith Barney LLC (Birmingham, AL), with $40.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 April 2026
How many financial advisors does Princeton Capital Management have?
Princeton Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Princeton Capital Management invest in?
At the end of its last fiscal year, Princeton Capital Management’s separately managed accounts held 88% exchange-traded equities, 6% cash and equivalents, 5% registered funds (mutual funds, ETFs, BDCs), 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Princeton Capital Management?
Princeton Capital Management’s direct owners are Joseph Cajigal, Alfred Berkeley and Reginald Fitzpatrick, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 8 April 2026
How does Princeton Capital Management get paid?
Princeton Capital Management is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Princeton Capital Management?
Princeton Capital Management’s main office is at 331 Newman Springs Road, Suite 133, Red Bank, NJ 07701-1074. Its phone number is 201-332-9800. Its website is princap.com.