Caelan McCarthy has been an investment adviser representative at Princeton Capital Management since October 2023, and is not listed among the firm’s executive officers or direct owners. Caelan McCarthy holds a Bachelor of Arts in Economics, Rutgers from The State University of New Jersey.
Princeton Capital Management LLC is a Red Bank, NJ firm with $435M under management, 184 clients and 6 advisers across 2 offices, as of its April 2026 filing.
Caelan McCarthy is Director of Financial Planning at Princeton Capital Management. As an advisor, he specializes in financial planning and is a member of the Financial Planning Association in New Jersey's NexGen advisor chapter. He began his career in financial services in 2015 at Merrill Lynch.
Caelan McCarthy’s longest registration was 3 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2017–2020). Before joining Princeton Capital Management in 2023, Caelan McCarthy was registered through Condor Capital Wealth Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 3 yearsRed Bank, NJ · Adviser representative · Firm CRD 113926
- Condor Capital Wealth Management– · 2 yearsMartinsville, NJ · Adviser representative · Firm CRD 104920
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsShort Hills, NJ · Adviser representative · Firm CRD 7691
Professional designations
Listed by Princeton Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 September 2017 |
| Series 7 | General Securities Representative Examination | 27 April 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Caelan Angus McCarthy
- CRD
- 6541630
- Firm
- Princeton Capital Management · CRD 113926
- Office
- 331 NEWMAN SPRINGS ROAD, SUITE 133, Red Bank, NJ 07701-1074
- Registration
- Investment adviser registration
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- princap.com
Where does Caelan McCarthy work?
Caelan McCarthy is an investment adviser representative registered through Princeton Capital Management LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Caelan McCarthy a financial advisor?
Yes. Caelan McCarthy has a current investment-adviser registration, through Princeton Capital Management since October 2023.
How many years of experience does Caelan McCarthy have?
Caelan McCarthy has 9 years in the financial industry, since August 2017, across 3 adviser firms.
What exams has Caelan McCarthy passed?
Caelan McCarthy has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2017. FINRA credited Caelan McCarthy with the SIE, which began in October 2018.
Where did Caelan McCarthy work before Princeton Capital Management?
Before Princeton Capital Management, Caelan McCarthy was registered through Condor Capital Wealth Management, December 2020 to August 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2017 to October 2020.
Where is Caelan McCarthy based?
Caelan McCarthy’s registered office is in Red Bank, NJ.
Is Caelan McCarthy registered with FINRA?
No. Caelan McCarthy has no current broker registration.
Is Caelan McCarthy a CFP?
Princeton Capital Management lists Caelan McCarthy with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Caelan McCarthy’s record?
Search CRD 6541630 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caelan McCarthy’s full registration record.
