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Reginald Fitzpatrick

President at Princeton Capital Management in Red Bank, NJ

Investment adviser registrationUpdated

Reginald Fitzpatrick is President of Princeton Capital Management LLC, an investment adviser managing $435M, and works from its Red Bank, NJ office. Reginald Fitzpatrick has been registered as an investment adviser representative through Princeton Capital Management since 10 April 2018, has 13 years in the industry across 2 firms and has passed 6 licensing exams.

13
Years in industry
8
Years at firm
2
Adviser firms
0
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Reginald Fitzpatrick has been President of Princeton Capital Management since September 2017, is a control person of the firm and directly owns between 25% and 50% of it. Reginald Fitzpatrick holds a Bachelor of Arts in History from Duke University.

Princeton Capital Management LLC is a Red Bank, NJ firm with $435M under management, 184 clients and 6 advisers across 2 offices, as of its April 2026 filing.

Hugh A. Fitzpatrick is President of Princeton Capital Management. He is part of the investment team and provides a capital markets perspective, with a focus on client relationships. He has worked with institutional investors and in capital markets in the United States and London for more than 30 years. Before joining the firm in 2006, he was a Managing Director at Wachovia Securities.

Reginald Fitzpatrick’s longest registration is the current one, 8 years at Princeton Capital Management since 2018. Before joining Princeton Capital Management in 2018, Reginald Fitzpatrick was registered through Princeton Capital Management Inc.

  1. – present · 8 years
    Red Bank, NJ · Adviser representative · Firm CRD 113926
  2. Princeton Capital Management Inc
    – · 4 years
    Princeton, NJ · Adviser representative · Firm CRD 105263

Credentials and registrations

Examinations

Series 654 February 2013
Name
Uniform Investment Adviser Law Examination
Series 5511 April 2000
Name
Limited Representative-Equity Trader Exam
Series 816 July 1998
Name
General Securities Sales Supervisor Examination (Options Module & General Module)
Series 249 March 1998
Name
General Securities Principal Examination
Series 6327 April 1981
Name
Uniform Securities Agent State Law Examination
Series 718 February 1978
Name
General Securities Representative Examination

Key facts

Full name
Reginald Hugh A Fitzpatrick
CRD
849483
Role
President
Office
331 NEWMAN SPRINGS ROAD, SUITE 133, Red Bank, NJ 07701-1074
Registration
Investment adviser registration
In the industry since
May 2013
Disciplinary history
Not yet shown here · SEC record
Firm bio
princap.com

Common questions

Where does Reginald Fitzpatrick work?

Reginald Fitzpatrick has been President of Princeton Capital Management LLC since September 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 April 2026

Is Reginald Fitzpatrick a financial advisor?

Yes. Reginald Fitzpatrick has a current investment-adviser registration, through Princeton Capital Management since April 2018.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Reginald Fitzpatrick have?

Reginald Fitzpatrick has 13 years in the financial industry, since May 2013, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Reginald Fitzpatrick passed?

Reginald Fitzpatrick has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 8, Series 55 and Series 65. The earliest, the Series 7, was passed in February 1978.

Source: IAPD individual record, checked 22 October 2026

Where did Reginald Fitzpatrick work before Princeton Capital Management?

Before Princeton Capital Management, Reginald Fitzpatrick was registered through Princeton Capital Management Inc (CRD 105263), February 2013 to December 2017.

Source: IAPD individual record, checked 22 October 2026

Where is Reginald Fitzpatrick based?

Reginald Fitzpatrick’s registered office is in Red Bank, NJ.

Source: IAPD individual record, checked 22 October 2026

Is Reginald Fitzpatrick registered with FINRA?

No. Reginald Fitzpatrick has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Reginald Fitzpatrick’s record?

Search CRD 849483 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Reginald Fitzpatrick’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Princeton Capital Management

Sources

  1. IAPD individual record, CRD 849483, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Princeton Capital Management LLC, filed 8 April 2026. Title, control and ownership bands.
  3. Princeton Capital Management team page. Biography, education, credentials, awards.